modeling_exaone.py

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# Copyright 2026 The LG AI Research and HuggingFace Inc. team. All rights reserved.
#
#
# Licensed under the Apache License, Version 2.0 (the "License");
# you may not use this file except in compliance with the License.
# You may obtain a copy of the License at
#
#     http://www.apache.org/licenses/LICENSE-2.0
#
# Unless required by applicable law or agreed to in writing, software
# distributed under the License is distributed on an "AS IS" BASIS,
# WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
# See the License for the specific language governing permissions and
# limitations under the License.
"""LG AI Research EXAONE Lab"""

from collections.abc import Callable
from typing import Optional

import torch
from torch import nn

from transformers.activations import ACT2FN
from transformers.cache_utils import Cache, DynamicCache
from transformers.generation import GenerationMixin
from transformers.integrations import use_kernel_forward_from_hub, use_kernel_func_from_hub, use_kernelized_func
from transformers.masking_utils import create_causal_mask
from transformers.modeling_layers import GradientCheckpointingLayer
from transformers.modeling_outputs import BaseModelOutputWithPast, CausalLMOutputWithPast
from transformers.modeling_rope_utils import ROPE_INIT_FUNCTIONS, dynamic_rope_update
from transformers.modeling_utils import ALL_ATTENTION_FUNCTIONS, PreTrainedModel
from transformers.processing_utils import Unpack
from transformers.utils import TransformersKwargs, auto_docstring, can_return_tuple
from transformers.utils.generic import check_model_inputs, maybe_autocast
from .configuration_exaone import ExaoneConfig


@use_kernel_forward_from_hub("RMSNorm")
class ExaoneRMSNorm(nn.Module):
    def __init__(self, hidden_size, eps=1e-6):
        """
        ExaoneRMSNorm is equivalent to T5LayerNorm
        """
        super().__init__()
        self.weight = nn.Parameter(torch.ones(hidden_size))
        self.variance_epsilon = eps

    def forward(self, hidden_states):
        input_dtype = hidden_states.dtype
        hidden_states = hidden_states.to(torch.float32)
        variance = hidden_states.pow(2).mean(-1, keepdim=True)
        hidden_states = hidden_states * torch.rsqrt(variance + self.variance_epsilon)
        return self.weight * hidden_states.to(input_dtype)

    def extra_repr(self):
        return f"{tuple(self.weight.shape)}, eps={self.variance_epsilon}"


def rotate_half(x):
    """Rotates half the hidden dims of the input."""
    x1 = x[..., : x.shape[-1] // 2]
    x2 = x[..., x.shape[-1] // 2 :]
    return torch.cat((-x2, x1), dim=-1)


@use_kernel_func_from_hub("rotary_pos_emb")
def apply_rotary_pos_emb(q, k, cos, sin, unsqueeze_dim=1):
    """Applies Rotary Position Embedding to the query and key tensors.

    Args:
        q (`torch.Tensor`): The query tensor.
        k (`torch.Tensor`): The key tensor.
        cos (`torch.Tensor`): The cosine part of the rotary embedding.
        sin (`torch.Tensor`): The sine part of the rotary embedding.
        unsqueeze_dim (`int`, *optional*, defaults to 1):
            The 'unsqueeze_dim' argument specifies the dimension along which to unsqueeze cos[position_ids] and
            sin[position_ids] so that they can be properly broadcasted to the dimensions of q and k. For example, note
            that cos[position_ids] and sin[position_ids] have the shape [batch_size, seq_len, head_dim]. Then, if q and
            k have the shape [batch_size, heads, seq_len, head_dim], then setting unsqueeze_dim=1 makes
            cos[position_ids] and sin[position_ids] broadcastable to the shapes of q and k. Similarly, if q and k have
            the shape [batch_size, seq_len, heads, head_dim], then set unsqueeze_dim=2.
    Returns:
        `tuple(torch.Tensor)` comprising of the query and key tensors rotated using the Rotary Position Embedding.
    """
    cos = cos.unsqueeze(unsqueeze_dim)
    sin = sin.unsqueeze(unsqueeze_dim)
    q_embed = (q * cos) + (rotate_half(q) * sin)
    k_embed = (k * cos) + (rotate_half(k) * sin)
    return q_embed, k_embed


def repeat_kv(hidden_states: torch.Tensor, n_rep: int) -> torch.Tensor:
    """
    This is the equivalent of torch.repeat_interleave(x, dim=1, repeats=n_rep). The hidden states go from (batch,
    num_key_value_heads, seqlen, head_dim) to (batch, num_attention_heads, seqlen, head_dim)
    """
    batch, num_key_value_heads, slen, head_dim = hidden_states.shape
    if n_rep == 1:
        return hidden_states
    hidden_states = hidden_states[:, :, None, :, :].expand(batch, num_key_value_heads, n_rep, slen, head_dim)
    return hidden_states.reshape(batch, num_key_value_heads * n_rep, slen, head_dim)


def eager_attention_forward(
    module: nn.Module,
    query: torch.Tensor,
    key: torch.Tensor,
    value: torch.Tensor,
    attention_mask: torch.Tensor | None,
    scaling: float,
    dropout: float = 0.0,
    **kwargs: Unpack[TransformersKwargs],
):
    key_states = repeat_kv(key, module.num_key_value_groups)
    value_states = repeat_kv(value, module.num_key_value_groups)

    attn_weights = torch.matmul(query, key_states.transpose(2, 3)) * scaling
    if attention_mask is not None:
        causal_mask = attention_mask[:, :, :, : key_states.shape[-2]]
        attn_weights = attn_weights + causal_mask

    attn_weights = nn.functional.softmax(attn_weights, dim=-1, dtype=torch.float32).to(query.dtype)
    attn_weights = nn.functional.dropout(attn_weights, p=dropout, training=module.training)
    attn_output = torch.matmul(attn_weights, value_states)
    attn_output = attn_output.transpose(1, 2).contiguous()

    return attn_output, attn_weights


@use_kernelized_func(apply_rotary_pos_emb)
class ExaoneAttention(nn.Module):
    """Multi-headed attention from 'Attention Is All You Need' paper"""

    def __init__(self, config: ExaoneConfig, layer_idx: int):
        super().__init__()
        self.config = config
        self.layer_idx = layer_idx
        self.head_dim = getattr(config, "head_dim", config.hidden_size // config.num_attention_heads)
        self.num_key_value_groups = config.num_attention_heads // config.num_key_value_heads
        self.scaling = self.head_dim**-0.5
        self.attention_dropout = config.attention_dropout
        self.is_causal = True
        self.q_proj = nn.Linear(config.hidden_size, config.num_attention_heads * self.head_dim, bias=False)
        self.k_proj = nn.Linear(config.hidden_size, config.num_key_value_heads * self.head_dim, bias=False)
        self.v_proj = nn.Linear(config.hidden_size, config.num_key_value_heads * self.head_dim, bias=False)
        self.out_proj = nn.Linear(config.num_attention_heads * self.head_dim, config.hidden_size, bias=False)

    def forward(
        self,
        hidden_states: torch.Tensor,
        position_embeddings: tuple[torch.Tensor, torch.Tensor] | None = None,
        attention_mask: torch.Tensor | None = None,
        past_key_values: Cache | None = None,
        cache_position: torch.LongTensor | None = None,
        **kwargs: Unpack[TransformersKwargs],
    ) -> tuple[torch.Tensor, torch.Tensor]:
        input_shape = hidden_states.shape[:-1]
        hidden_shape = (*input_shape, -1, self.head_dim)

        query_states = self.q_proj(hidden_states).view(hidden_shape).transpose(1, 2)
        key_states = self.k_proj(hidden_states).view(hidden_shape).transpose(1, 2)
        value_states = self.v_proj(hidden_states).view(hidden_shape).transpose(1, 2)

        cos, sin = position_embeddings
        query_states, key_states = apply_rotary_pos_emb(query_states, key_states, cos, sin)

        if past_key_values is not None:
            # sin and cos are specific to RoPE models; cache_position needed for the static cache
            cache_kwargs = {"sin": sin, "cos": cos, "cache_position": cache_position}
            key_states, value_states = past_key_values.update(key_states, value_states, self.layer_idx, cache_kwargs)

        attention_interface: Callable = ALL_ATTENTION_FUNCTIONS.get_interface(
            self.config._attn_implementation, eager_attention_forward
        )

        attn_output, attn_weights = attention_interface(
            self,
            query_states,
            key_states,
            value_states,
            attention_mask,
            dropout=0.0 if not self.training else self.attention_dropout,
            scaling=self.scaling,
            **kwargs,
        )

        attn_output = attn_output.reshape(*input_shape, -1).contiguous()
        attn_output = self.out_proj(attn_output)
        return attn_output, attn_weights


class ExaoneAttentionBlock(nn.Module):
    """Dummy wrapper class for EXAONE 3.5 structure"""

    def __init__(self, config: ExaoneConfig, layer_idx: int):
        super().__init__()
        self.config = config
        self.layer_idx = layer_idx
        self.attention = ExaoneAttention(config, layer_idx)

    def forward(
        self,
        hidden_states: torch.Tensor,
        position_embeddings: tuple[torch.Tensor, torch.Tensor] | None = None,
        attention_mask: torch.Tensor | None = None,
        past_key_values: Cache | None = None,
        cache_position: torch.LongTensor | None = None,
        **kwargs: Unpack[TransformersKwargs],
    ) -> tuple[torch.Tensor, torch.Tensor]:
        return self.attention(
            hidden_states=hidden_states,
            position_embeddings=position_embeddings,
            attention_mask=attention_mask,
            past_key_values=past_key_values,
            cache_position=cache_position,
            **kwargs,
        )


class ExaoneMLP(nn.Module):
    def __init__(self, config):
        super().__init__()
        self.config = config
        self.hidden_size = config.hidden_size
        self.intermediate_size = config.intermediate_size
        self.c_fc_0 = nn.Linear(self.hidden_size, self.intermediate_size, bias=False)
        self.c_fc_1 = nn.Linear(self.hidden_size, self.intermediate_size, bias=False)
        self.c_proj = nn.Linear(self.intermediate_size, self.hidden_size, bias=False)
        self.act = ACT2FN[config.hidden_act]

    def forward(self, x):
        output_proj = self.c_proj(self.act(self.c_fc_0(x)) * self.c_fc_1(x))
        return output_proj


class ExaoneDecoderLayer(GradientCheckpointingLayer):
    def __init__(self, config, layer_id):
        super().__init__()
        self.config = config
        self.hidden_size = config.hidden_size
        self.ln_1 = ExaoneRMSNorm(hidden_size=self.hidden_size, eps=config.layer_norm_epsilon)
        self.attn = ExaoneAttentionBlock(config, layer_id)
        self.ln_2 = ExaoneRMSNorm(hidden_size=self.hidden_size, eps=config.layer_norm_epsilon)
        self.mlp = ExaoneMLP(config)

    def forward(
        self,
        hidden_states: torch.Tensor,
        attention_mask: torch.Tensor | None = None,
        position_ids: torch.LongTensor | None = None,
        past_key_values: Cache | None = None,
        use_cache: bool | None = False,
        cache_position: torch.LongTensor | None = None,
        position_embeddings: tuple[torch.Tensor, torch.Tensor] | None = None,
        **kwargs: Unpack[TransformersKwargs],
    ) -> torch.Tensor:
        residual = hidden_states
        hidden_states = self.ln_1(hidden_states)
        # Self Attention
        hidden_states, _ = self.attn(
            hidden_states=hidden_states,
            attention_mask=attention_mask,
            position_ids=position_ids,
            past_key_values=past_key_values,
            use_cache=use_cache,
            cache_position=cache_position,
            position_embeddings=position_embeddings,
            **kwargs,
        )
        hidden_states = residual + hidden_states

        # Fully Connected
        residual = hidden_states
        hidden_states = self.ln_2(hidden_states)
        hidden_states = self.mlp(hidden_states)
        hidden_states = residual + hidden_states
        return hidden_states


@auto_docstring
class ExaonePreTrainedModel(PreTrainedModel):
    config: ExaoneConfig

    base_model_prefix = "transformer"
    supports_gradient_checkpointing = True
    _no_split_modules = ["ExaoneDecoderLayer"]
    _skip_keys_device_placement = ["past_key_values"]
    _supports_flash_attn = True
    _supports_sdpa = True
    _supports_flex_attn = True

    _can_compile_fullgraph = True
    _supports_attention_backend = True
    _can_record_outputs = {
        "hidden_states": ExaoneDecoderLayer,
        "attentions": ExaoneAttention,
    }


class ExaoneRotaryEmbedding(nn.Module):
    inv_freq: torch.Tensor  # fix linting for `register_buffer`

    def __init__(self, config: ExaoneConfig, device=None):
        super().__init__()
        self.max_seq_len_cached = config.max_position_embeddings
        self.original_max_seq_len = config.max_position_embeddings

        self.config = config

        self.rope_type = self.config.rope_parameters["rope_type"]
        rope_init_fn: Callable = self.compute_default_rope_parameters
        if self.rope_type != "default":
            rope_init_fn = ROPE_INIT_FUNCTIONS[self.rope_type]
        inv_freq, self.attention_scaling = rope_init_fn(self.config, device)

        self.register_buffer("inv_freq", inv_freq, persistent=False)
        self.register_buffer("original_inv_freq", inv_freq.clone(), persistent=False)

    @staticmethod
    def compute_default_rope_parameters(
        config: ExaoneConfig | None = None,
        device: Optional["torch.device"] = None,
        seq_len: int | None = None,
    ) -> tuple["torch.Tensor", float]:
        """
        Computes the inverse frequencies according to the original RoPE implementation
        Args:
            config ([`~transformers.PreTrainedConfig`]):
                The model configuration.
            device (`torch.device`):
                The device to use for initialization of the inverse frequencies.
            seq_len (`int`, *optional*):
                The current sequence length. Unused for this type of RoPE.
        Returns:
            Tuple of (`torch.Tensor`, `float`), containing the inverse frequencies for the RoPE embeddings and the
            post-processing scaling factor applied to the computed cos/sin (unused in this type of RoPE).
        """
        base = config.rope_parameters["rope_theta"]
        dim = getattr(config, "head_dim", None) or config.hidden_size // config.num_attention_heads

        attention_factor = 1.0  # Unused in this type of RoPE

        # Compute the inverse frequencies
        inv_freq = 1.0 / (
            base ** (torch.arange(0, dim, 2, dtype=torch.int64).to(device=device, dtype=torch.float) / dim)
        )
        return inv_freq, attention_factor

    @torch.no_grad()
    @dynamic_rope_update  # power user: used with advanced RoPE types (e.g. dynamic rope)
    def forward(self, x, position_ids):
        inv_freq_expanded = self.inv_freq[None, :, None].float().expand(position_ids.shape[0], -1, 1).to(x.device)
        position_ids_expanded = position_ids[:, None, :].float()

        device_type = x.device.type if isinstance(x.device.type, str) and x.device.type != "mps" else "cpu"
        with maybe_autocast(device_type=device_type, enabled=False):  # Force float32
            freqs = (inv_freq_expanded.float() @ position_ids_expanded.float()).transpose(1, 2)
            emb = torch.cat((freqs, freqs), dim=-1)
            cos = emb.cos() * self.attention_scaling
            sin = emb.sin() * self.attention_scaling

        return cos.to(dtype=x.dtype), sin.to(dtype=x.dtype)


@auto_docstring
class ExaoneModel(ExaonePreTrainedModel):
    def __init__(self, config: ExaoneConfig):
        super().__init__(config)
        self.config = config
        self.hidden_size = config.hidden_size
        self.padding_idx = config.pad_token_id
        self.vocab_size = config.vocab_size

        self.wte = nn.Embedding(self.vocab_size, self.hidden_size, self.padding_idx)
        self.drop = nn.Dropout(float(config.embed_dropout))
        self.h = nn.ModuleList([ExaoneDecoderLayer(config, layer_id=i) for i in range(config.num_layers)])
        self.ln_f = ExaoneRMSNorm(hidden_size=self.hidden_size, eps=config.layer_norm_epsilon)
        self.rotary = ExaoneRotaryEmbedding(config)

        # Initialize weights and apply final processing
        self.post_init()

    @check_model_inputs
    @auto_docstring
    def forward(
        self,
        input_ids: torch.LongTensor | None = None,
        attention_mask: torch.Tensor | None = None,
        position_ids: torch.LongTensor | None = None,
        past_key_values: Cache | None = None,
        inputs_embeds: torch.FloatTensor | None = None,
        cache_position: torch.LongTensor | None = None,
        use_cache: bool | None = None,
        **kwargs: Unpack[TransformersKwargs],
    ) -> BaseModelOutputWithPast:
        if (input_ids is None) ^ (inputs_embeds is not None):
            raise ValueError("You must specify exactly one of input_ids or inputs_embeds")

        if inputs_embeds is None:
            inputs_embeds: torch.Tensor = self.wte(input_ids)

        if use_cache and past_key_values is None:
            past_key_values = DynamicCache(config=self.config)

        if cache_position is None:
            past_seen_tokens = past_key_values.get_seq_length() if past_key_values is not None else 0
            cache_position: torch.Tensor = (
                torch.arange(inputs_embeds.shape[1], device=inputs_embeds.device) + past_seen_tokens
            )

        if position_ids is None:
            position_ids = cache_position.unsqueeze(0)

        causal_mask = create_causal_mask(
            config=self.config,
            input_embeds=inputs_embeds,
            attention_mask=attention_mask,
            cache_position=cache_position,
            past_key_values=past_key_values,
            position_ids=position_ids,
        )

        hidden_states = inputs_embeds
        position_embeddings = self.rotary(hidden_states, position_ids=position_ids)

        for decoder_layer in self.h[: self.config.num_layers]:
            hidden_states = decoder_layer(
                hidden_states,
                attention_mask=causal_mask,
                position_embeddings=position_embeddings,
                position_ids=position_ids,
                past_key_values=past_key_values,
                use_cache=use_cache,
                cache_position=cache_position,
                **kwargs,
            )

        hidden_states = self.ln_f(hidden_states)
        return BaseModelOutputWithPast(
            last_hidden_state=hidden_states,
            past_key_values=past_key_values,
        )


@auto_docstring
class ExaoneForCausalLM(ExaonePreTrainedModel, GenerationMixin):
    _tied_weights_keys = {"lm_head.weight": "transformer.wte.weight"}
    _tp_plan = {"lm_head": "colwise_gather_output"}
    _pp_plan = {"lm_head": (["hidden_states"], ["logits"])}

    def __init__(self, config):
        super().__init__(config)
        self.transformer = ExaoneModel(config)
        self.vocab_size = config.vocab_size
        self.lm_head = nn.Linear(config.hidden_size, config.vocab_size, bias=False)

        # Initialize weights and apply final processing
        self.post_init()

    @can_return_tuple
    @auto_docstring
    def forward(
        self,
        input_ids: torch.LongTensor | None = None,
        attention_mask: torch.Tensor | None = None,
        position_ids: torch.LongTensor | None = None,
        past_key_values: Cache | None = None,
        inputs_embeds: torch.FloatTensor | None = None,
        labels: torch.LongTensor | None = None,
        use_cache: bool | None = None,
        cache_position: torch.LongTensor | None = None,
        logits_to_keep: int | torch.Tensor = 0,
        **kwargs: Unpack[TransformersKwargs],
    ) -> CausalLMOutputWithPast:
        r"""
        Args:
            labels (`torch.LongTensor` of shape `(batch_size, sequence_length)`, *optional*):
                Labels for language modeling. Note that the labels **are shifted** inside the model, i.e. you can set
                `labels = input_ids` Indices are selected in `[-100, 0, ..., config.vocab_size]` All labels set to `-100`
                are ignored (masked), the loss is only computed for labels in `[0, ..., config.vocab_size]`

        Example:

        ```python
        >>> from transformers import AutoModelForCausalLM, AutoTokenizer

        >>> model = AutoModelForCausalLM.from_pretrained("LGAI-EXAONE/EXAONE-3.5-2.4B-Instruct",
                                                         trust_remote_code=True)
        >>> tokenizer = AutoTokenizer.from_pretrained("LGAI-EXAONE/EXAONE-3.5-2.4B-Instruct")

        >>> prompt = "Explain how wonderful you are"
        >>> messages = [
            {"role": "system", "content": "You are a helpful assistant."},
            {"role": "user", "content": prompt}
        ]
        >>> input_ids = tokenizer.apply_chat_template(
            messages,
            tokenize=True,
            add_generation_prompt=True,
            return_tensors="pt"
        )

        >>> output = model.generate(**input_ids.to(model.device), max_new_tokens=128)
        >>> tokenizer.decode(output[0], skip_special_tokens=True)
        '[|system|]You are a helpful assistant.\n[|user|]Explain how wonderful you are\n[|assistant|]As an AI assistant, I don\'t experience feelings or qualities like "wonderfulness" in the way humans do, but I can certainly highlight several aspects that make my capabilities and interactions valuable and beneficial:\n\n1. **Knowledge and Information**: I am equipped with extensive knowledge across a wide range of topics including science, technology, history, culture, and more. This allows me to provide accurate, informative responses to a vast array of inquiries, helping users learn and explore new ideas.\n\n2. **Accessibility**: I am available 24/7, meaning you can ask me questions or seek assistance at'
        ```
        """
        outputs: BaseModelOutputWithPast = self.transformer(
            input_ids=input_ids,
            attention_mask=attention_mask,
            position_ids=position_ids,
            past_key_values=past_key_values,
            inputs_embeds=inputs_embeds,
            use_cache=use_cache,
            cache_position=cache_position,
            **kwargs,
        )

        hidden_states = outputs.last_hidden_state
        # Only compute necessary logits, and do not upcast them to float if we are not computing the loss
        slice_indices = slice(-logits_to_keep, None) if isinstance(logits_to_keep, int) else logits_to_keep
        logits = self.lm_head(hidden_states[:, slice_indices, :])

        loss = None
        if labels is not None:
            loss = self.loss_function(logits=logits, labels=labels, vocab_size=self.config.vocab_size, **kwargs)

        return CausalLMOutputWithPast(
            loss=loss,
            logits=logits,
            past_key_values=outputs.past_key_values,
            hidden_states=outputs.hidden_states,
            attentions=outputs.attentions,
        )


__all__ = ["ExaonePreTrainedModel", "ExaoneModel", "ExaoneForCausalLM"]