episode_id string | client_id string | as_of_date string | account_type string | base_currency string | nav_usd int64 | cash_pct float64 | gross_exposure_x float64 | net_exposure_pct float64 | sector_risk_contrib_pct string | factor_risk_contrib_pct string | top_positions_pct string | drift_vs_policy_pct float64 | var_95_bps int64 | stress_dd_20d_pct float64 | regime string | vix float64 | rates_10y_pct float64 | inflation_yoy_pct float64 | credit_spread_ig_bps int64 | alpha_est_bps int64 | alpha_ci95_bps string | signal_strength_1_100 int64 | model_calibration_mse_90d float64 | drift_breach_flag bool | var_breach_flag bool | policy_constraints string | hard_limits_hit string | soft_limits_near string | action_type string | action_payload string | expected_alpha_bps int64 | expected_risk_delta_bps int64 | expected_cost_bps int64 | hedge_greeks string | venue string | order_type string | fill_ratio_pct int64 | slippage_bps int64 | implementation_shortfall_bps int64 | pnl_7d_bps int64 | pnl_30d_bps int64 | var_change_7d_bps int64 | tracking_error_change_30d_bps int64 | self_correction_trigger string | self_correction_action string | self_correction_reason string | post_correction_var_bps int64 | post_correction_drift_pct float64 | advisor_review string | user_feedback_1_5 int64 | audit_notes string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E0701 | P0391 | 2025-01-03 | 401k | USD | 413,271 | 5.1 | 1 | 71.9 | Utilities:16.1;Financials:14.9;Consumer:29.7;Industrials:19.2;Health:20.2 | Value:22.0;Growth:10.2;Quality:15.0;Size:20.3;Momentum:16.1;LowVol:16.4 | GLD:10.4;XLF:27.2;TLT:29.5;BRK.B:10.6;IEF:11.8;VTI:10.4 | 2.7 | 159 | 20.1 | Volatile | 25.3 | 4.35 | 3.9 | 145 | 23 | 8:39 | 72 | 0.0047 | false | false | MaxPos5%;MaxSector25% | null | VarNear | NoAction | Within policy bands; defer | -9 | 11 | 10 | null | BrokerA | LMT | 0 | 0 | 0 | -45 | -12 | -5 | -6 | null | null | Normal monitoring | 171 | 3.9 | Approved | 3 | Monitor dispersion and breadth |
E0702 | P4872 | 2025-11-02 | Roth | USD | 635,445 | 14.5 | 1 | 72.3 | Materials:25.1;Health:19.7;Tech:20.4;RealEstate:16.2;Consumer:18.6 | Value:15.2;Growth:21.5;Quality:11.2;Size:19.7;Momentum:14.8;LowVol:17.6 | HYG:30.4;IEF:35.2;BRK.B:34.4 | 3.3 | 159 | 9.7 | Sideways | 18.3 | 4.46 | 2.7 | 91 | -18 | -50:3 | 52 | 0.0088 | false | false | ESGOnly;MaxPos8%;NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -6 | -30 | 11 | null | BrokerA | LMT | 99 | 12 | 14 | 26 | 90 | -14 | -10 | null | null | Normal monitoring | 184 | 3.8 | null | 4 | Within IPS guidelines |
E0703 | P0333 | 2025-01-26 | 401k | USD | 621,442 | 6.6 | 1 | 55.4 | Health:28.4;RealEstate:29.4;Financials:14.0;Utilities:12.6;Industrials:15.6 | Value:15.3;Growth:11.5;Quality:18.7;Size:17.5;Momentum:16.7;LowVol:20.3 | TSLA:16.8;MSFT:7.3;TLT:22.8;AAPL:26.6;XLF:15.7;VOO:10.9 | 4.9 | 242 | 24.2 | Bull | 14.1 | 4.63 | 2.8 | 98 | 93 | 56:141 | 94 | 0.0097 | false | true | MaxPos5% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 13 | -20 | 10 | Delta:-0.16;Vega:0.05 | BrokerA | MKT | 100 | 3 | 2 | 1 | -9 | -49 | 40 | VAR>budget | Hedge | Risk above budget threshold | 96 | 2.5 | Rejected | 5 | Within IPS guidelines |
E0704 | P8345 | 2025-02-07 | Trust | USD | 791,906 | 9.3 | 1 | 51.5 | Materials:12.3;Utilities:26.9;Health:13.1;Comm:20.0;Consumer:27.7 | Value:18.4;Growth:18.6;Quality:18.9;Size:9.9;Momentum:17.3;LowVol:16.9 | VOO:28.4;VTI:14.7;HYG:33.5;AAPL:23.5 | 2.4 | 152 | 10.2 | Bull | 14.6 | 4.85 | 2.5 | 81 | 37 | 18:88 | 82 | 0.0112 | false | false | ESGOnly;MaxPos5%;NoMargin | null | VarNear | NoAction | Within policy bands; defer | 10 | -2 | 2 | null | BrokerA | LMT | 0 | 0 | 0 | 107 | 229 | -51 | 20 | null | null | Normal monitoring | 118 | 2.6 | Approved | 4 | Increase defensive factor exposure |
E0705 | P8019 | 2025-06-21 | IRA | USD | 1,338,146 | 7.7 | 1 | 68.8 | Materials:11.2;Industrials:30.9;Utilities:23.6;Consumer:14.0;RealEstate:20.3 | Value:25.5;Growth:9.7;Quality:18.8;Size:21.1;Momentum:14.5;LowVol:10.4 | BND:24.7;HYG:29.0;VTI:46.3 | 5.4 | 124 | 12.6 | Sideways | 17.4 | 4.69 | 2.5 | 120 | 47 | 12:74 | 71 | 0.0052 | false | false | MaxPos6%;MaxSector30% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 19 | 7 | 4 | null | BrokerB | MKT | 99 | 7 | 8 | 81 | 108 | 7 | 1 | null | null | Normal monitoring | 156 | 3.7 | Approved | 3 | Within IPS guidelines |
E0706 | P2953 | 2025-10-31 | Taxable | USD | 566,717 | 8.7 | 1 | 70.2 | RealEstate:23.5;Financials:28.0;Materials:11.3;Health:20.7;Energy:16.3 | Value:20.3;Growth:18.4;Quality:19.9;Size:8.4;Momentum:9.7;LowVol:23.4 | QQQ:22.4;MUB:16.0;IEF:33.7;AAPL:27.9 | 2.1 | 108 | 11.8 | Sideways | 15.5 | 4.14 | 2.5 | 120 | -5 | -27:22 | 42 | 0.0069 | false | false | MaxPos7%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | -3 | 1 | 7 | Delta:-0.22;Vega:0.03 | BrokerD | LMT | 96 | 4 | 7 | -48 | 33 | -18 | -21 | null | null | Normal monitoring | 95 | 1.2 | Approved | 5 | Tighten stops on momentum names |
E0707 | P2153 | 2024-12-11 | Roth | USD | 450,853 | 11.2 | 1 | 72.3 | Tech:34.5;RealEstate:46.1;Materials:19.4 | Value:8.2;Growth:18.3;Quality:27.0;Size:23.0;Momentum:14.1;LowVol:9.4 | HYG:34.1;BRK.B:28.7;MSFT:37.1 | 2.7 | 133 | 8 | Sideways | 14.9 | 3.68 | 3.4 | 105 | 19 | -3:43 | 47 | 0.0138 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | -13 | 6 | 4 | null | BrokerB | MKT | 99 | 9 | 7 | 30 | 82 | -46 | 22 | null | null | Normal monitoring | 164 | 2.8 | null | 3 | Increase defensive factor exposure |
E0708 | P9186 | 2025-08-18 | IRA | USD | 574,303 | 6.6 | 1 | 59.4 | Consumer:20.2;Tech:32.9;RealEstate:34.7;Materials:12.2 | Value:18.0;Growth:11.0;Quality:21.2;Size:25.6;Momentum:13.3;LowVol:10.9 | QQQ:27.9;XLF:37.6;BRK.B:34.5 | 4.6 | 207 | 14.6 | Volatile | 22.6 | 3.7 | 2 | 177 | 6 | -15:32 | 36 | 0.003 | false | true | MaxSector25% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 12 | -26 | 11 | null | BrokerC | MKT | 99 | 3 | 6 | 18 | 21 | -57 | -1 | RegimeShift | TightenStops | Volatility spike and breadth deterioration | 128 | 1.1 | null | 2 | Tax-aware sells next window |
E0709 | P1403 | 2025-12-17 | 401k | USD | 858,653 | 8 | 1 | 47.5 | Consumer:26.3;Financials:14.2;Energy:22.3;Materials:16.3;Industrials:20.9 | Value:13.5;Growth:14.6;Quality:25.5;Size:22.1;Momentum:10.0;LowVol:14.5 | TSLA:23.3;HYG:28.1;AMZN:7.6;MUB:25.4;BND:15.6 | 4.5 | 160 | 7.8 | Bull | 14.2 | 4.53 | 3.2 | 116 | 43 | 24:63 | 72 | 0.012 | false | false | MaxPos6%;NoMargin | null | DriftNear;VarNear | Sell | Trim extended winner -1.0% | 5 | -37 | 9 | null | BrokerC | MKT | 98 | 9 | 15 | 73 | 164 | 10 | 31 | null | null | Normal monitoring | 193 | 3.5 | Approved | 5 | Monitor dispersion and breadth |
E0710 | P6465 | 2024-09-17 | Roth | USD | 1,762,006 | 8 | 1 | 62.9 | Financials:23.3;Materials:26.6;Utilities:35.7;Energy:14.5 | Value:9.1;Growth:24.9;Quality:21.3;Size:22.8;Momentum:11.8;LowVol:10.2 | IEF:25.0;VOO:13.2;VTI:18.4;BRK.B:14.5;QQQ:8.1;AAPL:20.9 | 6.2 | 219 | 23.6 | Bull | 13.5 | 3.72 | 2.9 | 98 | 104 | 86:151 | 100 | 0.0056 | true | true | MaxPos6% | MaxPosExceeded | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 14 | -32 | 6 | Delta:-0.07;Vega:0.04 | BrokerA | MKT | 93 | 12 | 20 | -50 | -30 | -5 | 6 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 96 | 2.1 | Approved | 2 | Tighten stops on momentum names |
E0711 | P6061 | 2024-12-17 | IRA | USD | 759,404 | 8.1 | 1 | 46 | Comm:17.9;Financials:34.4;Health:25.4;Industrials:22.4 | Value:15.7;Growth:13.1;Quality:10.6;Size:17.3;Momentum:19.8;LowVol:23.5 | AAPL:37.5;TLT:16.0;MSFT:11.6;AMZN:15.6;MUB:9.4;BRK.B:9.8 | 4.8 | 185 | 21.3 | Bull | 14.3 | 4.07 | 2.5 | 77 | 84 | 64:120 | 75 | 0.0078 | false | false | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -13 | -23 | 2 | Delta:-0.17;Vega:0.08 | BrokerA | MKT | 89 | 3 | 3 | 41 | 6 | -26 | 31 | null | null | Normal monitoring | 183 | 3.3 | Approved | 5 | Within IPS guidelines |
E0712 | P9221 | 2025-09-28 | Taxable | USD | 163,259 | 14.9 | 1 | 35.8 | Industrials:24.9;Materials:34.2;Financials:14.0;Energy:26.9 | Value:22.0;Growth:8.7;Quality:17.9;Size:18.2;Momentum:18.4;LowVol:14.9 | TLT:43.8;HYG:15.2;IEF:41.0 | 1.4 | 170 | 16 | Bull | 13.1 | 4.92 | 2 | 117 | 72 | 52:114 | 100 | 0.0056 | false | false | MaxPos6%;NoMargin | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 15 | -17 | 2 | Delta:-0.1;Vega:0.06 | BrokerD | MKT | 95 | 3 | 0 | 7 | 39 | -24 | 13 | null | null | Normal monitoring | 169 | 3.6 | null | 5 | Tax-aware sells next window |
E0713 | P3051 | 2025-10-01 | Roth | USD | 880,091 | 9.5 | 1 | 66.1 | Financials:28.4;Consumer:33.1;Industrials:38.5 | Value:22.7;Growth:11.4;Quality:8.2;Size:19.0;Momentum:17.9;LowVol:20.7 | HYG:15.7;TLT:29.4;MUB:17.7;VTI:37.2 | 1.6 | 114 | 7.2 | Bear | 22.3 | 3.67 | 1.2 | 157 | 23 | -6:73 | 69 | 0.0142 | false | false | MaxSector35%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -5 | 12 | 2 | null | BrokerD | LMT | 94 | 7 | 10 | 102 | 152 | -5 | -24 | null | null | Normal monitoring | 151 | 1.3 | null | 4 | Within IPS guidelines |
E0714 | P1727 | 2025-05-19 | Trust | USD | 316,179 | 7.5 | 1 | 52.3 | Energy:43.0;Health:12.7;Materials:44.3 | Value:23.3;Growth:19.0;Quality:7.8;Size:8.5;Momentum:22.7;LowVol:18.8 | VNQ:8.8;HYG:16.1;QQQ:27.6;IEF:23.4;AAPL:24.1 | 3.9 | 114 | 13.6 | Bull | 15.5 | 3.84 | 3.3 | 95 | 2 | -37:33 | 49 | 0.0131 | false | false | ESGOnly;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 21 | -5 | 5 | Delta:-0.1;Vega:0.07 | BrokerB | LMT | 96 | 1 | 8 | 0 | 9 | -19 | 11 | null | null | Normal monitoring | 159 | 1.2 | Approved | 5 | Tax-aware sells next window |
E0715 | P4308 | 2025-09-06 | Taxable | USD | 695,232 | 16.4 | 1 | 65.6 | Consumer:39.9;Health:19.9;Utilities:40.3 | Value:12.9;Growth:10.7;Quality:19.4;Size:23.4;Momentum:11.1;LowVol:22.6 | BRK.B:40.4;MUB:17.7;GLD:41.9 | 4.3 | 120 | 7.2 | Sideways | 15.3 | 4.11 | 2 | 95 | -9 | -44:8 | 62 | 0.0109 | false | false | MaxSector35%;NoMargin | null | DriftNear | Buy | Add core equity +1.0% from cash | 22 | 3 | 5 | null | BrokerD | LMT | 94 | 8 | 16 | 112 | 86 | 15 | 7 | null | null | Normal monitoring | 132 | 2.9 | null | 5 | Monitor dispersion and breadth |
E0716 | P6230 | 2025-09-04 | Taxable | USD | 281,635 | 9.9 | 1 | 42.1 | Utilities:32.4;Health:33.2;Energy:34.3 | Value:15.2;Growth:13.3;Quality:12.8;Size:12.7;Momentum:25.7;LowVol:20.2 | VOO:21.4;GLD:20.4;HYG:14.4;VTI:13.4;AAPL:20.7;TSLA:9.6 | 3.2 | 159 | 15.9 | Volatile | 28.4 | 4.51 | 4.4 | 133 | -3 | -40:22 | 65 | 0.0194 | false | false | MaxPos7%;NoMargin | null | VarNear | Sell | Trim extended winner -1.0% | 33 | -16 | 7 | null | BrokerA | VWAP | 95 | 4 | 7 | 99 | 100 | -19 | 8 | null | null | Normal monitoring | 207 | 2.1 | Approved | 4 | Monitor dispersion and breadth |
E0717 | P1607 | 2025-06-14 | Taxable | USD | 457,622 | 9 | 1 | 45.4 | Financials:17.9;Energy:22.2;RealEstate:20.3;Utilities:16.2;Materials:23.4 | Value:20.1;Growth:20.5;Quality:7.3;Size:16.9;Momentum:23.8;LowVol:11.4 | BND:31.4;XLF:20.9;VNQ:10.6;IEF:20.4;MUB:16.7 | 4.3 | 116 | 8.7 | Volatile | 20.2 | 4.12 | 2.7 | 111 | 39 | 5:87 | 73 | 0.0104 | false | false | null | null | DriftNear | Sell | Trim extended winner -1.0% | 6 | -33 | 3 | null | BrokerD | LMT | 94 | 2 | 0 | -19 | 13 | -48 | 30 | null | null | Normal monitoring | 159 | 2.3 | Approved | 4 | Monitor dispersion and breadth |
E0718 | P5945 | 2024-07-23 | Trust | USD | 700,734 | 7.5 | 1 | 43.8 | Financials:35.1;RealEstate:18.4;Industrials:46.5 | Value:23.1;Growth:9.2;Quality:12.7;Size:17.9;Momentum:18.5;LowVol:18.7 | HYG:26.0;AMZN:42.4;BRK.B:31.6 | 2.9 | 128 | 15.1 | Bull | 13.3 | 4.22 | 2 | 111 | 106 | 74:135 | 90 | 0.0156 | false | false | ESGOnly;MaxPos7% | null | null | NoAction | Within policy bands; defer | 14 | 11 | 6 | null | BrokerC | MKT | 0 | 0 | 0 | 82 | 42 | -27 | -16 | null | null | Normal monitoring | 204 | 2.3 | Approved | 5 | Increase defensive factor exposure |
E0719 | P0921 | 2025-08-30 | IRA | USD | 447,953 | 14.8 | 1 | 37.6 | Energy:28.2;Consumer:16.7;Tech:31.7;Utilities:23.3 | Value:13.3;Growth:11.2;Quality:26.0;Size:11.9;Momentum:27.5;LowVol:10.1 | VOO:26.4;QQQ:8.1;BND:19.3;HYG:23.8;AAPL:12.1;TLT:10.3 | 3.9 | 98 | 8.5 | Bull | 12 | 3.83 | 3.5 | 74 | 118 | 82:167 | 100 | 0.0182 | false | false | ESGOnly;MaxPos7%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 26 | 8 | 8 | null | BrokerD | MKT | 90 | 11 | 10 | 55 | 84 | -17 | 1 | null | null | Normal monitoring | 104 | 3.7 | null | 5 | Monitor dispersion and breadth |
E0720 | P5601 | 2025-09-05 | Trust | USD | 1,421,567 | 8 | 1 | 61.7 | Utilities:28.2;Consumer:31.2;Comm:40.6 | Value:13.8;Growth:10.0;Quality:28.4;Size:13.0;Momentum:10.6;LowVol:24.2 | MUB:15.8;IEF:10.3;AAPL:19.6;QQQ:17.6;HYG:19.4;VOO:17.4 | 2.9 | 173 | 18.4 | Sideways | 14 | 3.76 | 3.4 | 126 | 58 | 42:93 | 90 | 0.006 | false | true | MaxPos5%;MaxSector25% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 27 | 10 | 1 | Delta:-0.09;Vega:0.06 | BrokerD | MKT | 95 | 12 | 16 | 24 | -9 | -60 | -7 | VAR>budget | Hedge | Risk above budget threshold | 163 | 2.9 | Approved | 4 | Within IPS guidelines |
E0721 | P9458 | 2025-04-04 | Roth | USD | 749,542 | 5.4 | 1 | 45.2 | Materials:24.2;RealEstate:29.5;Consumer:20.4;Industrials:25.9 | Value:13.8;Growth:17.6;Quality:18.4;Size:22.3;Momentum:9.4;LowVol:18.5 | XLF:14.7;QQQ:32.0;IEF:28.6;VNQ:24.7 | 2.3 | 110 | 10.3 | Bear | 25.6 | 3.32 | 2.8 | 184 | -16 | -38:7 | 50 | 0.0168 | false | false | null | null | null | Sell | Trim extended winner -1.0% | 32 | -13 | 9 | null | BrokerB | LMT | 97 | 3 | 3 | -7 | 79 | -4 | -7 | null | null | Normal monitoring | 177 | 3.5 | Approved | 4 | Monitor dispersion and breadth |
E0722 | P4114 | 2025-10-10 | 401k | USD | 1,011,175 | 8.3 | 1 | 49.9 | RealEstate:23.9;Consumer:16.6;Materials:23.4;Financials:23.6;Utilities:12.5 | Value:20.3;Growth:13.1;Quality:18.4;Size:24.1;Momentum:9.5;LowVol:14.6 | TSLA:23.8;VTI:24.0;VNQ:52.2 | 2.2 | 187 | 12.8 | Bull | 11.6 | 4.76 | 3.2 | 78 | 45 | 18:73 | 82 | 0.0059 | false | true | ESGOnly;MaxSector25% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 26 | -22 | 8 | null | BrokerD | MKT | 89 | 8 | 8 | 30 | 94 | -47 | 16 | VAR>budget | Reduce | Risk above budget threshold | 190 | 1.8 | null | 5 | Tax-aware sells next window |
E0723 | P4448 | 2025-11-28 | IRA | USD | 182,501 | 17 | 1 | 46.2 | Utilities:33.1;RealEstate:40.1;Tech:26.8 | Value:19.1;Growth:24.0;Quality:26.5;Size:10.8;Momentum:8.9;LowVol:10.6 | BND:37.9;VTI:39.0;IEF:23.2 | 2 | 105 | 9.7 | Bull | 14.3 | 4.04 | 3.5 | 116 | 60 | 41:99 | 84 | 0.0077 | false | false | MaxPos5%;NoMargin | null | null | NoAction | Within policy bands; defer | -14 | -12 | 1 | null | BrokerB | LMT | 0 | 0 | 0 | 51 | 90 | -3 | 22 | null | null | Normal monitoring | 111 | 3.2 | null | 4 | Monitor dispersion and breadth |
E0724 | P7879 | 2024-07-22 | Roth | USD | 1,601,152 | 6.1 | 1 | 60.6 | Comm:34.4;Energy:38.9;Industrials:26.7 | Value:19.4;Growth:15.0;Quality:20.3;Size:16.7;Momentum:20.5;LowVol:8.2 | BND:21.2;VTI:24.5;HYG:5.9;GLD:15.5;MSFT:15.7;TLT:17.2 | 3.3 | 221 | 17.5 | Bull | 17.1 | 4.87 | 2.9 | 71 | 118 | 107:140 | 100 | 0.0198 | false | true | ESGOnly | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 18 | 6 | 7 | Delta:-0.25;Vega:0.03 | BrokerD | LMT | 97 | 9 | 12 | 84 | 189 | -50 | 0 | VAR>budget | Reduce | Risk above budget threshold | 149 | 2.8 | Approved | 2 | Monitor dispersion and breadth |
E0725 | P0104 | 2024-08-09 | Trust | USD | 465,326 | 7.1 | 1 | 52.6 | Consumer:31.1;Industrials:22.0;Health:20.5;Financials:15.3;Comm:11.2 | Value:16.9;Growth:10.3;Quality:19.6;Size:25.1;Momentum:11.6;LowVol:16.5 | TSLA:47.7;XLF:18.5;IEF:33.9 | 3.5 | 112 | 11.4 | Volatile | 25.6 | 4.32 | 3 | 140 | 22 | 7:65 | 66 | 0.0171 | false | false | MaxPos6%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | -9 | -9 | 6 | Delta:-0.06;Vega:0.02 | BrokerB | MKT | 100 | 6 | 10 | 51 | 172 | -33 | 30 | null | null | Normal monitoring | 141 | 2 | Approved | 4 | Increase defensive factor exposure |
E0726 | P8074 | 2024-12-05 | Trust | USD | 681,158 | 5.2 | 1 | 74.4 | Industrials:22.3;Energy:28.7;Comm:15.9;Tech:15.0;Utilities:18.1 | Value:9.8;Growth:24.4;Quality:9.5;Size:26.7;Momentum:15.8;LowVol:13.8 | VTI:30.9;VOO:16.9;AAPL:52.2 | 6.4 | 273 | 21.5 | Bull | 13.8 | 3.56 | 2.4 | 71 | 58 | 31:85 | 61 | 0.0177 | true | true | ESGOnly | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 26 | -12 | 6 | null | BrokerA | LMT | 99 | 2 | 0 | 2 | 30 | -6 | 6 | VAR>budget | Reduce | Risk above budget threshold | 91 | 2.5 | Approved | 4 | Tighten stops on momentum names |
E0727 | P4250 | 2024-08-16 | 401k | USD | 2,438,413 | 9.3 | 1 | 47.7 | Materials:23.6;RealEstate:28.1;Consumer:17.5;Financials:10.0;Utilities:20.7 | Value:26.8;Growth:24.0;Quality:12.4;Size:8.4;Momentum:16.7;LowVol:11.7 | TLT:17.6;HYG:7.3;VNQ:11.2;VOO:12.0;TSLA:29.8;QQQ:22.1 | 2 | 135 | 11.5 | Volatile | 29.9 | 4.69 | 2.1 | 177 | 26 | 15:54 | 71 | 0.0089 | false | false | ESGOnly | null | null | Buy | Add core equity +1.0% from cash | 19 | 2 | 12 | null | BrokerB | LMT | 99 | 6 | 5 | -1 | 126 | 1 | 33 | null | null | Normal monitoring | 98 | 2.6 | null | 3 | Tax-aware sells next window |
E0728 | P4393 | 2025-08-01 | Roth | USD | 1,598,634 | 3.2 | 1.11 | 44.5 | Tech:26.6;Industrials:13.0;RealEstate:20.3;Energy:21.0;Utilities:19.1 | Value:20.6;Growth:14.6;Quality:13.5;Size:15.3;Momentum:14.5;LowVol:21.5 | TLT:30.9;XLF:37.3;BND:31.8 | 3.8 | 171 | 17.7 | Bull | 17.6 | 4.65 | 3 | 112 | 82 | 59:102 | 100 | 0.0041 | false | false | ESGOnly | null | null | Buy | Add core equity +1.0% from cash | -14 | -34 | 11 | null | BrokerB | VWAP | 93 | 8 | 5 | 112 | 73 | -5 | -1 | null | null | Normal monitoring | 210 | 1.3 | Approved | 4 | Tighten stops on momentum names |
E0729 | P5536 | 2025-06-29 | Roth | USD | 827,041 | 7.9 | 1 | 67.7 | Materials:14.6;RealEstate:14.2;Health:31.7;Industrials:39.5 | Value:23.5;Growth:13.8;Quality:13.3;Size:10.7;Momentum:14.9;LowVol:23.8 | HYG:27.7;BRK.B:51.6;BND:20.7 | 3 | 133 | 8.1 | Volatile | 25.7 | 3.58 | 2.6 | 147 | 7 | -28:57 | 48 | 0.0053 | false | false | NoMargin | null | null | Buy | Add core equity +1.0% from cash | 11 | -28 | 8 | null | BrokerD | MKT | 99 | 4 | 6 | 33 | 87 | -49 | 0 | null | null | Normal monitoring | 132 | 4 | Approved | 4 | Tax-aware sells next window |
E0730 | P9813 | 2024-12-03 | Roth | USD | 645,118 | 8.3 | 1 | 63.5 | Industrials:9.2;Utilities:19.6;Energy:24.5;Financials:25.7;Materials:21.1 | Value:8.9;Growth:14.3;Quality:13.8;Size:23.7;Momentum:17.0;LowVol:22.3 | MSFT:19.8;GLD:7.2;HYG:21.1;BND:17.8;AAPL:9.2;VOO:24.9 | 4.5 | 127 | 11.8 | Bull | 15.9 | 4.7 | 2.7 | 81 | 52 | 27:71 | 62 | 0.0066 | false | false | null | null | DriftNear | Buy | Add core equity +1.0% from cash | 27 | 4 | 3 | null | BrokerB | MKT | 99 | 12 | 18 | 114 | 218 | -7 | 14 | null | null | Normal monitoring | 203 | 2 | null | 4 | Increase defensive factor exposure |
E0731 | P3995 | 2025-11-11 | Taxable | USD | 238,269 | 13.8 | 1 | 37.2 | Industrials:55.0;Materials:18.6;Comm:26.4 | Value:11.0;Growth:15.3;Quality:27.0;Size:13.3;Momentum:15.5;LowVol:18.0 | BND:57.2;IEF:19.5;VTI:23.2 | 1.2 | 127 | 14.4 | Volatile | 20.1 | 4.82 | 2.3 | 176 | 40 | 24:79 | 62 | 0.0068 | false | false | MaxPos7%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -7 | 2 | 2 | null | BrokerB | MKT | 99 | 8 | 14 | 25 | -11 | 19 | 11 | null | null | Normal monitoring | 139 | 3.2 | Approved | 5 | Tighten stops on momentum names |
E0732 | P0631 | 2025-03-07 | Taxable | USD | 1,035,074 | 3.2 | 1 | 70.4 | Consumer:27.9;Health:22.7;RealEstate:49.4 | Value:10.6;Growth:20.6;Quality:14.9;Size:10.9;Momentum:10.5;LowVol:32.5 | AMZN:16.4;TSLA:45.0;HYG:19.6;VOO:18.9 | 6.6 | 188 | 26.2 | Bull | 11.4 | 4.2 | 2.7 | 103 | 108 | 89:157 | 100 | 0.0061 | true | false | ESGOnly | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 5 | -35 | 1 | null | BrokerB | MKT | 97 | 4 | 7 | 67 | 67 | -42 | 6 | Drift>tolerance | Reduce | Allocation drift beyond policy bands | 190 | 2.4 | Approved | 5 | Monitor dispersion and breadth |
E0733 | P6586 | 2025-06-14 | IRA | USD | 1,726,974 | 5.4 | 1 | 45.1 | RealEstate:14.2;Industrials:14.1;Consumer:40.4;Materials:15.4;Tech:15.9 | Value:22.9;Growth:9.5;Quality:19.7;Size:11.5;Momentum:18.0;LowVol:18.4 | AAPL:37.3;AMZN:24.2;VOO:38.5 | 4.1 | 158 | 14.9 | Sideways | 18.1 | 4.18 | 2.2 | 98 | -1 | -34:44 | 63 | 0.0172 | false | false | MaxPos8% | null | VarNear | Buy | Add core equity +1.0% from cash | 12 | -18 | 8 | null | BrokerB | MKT | 94 | 4 | 3 | -56 | 80 | -5 | -8 | null | null | Normal monitoring | 159 | 3.8 | Approved | 4 | Tighten stops on momentum names |
E0734 | P8900 | 2024-08-15 | Trust | USD | 714,129 | 8.2 | 1 | 49.7 | Financials:26.5;Consumer:31.9;Utilities:14.0;Tech:27.7 | Value:11.3;Growth:19.4;Quality:20.1;Size:20.3;Momentum:15.2;LowVol:13.6 | TSLA:30.5;MUB:24.6;VOO:45.0 | 1.4 | 153 | 13.3 | Bull | 17.7 | 3.6 | 3.2 | 77 | 32 | 6:87 | 60 | 0.0107 | false | false | NoMargin | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 35 | 5 | 6 | null | BrokerD | LMT | 90 | 4 | 7 | 78 | 168 | 14 | -22 | null | null | Normal monitoring | 191 | 1 | null | 4 | Within IPS guidelines |
E0735 | P0405 | 2025-11-25 | Taxable | USD | 1,799,441 | 8.1 | 1 | 46.5 | Materials:33.1;RealEstate:48.5;Industrials:18.4 | Value:21.3;Growth:8.3;Quality:15.0;Size:19.4;Momentum:22.1;LowVol:13.9 | TLT:24.0;AAPL:24.3;VNQ:17.4;VTI:34.4 | 5.7 | 215 | 23.7 | Volatile | 25.2 | 4.22 | 2.7 | 174 | -11 | -48:7 | 47 | 0.0177 | false | true | null | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -10 | 15 | 2 | null | BrokerC | LMT | 100 | 12 | 13 | 91 | 96 | 3 | 9 | VAR>budget | Reduce | Risk above budget threshold | 145 | 3.2 | SuggestedEdits | 2 | Within IPS guidelines |
E0736 | P0639 | 2024-11-11 | Roth | USD | 196,712 | 12.2 | 1 | 52.2 | Financials:24.4;Materials:12.6;Health:22.8;Consumer:40.1 | Value:16.5;Growth:14.6;Quality:22.1;Size:20.6;Momentum:11.8;LowVol:14.3 | VOO:35.1;BRK.B:53.4;IEF:11.5 | 3.9 | 94 | 15.4 | Volatile | 27.8 | 5.07 | 2.5 | 169 | 0 | -36:38 | 58 | 0.0196 | false | false | MaxPos8%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 32 | -9 | 4 | null | BrokerC | LMT | 99 | 10 | 7 | 1 | -4 | -38 | 5 | null | null | Normal monitoring | 95 | 1.8 | Approved | 4 | Tighten stops on momentum names |
E0737 | P9773 | 2024-10-17 | IRA | USD | 450,307 | 7.1 | 1 | 72.4 | Consumer:40.7;Energy:30.6;Tech:28.7 | Value:13.5;Growth:24.3;Quality:13.6;Size:19.5;Momentum:10.2;LowVol:18.8 | MSFT:18.5;MUB:18.4;VTI:15.5;AMZN:21.2;VNQ:11.5;TSLA:15.0 | 4.8 | 115 | 13.7 | Bull | 12.6 | 4.91 | 2.5 | 97 | 42 | 13:87 | 66 | 0.01 | false | false | ESGOnly;MaxPos8% | null | DriftNear | Sell | Trim extended winner -1.0% | 15 | -40 | 9 | null | BrokerD | LMT | 98 | 11 | 12 | -40 | -80 | 9 | 3 | null | null | Normal monitoring | 181 | 3.6 | null | 4 | Tax-aware sells next window |
E0738 | P9860 | 2025-09-30 | IRA | USD | 514,301 | 15.7 | 1 | 37.9 | Energy:32.8;Materials:22.9;Consumer:19.2;Health:12.3;Comm:12.9 | Value:13.6;Growth:14.5;Quality:18.6;Size:23.7;Momentum:20.1;LowVol:9.5 | BND:8.0;IEF:22.0;QQQ:15.1;VNQ:18.8;TSLA:14.1;BRK.B:22.1 | 3.9 | 134 | 11.9 | Sideways | 18.2 | 3.67 | 3.5 | 113 | 55 | 20:85 | 69 | 0.0194 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 12 | -26 | 4 | null | BrokerD | MKT | 88 | 11 | 15 | 8 | 97 | -59 | 22 | null | null | Normal monitoring | 164 | 2.5 | Approved | 4 | Tighten stops on momentum names |
E0739 | P3034 | 2025-07-29 | IRA | USD | 1,284,276 | 9.4 | 1 | 47.5 | Utilities:32.1;Materials:22.6;Comm:24.6;Health:20.7 | Value:16.8;Growth:23.1;Quality:16.4;Size:10.2;Momentum:18.9;LowVol:14.6 | VTI:48.3;GLD:20.1;BND:31.7 | 3.5 | 202 | 17.1 | Bear | 27.7 | 3.82 | 3 | 153 | 36 | 16:52 | 78 | 0.0179 | false | true | MaxPos7%;MaxSector35% | null | VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -12 | -2 | 8 | null | BrokerD | LMT | 96 | 2 | 6 | 106 | 184 | -21 | 30 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 115 | 3.3 | Approved | 2 | Monitor dispersion and breadth |
E0740 | P8227 | 2025-02-12 | IRA | USD | 435,854 | 9 | 1 | 44.2 | Health:47.3;Utilities:27.3;Financials:25.5 | Value:10.2;Growth:14.5;Quality:18.4;Size:21.2;Momentum:13.5;LowVol:22.0 | GLD:8.2;VNQ:13.5;IEF:20.5;MUB:27.7;VOO:30.1 | 3.6 | 143 | 15.7 | Bear | 31.7 | 4.34 | 1.3 | 135 | -5 | -38:45 | 29 | 0.0055 | false | false | MaxPos7%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 12 | -34 | 3 | null | BrokerC | LMT | 88 | 6 | 11 | 16 | 145 | -1 | -25 | null | null | Normal monitoring | 125 | 3.7 | null | 4 | Within IPS guidelines |
E0741 | P5524 | 2025-09-11 | IRA | USD | 1,198,178 | 9.4 | 1 | 65.5 | Comm:16.7;Utilities:31.4;Consumer:30.1;Tech:21.8 | Value:12.7;Growth:9.8;Quality:22.3;Size:20.9;Momentum:18.1;LowVol:16.2 | BRK.B:35.7;IEF:28.9;MSFT:35.4 | 3.4 | 153 | 16.6 | Bull | 12.2 | 4.74 | 2.5 | 109 | 103 | 68:121 | 100 | 0.0187 | false | false | MaxPos5% | null | VarNear | Sell | Trim extended winner -1.0% | 18 | -33 | 11 | null | BrokerB | LMT | 99 | 6 | 5 | 107 | 205 | 5 | 14 | null | null | Normal monitoring | 150 | 2.9 | Approved | 3 | Tighten stops on momentum names |
E0742 | P0138 | 2025-03-20 | Taxable | USD | 1,568,330 | 4.4 | 1 | 63.4 | Comm:37.2;Industrials:29.4;Financials:20.2;Materials:13.2 | Value:20.5;Growth:17.5;Quality:19.7;Size:14.3;Momentum:17.5;LowVol:10.5 | IEF:12.6;MSFT:25.3;GLD:9.2;VNQ:31.5;QQQ:13.7;AAPL:7.7 | 3.4 | 234 | 22 | Volatile | 30.6 | 5.21 | 3.6 | 119 | 4 | -13:49 | 62 | 0.0146 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 27 | 2 | 5 | Delta:-0.07;Vega:0.03 | BrokerB | MKT | 91 | 2 | 6 | -9 | -31 | -49 | -1 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 168 | 2.4 | null | 4 | Within IPS guidelines |
E0743 | P4057 | 2025-10-15 | IRA | USD | 663,520 | 5.8 | 1 | 52.7 | Tech:16.2;Industrials:18.0;Health:19.3;Financials:27.2;Consumer:19.4 | Value:14.6;Growth:22.5;Quality:15.6;Size:10.4;Momentum:17.6;LowVol:19.2 | GLD:20.0;VOO:28.9;IEF:51.1 | 6 | 227 | 13.4 | Bull | 12.2 | 3.89 | 3.5 | 95 | 8 | -6:38 | 66 | 0.016 | false | true | ESGOnly;MaxPos5%;MaxSector30% | null | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 17 | -37 | 1 | Delta:-0.13;Vega:0.06 | BrokerA | LMT | 99 | 4 | 8 | -45 | 42 | -25 | 35 | VAR>budget | Pause | Risk above budget threshold | 161 | 3.3 | Rejected | 2 | Tax-aware sells next window |
E0744 | P1480 | 2024-11-01 | 401k | USD | 1,439,559 | 8.1 | 1.09 | 45.9 | Consumer:34.0;RealEstate:26.7;Comm:11.1;Utilities:28.2 | Value:15.5;Growth:15.0;Quality:18.5;Size:17.8;Momentum:22.5;LowVol:10.7 | TLT:22.3;QQQ:7.5;VTI:20.4;BRK.B:17.2;HYG:13.2;VNQ:19.4 | 4 | 157 | 12.5 | Bear | 32.8 | 4.39 | 2.8 | 143 | -35 | -59:15 | 33 | 0.0082 | false | false | MaxPos6%;MaxSector30% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 6 | -30 | 9 | null | BrokerB | LMT | 91 | 4 | 1 | 111 | 161 | 15 | 36 | null | null | Normal monitoring | 158 | 3 | Approved | 4 | Within IPS guidelines |
E0745 | P1455 | 2025-11-04 | Roth | USD | 738,103 | 6.9 | 1 | 45.3 | Utilities:27.9;RealEstate:24.5;Health:27.9;Industrials:19.7 | Value:15.4;Growth:19.1;Quality:10.0;Size:17.0;Momentum:13.4;LowVol:25.0 | QQQ:22.3;VNQ:10.4;BRK.B:25.9;VTI:14.2;TLT:27.3 | 2.9 | 129 | 9.3 | Volatile | 27.7 | 4.73 | 2.9 | 171 | 79 | 57:130 | 71 | 0.0093 | false | false | MaxPos8%;MaxSector30%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -11 | -3 | 11 | null | BrokerD | LMT | 98 | 8 | 9 | -14 | -10 | 7 | 16 | null | null | Normal monitoring | 123 | 2.9 | Approved | 4 | Tax-aware sells next window |
E0746 | P8323 | 2025-07-02 | 401k | USD | 885,839 | 9.2 | 1 | 49.6 | Financials:13.2;Consumer:44.9;Industrials:41.9 | Value:17.8;Growth:15.8;Quality:17.9;Size:17.4;Momentum:11.0;LowVol:20.1 | MUB:39.5;QQQ:12.6;VNQ:33.5;TSLA:14.4 | 1.6 | 136 | 11.2 | Volatile | 25.9 | 4.25 | 4.1 | 112 | -27 | -46:18 | 52 | 0.0077 | false | false | ESGOnly;MaxPos5% | null | null | Rebalance | Shift +1.0% bonds from equity | 0 | -27 | 5 | null | BrokerA | LMT | 88 | 7 | 7 | 16 | 138 | -37 | 34 | null | null | Normal monitoring | 217 | 3.5 | Approved | 3 | Tax-aware sells next window |
E0747 | P2525 | 2025-03-05 | Taxable | USD | 432,343 | 15.8 | 1 | 68.2 | Health:30.8;Industrials:17.9;Utilities:22.0;Energy:29.3 | Value:19.9;Growth:29.8;Quality:14.9;Size:12.7;Momentum:10.0;LowVol:12.6 | MUB:26.5;IEF:39.4;QQQ:34.1 | 1.6 | 142 | 15.1 | Volatile | 30.9 | 3.63 | 3.6 | 148 | -58 | -69:-25 | 13 | 0.0187 | false | false | MaxPos6%;MaxSector35%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 26 | 9 | 12 | null | BrokerD | MKT | 97 | 8 | 12 | -17 | 49 | -49 | 11 | null | null | Normal monitoring | 212 | 3.7 | Approved | 3 | Monitor dispersion and breadth |
E0748 | P5207 | 2024-12-03 | 401k | USD | 535,636 | 6.5 | 1 | 48.4 | Utilities:31.1;Materials:27.4;Consumer:41.5 | Value:15.1;Growth:21.2;Quality:20.8;Size:16.6;Momentum:11.6;LowVol:14.6 | XLF:11.3;IEF:29.8;QQQ:16.2;VOO:25.5;VNQ:17.1 | 2 | 158 | 7.1 | Sideways | 16.8 | 4.25 | 3.5 | 93 | 14 | -20:33 | 43 | 0.0073 | false | false | MaxSector30% | null | VarNear | Buy | Add core equity +1.0% from cash | 25 | 1 | 1 | null | BrokerD | MKT | 90 | 1 | 5 | -50 | -83 | 12 | 17 | null | null | Normal monitoring | 187 | 2.5 | Approved | 3 | Tax-aware sells next window |
E0749 | P4537 | 2024-08-31 | Roth | USD | 174,867 | 13.6 | 1 | 65.7 | Health:27.3;Consumer:24.6;Comm:15.6;RealEstate:12.0;Energy:20.4 | Value:14.6;Growth:20.8;Quality:18.0;Size:14.1;Momentum:14.4;LowVol:18.0 | BRK.B:9.3;TLT:31.6;GLD:27.1;AMZN:32.0 | 3.1 | 159 | 7.6 | Bear | 28.7 | 3.61 | 1.4 | 141 | -72 | -111:-31 | 31 | 0.0194 | false | false | MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 24 | 14 | 10 | null | BrokerA | LMT | 98 | 11 | 8 | 120 | 136 | -31 | -6 | null | null | Normal monitoring | 107 | 3 | Approved | 3 | Tax-aware sells next window |
E0750 | P2725 | 2025-04-10 | Roth | USD | 1,451,448 | 7.6 | 1.17 | 45.9 | Utilities:47.7;Financials:13.2;Comm:39.1 | Value:21.8;Growth:17.2;Quality:23.2;Size:8.5;Momentum:15.3;LowVol:13.9 | QQQ:30.6;AAPL:37.5;HYG:31.9 | 6.2 | 203 | 26.2 | Bull | 17 | 3.86 | 2.2 | 78 | 2 | -29:56 | 43 | 0.0185 | true | true | ESGOnly;MaxSector30% | MaxPosExceeded | DriftNear;VarNear | Hedge | Buy index puts 1.0% notional, 30d | 1 | 14 | 1 | Delta:-0.07;Vega:0.03 | BrokerC | MKT | 97 | 2 | 9 | 105 | 236 | -18 | 2 | VAR>budget | Reduce | Risk above budget threshold | 147 | 2.1 | Rejected | 3 | Tax-aware sells next window |
E0751 | P6941 | 2024-11-25 | 401k | USD | 659,103 | 7.2 | 1 | 45.3 | RealEstate:28.1;Consumer:39.7;Comm:32.2 | Value:21.2;Growth:27.5;Quality:13.8;Size:8.5;Momentum:14.5;LowVol:14.5 | TLT:14.9;TSLA:18.4;HYG:21.0;MUB:18.4;QQQ:10.3;BRK.B:17.0 | 1.4 | 118 | 7.1 | Sideways | 16.9 | 4.51 | 2.4 | 134 | 49 | 34:75 | 65 | 0.016 | false | false | ESGOnly | null | null | Sell | Trim extended winner -1.0% | 11 | -27 | 5 | null | BrokerA | MKT | 96 | 2 | 0 | 119 | 218 | 8 | 14 | null | null | Normal monitoring | 175 | 1 | Approved | 4 | Increase defensive factor exposure |
E0752 | P6513 | 2025-09-05 | 401k | USD | 572,743 | 6.3 | 1 | 63.5 | Industrials:16.2;Health:34.3;Tech:11.3;Utilities:38.2 | Value:11.4;Growth:22.3;Quality:8.8;Size:11.0;Momentum:21.8;LowVol:24.7 | MSFT:19.5;XLF:11.9;HYG:17.4;TLT:19.2;AMZN:10.1;BRK.B:21.9 | 3.9 | 144 | 11.4 | Sideways | 19 | 4.8 | 3.5 | 131 | 3 | -22:29 | 35 | 0.0095 | false | false | MaxPos6% | null | null | Sell | Trim extended winner -1.0% | -6 | -30 | 4 | null | BrokerD | VWAP | 97 | 4 | 2 | -54 | -53 | -33 | -8 | null | null | Normal monitoring | 147 | 2 | null | 4 | Within IPS guidelines |
E0753 | P0905 | 2025-08-25 | Taxable | USD | 263,685 | 5.2 | 1 | 60.7 | Tech:15.4;Consumer:24.0;Industrials:19.2;Utilities:23.8;Health:17.6 | Value:21.7;Growth:9.2;Quality:17.9;Size:18.7;Momentum:8.8;LowVol:23.8 | MUB:20.2;HYG:16.4;BND:19.6;AMZN:14.5;XLF:5.6;GLD:23.6 | 2.5 | 139 | 9.2 | Sideways | 17.6 | 3.78 | 3.2 | 94 | 24 | -5:58 | 74 | 0.0056 | false | false | MaxPos6%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -7 | -33 | 10 | null | BrokerB | MKT | 94 | 5 | 10 | 104 | 120 | -44 | -2 | null | null | Normal monitoring | 158 | 1.9 | Approved | 5 | Tighten stops on momentum names |
E0754 | P4194 | 2025-03-16 | Roth | USD | 488,515 | 12 | 1 | 64.6 | Comm:36.6;Tech:24.5;Materials:16.5;Energy:22.4 | Value:12.9;Growth:21.2;Quality:8.3;Size:21.1;Momentum:15.9;LowVol:20.5 | AAPL:27.7;MUB:18.6;HYG:13.7;VNQ:25.1;IEF:14.9 | 1.8 | 101 | 12.6 | Volatile | 22.4 | 4.08 | 3.2 | 180 | 59 | 40:91 | 80 | 0.0199 | false | false | ESGOnly;MaxPos7%;NoMargin | null | null | Hedge | Buy index puts 1.0% notional, 30d | 32 | -18 | 8 | Delta:-0.23;Vega:0.06 | BrokerB | MKT | 92 | 5 | 5 | 96 | 156 | -26 | -2 | null | null | Normal monitoring | 151 | 1.1 | Approved | 3 | Monitor dispersion and breadth |
E0755 | P3846 | 2025-05-10 | IRA | USD | 752,583 | 6.3 | 1 | 74.8 | RealEstate:37.9;Industrials:28.5;Materials:17.0;Health:16.6 | Value:19.0;Growth:14.4;Quality:20.1;Size:21.8;Momentum:14.3;LowVol:10.2 | VTI:6.1;AAPL:16.4;MSFT:16.3;QQQ:25.5;AMZN:14.8;IEF:21.0 | 3.2 | 138 | 11.1 | Bull | 11.4 | 4.34 | 2.9 | 92 | 42 | 19:86 | 59 | 0.015 | false | false | MaxPos6% | null | null | Rebalance | Shift +1.0% bonds from equity | -3 | 13 | 5 | null | BrokerC | LMT | 95 | 1 | 6 | 71 | 207 | -3 | 19 | null | null | Normal monitoring | 209 | 1 | null | 4 | Tighten stops on momentum names |
E0756 | P6809 | 2025-01-19 | Trust | USD | 832,216 | 16.3 | 1 | 48.4 | RealEstate:27.0;Tech:16.2;Utilities:26.7;Financials:14.4;Consumer:15.7 | Value:17.0;Growth:16.9;Quality:16.5;Size:19.8;Momentum:13.5;LowVol:16.2 | TLT:33.1;MSFT:37.9;VNQ:29.0 | 4.9 | 138 | 8.7 | Volatile | 30.6 | 5.4 | 2.7 | 169 | -40 | -75:2 | 43 | 0.0064 | false | false | MaxPos6% | null | DriftNear | Buy | Add core equity +1.0% from cash | 15 | -29 | 11 | null | BrokerC | LMT | 98 | 1 | 0 | 68 | 95 | -42 | -24 | null | null | Normal monitoring | 218 | 2.7 | Approved | 4 | Tighten stops on momentum names |
E0757 | P0851 | 2025-03-23 | 401k | USD | 1,422,805 | 6.4 | 1 | 69.1 | Health:21.6;Energy:14.3;Consumer:29.9;RealEstate:22.3;Financials:11.8 | Value:12.8;Growth:13.6;Quality:22.4;Size:22.2;Momentum:16.2;LowVol:12.9 | TSLA:8.2;BRK.B:27.6;XLF:11.9;MSFT:18.2;HYG:34.2 | 2.3 | 131 | 20.8 | Volatile | 21.6 | 4.66 | 2.6 | 125 | -49 | -65:-11 | 25 | 0.0198 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 15 | -12 | 7 | null | BrokerD | MKT | 95 | 3 | 10 | 70 | 101 | -5 | 17 | null | null | Normal monitoring | 156 | 2.6 | null | 4 | Monitor dispersion and breadth |
E0758 | P9901 | 2025-01-18 | 401k | USD | 609,633 | 9.8 | 1 | 57.5 | Materials:46.1;Industrials:29.8;Consumer:24.2 | Value:16.0;Growth:27.2;Quality:28.5;Size:8.6;Momentum:10.5;LowVol:9.1 | TSLA:17.0;MSFT:17.0;IEF:34.7;AAPL:31.3 | 2.5 | 175 | 16.4 | Bull | 13.5 | 3.94 | 3.4 | 105 | 22 | 1:76 | 52 | 0.0049 | false | true | MaxPos8% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -9 | 15 | 7 | Delta:-0.09;Vega:0.08 | BrokerB | LMT | 100 | 10 | 14 | 109 | 81 | -9 | 10 | RegimeShift | Hedge | Volatility spike and breadth deterioration | 132 | 2 | null | 3 | Within IPS guidelines |
E0759 | P8940 | 2024-09-30 | Taxable | USD | 238,249 | 10 | 1 | 49 | Industrials:47.0;Financials:38.2;RealEstate:14.9 | Value:24.5;Growth:11.7;Quality:22.9;Size:11.1;Momentum:18.5;LowVol:11.3 | BND:13.2;GLD:9.4;IEF:31.4;HYG:10.7;VTI:35.3 | 3.9 | 109 | 15.3 | Bull | 15.6 | 4.1 | 2.3 | 102 | 86 | 64:132 | 87 | 0.0146 | false | false | ESGOnly;MaxSector35%;NoMargin | null | null | Sell | Trim extended winner -1.0% | -12 | -33 | 9 | null | BrokerB | LMT | 93 | 4 | 9 | 90 | 136 | -42 | 6 | null | null | Normal monitoring | 145 | 1.6 | Approved | 4 | Tighten stops on momentum names |
E0760 | P5719 | 2025-10-12 | Taxable | USD | 355,998 | 9.2 | 1 | 45 | Industrials:21.7;Tech:17.2;Financials:27.2;Consumer:33.9 | Value:25.9;Growth:12.2;Quality:16.1;Size:10.2;Momentum:24.0;LowVol:11.6 | BRK.B:26.3;BND:20.9;XLF:7.3;QQQ:18.9;HYG:20.0;VOO:6.7 | 4.3 | 149 | 14.3 | Bull | 12.7 | 4.17 | 2.8 | 98 | 43 | 6:97 | 59 | 0.0156 | false | false | MaxPos7% | null | DriftNear | Sell | Trim extended winner -1.0% | 32 | -27 | 4 | null | BrokerB | LMT | 94 | 1 | 0 | 106 | 168 | -14 | 21 | null | null | Normal monitoring | 103 | 2 | null | 4 | Tighten stops on momentum names |
E0761 | P6200 | 2024-07-16 | Roth | USD | 633,243 | 8.2 | 1 | 63 | Consumer:25.2;Health:28.0;Comm:14.3;Energy:17.4;Industrials:15.1 | Value:25.3;Growth:15.0;Quality:13.8;Size:15.5;Momentum:14.1;LowVol:16.3 | BND:34.2;HYG:22.0;VNQ:27.4;VOO:16.3 | 4.3 | 123 | 12 | Volatile | 23.6 | 4.11 | 2.5 | 126 | 18 | -17:70 | 47 | 0.0142 | false | false | NoMargin | null | DriftNear | Hedge | Buy index puts 1.0% notional, 30d | -9 | -20 | 5 | Delta:-0.24;Vega:0.06 | BrokerA | VWAP | 92 | 2 | 3 | -42 | -15 | -41 | 0 | null | null | Normal monitoring | 111 | 2.7 | Approved | 3 | Monitor dispersion and breadth |
E0762 | P5680 | 2024-10-03 | Trust | USD | 1,860,921 | 8.6 | 1 | 40.5 | Comm:13.7;Industrials:20.3;Materials:26.5;Energy:39.6 | Value:20.9;Growth:13.6;Quality:20.8;Size:22.2;Momentum:6.8;LowVol:15.8 | HYG:13.6;MUB:6.6;VOO:12.1;TSLA:21.1;BRK.B:20.8;TLT:25.7 | 5.2 | 149 | 14 | Sideways | 14.7 | 4.13 | 2.9 | 106 | 39 | 0:90 | 87 | 0.0091 | false | false | MaxPos7% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 15 | -11 | 2 | null | BrokerA | LMT | 95 | 5 | 13 | 19 | 121 | -42 | 31 | null | null | Normal monitoring | 198 | 1.3 | Approved | 3 | Tighten stops on momentum names |
E0763 | P9197 | 2024-08-11 | Trust | USD | 443,831 | 16.1 | 1 | 57 | Financials:22.1;Materials:22.1;Comm:22.0;RealEstate:19.0;Industrials:14.9 | Value:15.5;Growth:25.2;Quality:10.2;Size:19.4;Momentum:16.4;LowVol:13.3 | IEF:61.9;VTI:18.7;AMZN:19.4 | 4.3 | 162 | 13.3 | Bear | 29.9 | 3.08 | 1.4 | 163 | -58 | -80:-41 | 11 | 0.0174 | false | false | null | null | DriftNear;VarNear | Buy | Add core equity +1.0% from cash | 16 | 15 | 11 | null | BrokerA | LMT | 98 | 5 | 8 | -14 | 80 | -41 | -2 | null | null | Normal monitoring | 121 | 3.8 | Approved | 3 | Tax-aware sells next window |
E0764 | P1810 | 2024-10-26 | 401k | USD | 1,057,150 | 6.4 | 1 | 58.6 | Materials:26.2;RealEstate:9.3;Health:19.2;Utilities:18.9;Energy:26.5 | Value:26.4;Growth:13.2;Quality:20.5;Size:12.9;Momentum:12.0;LowVol:15.0 | VNQ:17.7;BRK.B:28.4;HYG:25.6;IEF:28.3 | 6.4 | 185 | 16.6 | Bear | 23.5 | 3.3 | 2.1 | 166 | -23 | -49:18 | 54 | 0.0191 | true | false | MaxSector25% | MaxPosExceeded | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 27 | -30 | 6 | null | BrokerD | MKT | 95 | 9 | 7 | -10 | -40 | -47 | 0 | Drift>tolerance | Hedge | Allocation drift beyond policy bands | 102 | 2.8 | null | 5 | Increase defensive factor exposure |
E0765 | P1747 | 2024-11-29 | IRA | USD | 960,213 | 9.5 | 1.24 | 44.4 | Health:51.1;Comm:16.7;Energy:32.2 | Value:10.4;Growth:15.1;Quality:20.8;Size:13.4;Momentum:19.7;LowVol:20.6 | GLD:17.1;VOO:15.5;AAPL:22.2;HYG:26.0;XLF:19.2 | 5.6 | 196 | 13.2 | Bull | 16.7 | 4.39 | 2.4 | 71 | 77 | 50:97 | 100 | 0.0157 | false | true | MaxPos7%;MaxSector30% | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | -11 | -23 | 10 | null | BrokerB | MKT | 96 | 10 | 18 | 95 | 192 | 4 | 7 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 131 | 2.3 | Approved | 3 | Increase defensive factor exposure |
E0766 | P8395 | 2025-05-03 | Taxable | USD | 1,768,132 | 7.8 | 1 | 52 | Materials:16.6;Health:47.4;Financials:15.5;Comm:20.6 | Value:15.4;Growth:9.7;Quality:17.5;Size:20.5;Momentum:19.4;LowVol:17.6 | TSLA:24.3;IEF:23.7;VTI:22.2;MSFT:5.9;AMZN:17.2;XLF:6.6 | 6.3 | 254 | 27.2 | Sideways | 16.8 | 4.31 | 2.9 | 106 | -30 | -41:2 | 48 | 0.0118 | true | true | MaxSector30% | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 14 | 3 | 2 | null | BrokerD | LMT | 92 | 3 | 5 | 71 | 81 | 11 | -21 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 120 | 2.4 | Approved | 2 | Within IPS guidelines |
E0767 | P1790 | 2025-02-08 | Roth | USD | 453,436 | 7.6 | 1.18 | 69.8 | RealEstate:31.2;Tech:14.9;Financials:14.5;Energy:9.8;Industrials:29.6 | Value:19.8;Growth:16.9;Quality:23.4;Size:19.4;Momentum:7.7;LowVol:12.8 | MSFT:8.5;VOO:22.3;TLT:33.3;VNQ:15.0;AMZN:20.9 | 2.4 | 253 | 20.6 | Volatile | 28.6 | 4.27 | 4.1 | 120 | 54 | 40:106 | 76 | 0.011 | false | true | null | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -3 | -35 | 3 | Delta:-0.07;Vega:0.04 | BrokerC | VWAP | 91 | 8 | 15 | -5 | 107 | -12 | 37 | VAR>budget | Pause | Risk above budget threshold | 150 | 2 | null | 5 | Within IPS guidelines |
E0768 | P7246 | 2025-06-04 | Taxable | USD | 626,485 | 4.4 | 1 | 72.1 | Comm:26.5;Materials:15.5;Consumer:18.8;RealEstate:24.9;Health:14.3 | Value:19.2;Growth:13.7;Quality:23.6;Size:10.0;Momentum:20.1;LowVol:13.4 | MUB:34.7;AMZN:28.6;TSLA:36.7 | 5.1 | 149 | 17.2 | Bull | 15 | 4.94 | 3.2 | 78 | 76 | 45:119 | 84 | 0.005 | false | false | MaxSector25% | null | DriftNear | Buy | Add core equity +1.0% from cash | 0 | -36 | 6 | null | BrokerA | LMT | 93 | 7 | 13 | 17 | 9 | 2 | 14 | null | null | Normal monitoring | 214 | 2.3 | Approved | 4 | Increase defensive factor exposure |
E0769 | P4214 | 2024-11-02 | Trust | USD | 156,871 | 7.7 | 1 | 36 | Health:28.3;Financials:8.0;Energy:27.7;Materials:27.8;RealEstate:8.1 | Value:8.9;Growth:24.2;Quality:13.3;Size:17.9;Momentum:11.1;LowVol:24.5 | BRK.B:19.9;VOO:20.7;QQQ:24.2;HYG:16.3;BND:18.9 | 4.8 | 145 | 13.5 | Sideways | 17.3 | 4.46 | 2.1 | 130 | 32 | 13:82 | 76 | 0.0108 | false | false | ESGOnly;MaxSector25% | null | DriftNear | Sell | Trim extended winner -1.0% | -8 | -37 | 12 | null | BrokerA | MKT | 89 | 5 | 3 | 20 | 3 | -29 | 14 | null | null | Normal monitoring | 153 | 2.9 | null | 3 | Monitor dispersion and breadth |
E0770 | P6010 | 2025-12-14 | Taxable | USD | 482,987 | 17.9 | 1 | 41.9 | Materials:17.4;Utilities:28.2;Financials:25.9;Comm:18.4;RealEstate:10.2 | Value:26.4;Growth:18.8;Quality:11.8;Size:10.0;Momentum:11.3;LowVol:21.7 | QQQ:20.6;TSLA:22.8;TLT:8.2;AMZN:23.5;BND:24.9 | 2.1 | 93 | 10.7 | Volatile | 21.7 | 3.85 | 3.5 | 153 | 20 | 6:67 | 66 | 0.0184 | false | false | ESGOnly;MaxPos5%;MaxSector35% | null | null | Sell | Trim extended winner -1.0% | -1 | -15 | 12 | null | BrokerA | VWAP | 89 | 9 | 6 | -8 | 72 | -13 | 12 | null | null | Normal monitoring | 198 | 3.9 | null | 3 | Within IPS guidelines |
E0771 | P5168 | 2025-04-25 | Taxable | USD | 452,854 | 9.9 | 1 | 40.5 | Industrials:31.6;Comm:29.2;Consumer:11.6;Health:27.7 | Value:15.4;Growth:16.3;Quality:14.8;Size:19.4;Momentum:16.9;LowVol:17.3 | AAPL:11.4;QQQ:24.9;IEF:24.4;VNQ:11.8;TLT:10.8;GLD:16.6 | 2.6 | 90 | 9.1 | Volatile | 25.7 | 5.37 | 3.4 | 158 | 51 | 23:71 | 68 | 0.0116 | false | false | ESGOnly;MaxPos6%;MaxSector25%;NoMargin | null | null | NoAction | Within policy bands; defer | 26 | -1 | 12 | null | BrokerA | LMT | 0 | 0 | 0 | -34 | 23 | -1 | 17 | null | null | Normal monitoring | 181 | 2.2 | Approved | 5 | Tax-aware sells next window |
E0772 | P3873 | 2025-06-15 | Roth | USD | 1,449,132 | 7.4 | 1 | 57.5 | RealEstate:19.2;Consumer:23.3;Health:26.1;Utilities:10.1;Energy:21.4 | Value:12.2;Growth:26.5;Quality:10.7;Size:16.7;Momentum:17.0;LowVol:16.8 | MSFT:38.6;VNQ:22.7;GLD:38.7 | 2.7 | 228 | 15.4 | Bull | 17.8 | 4.35 | 2.6 | 111 | 35 | -3:84 | 62 | 0.0113 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 20 | 5 | 4 | null | BrokerA | LMT | 96 | 7 | 12 | 24 | 106 | 11 | -11 | VAR>budget | Reduce | Risk above budget threshold | 171 | 3.3 | Approved | 5 | Tax-aware sells next window |
E0773 | P9458 | 2025-01-01 | Taxable | USD | 1,789,419 | 7.9 | 1.25 | 69.6 | Tech:51.6;Materials:30.6;Comm:17.8 | Value:17.5;Growth:12.0;Quality:20.1;Size:17.0;Momentum:16.7;LowVol:16.6 | XLF:25.8;BND:18.0;IEF:18.8;VOO:37.3 | 2.1 | 169 | 19.7 | Volatile | 30.4 | 4.51 | 2.1 | 158 | 36 | 20:55 | 59 | 0.0164 | false | false | null | null | VarNear | Sell | Trim extended winner -1.0% | 19 | 8 | 9 | null | BrokerA | MKT | 89 | 8 | 15 | -59 | 53 | -52 | -10 | null | null | Normal monitoring | 198 | 1.5 | Approved | 5 | Within IPS guidelines |
E0774 | P9926 | 2024-12-06 | Trust | USD | 1,035,388 | 9.1 | 1 | 71.4 | Financials:17.9;Consumer:25.5;Energy:25.9;Comm:9.5;RealEstate:21.2 | Value:12.1;Growth:27.3;Quality:13.1;Size:13.6;Momentum:24.2;LowVol:9.7 | HYG:11.6;AAPL:18.2;BND:23.0;TLT:14.8;QQQ:12.0;MUB:20.5 | 4.6 | 125 | 15.7 | Volatile | 20.5 | 5.29 | 2.9 | 167 | 26 | 7:64 | 48 | 0.006 | false | false | ESGOnly;MaxPos7%;MaxSector35% | null | null | NoAction | Within policy bands; defer | -13 | 15 | 7 | null | BrokerA | LMT | 0 | 0 | 0 | 63 | 125 | -1 | -21 | null | null | Normal monitoring | 144 | 2.6 | null | 3 | Tighten stops on momentum names |
E0775 | P3960 | 2024-08-06 | Roth | USD | 406,739 | 10 | 1 | 37.4 | Utilities:23.6;Tech:23.8;Materials:26.5;Financials:26.2 | Value:20.0;Growth:18.3;Quality:18.0;Size:19.9;Momentum:15.2;LowVol:8.6 | XLF:21.0;AMZN:27.2;QQQ:24.4;VOO:27.5 | 2.2 | 158 | 9.3 | Volatile | 26.1 | 3.77 | 3.1 | 159 | -54 | -74:-12 | 37 | 0.0044 | false | false | MaxSector30% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | -15 | -29 | 12 | Delta:-0.24;Vega:0.06 | BrokerB | LMT | 95 | 10 | 13 | -10 | 72 | -12 | 40 | null | null | Normal monitoring | 167 | 3.6 | null | 4 | Tighten stops on momentum names |
E0776 | P7174 | 2025-03-11 | Roth | USD | 1,647,493 | 8.6 | 1 | 53.1 | Utilities:10.5;Energy:23.2;RealEstate:17.3;Industrials:25.4;Consumer:23.6 | Value:21.4;Growth:18.1;Quality:11.6;Size:18.2;Momentum:17.4;LowVol:13.3 | AMZN:20.2;IEF:36.1;BRK.B:19.8;HYG:23.9 | 3.1 | 167 | 18 | Bear | 23.2 | 3.21 | 2.3 | 186 | -53 | -76:-26 | 14 | 0.0165 | false | false | MaxPos5%;MaxSector30% | null | VarNear | Buy | Add core equity +1.0% from cash | 20 | -15 | 4 | null | BrokerD | LMT | 91 | 7 | 13 | -20 | 90 | 7 | 26 | null | null | Normal monitoring | 138 | 2.3 | Approved | 4 | Tighten stops on momentum names |
E0777 | P8251 | 2025-06-17 | IRA | USD | 303,613 | 9.1 | 1 | 58.6 | Utilities:12.4;Consumer:18.4;Tech:29.7;Financials:13.9;RealEstate:25.6 | Value:19.7;Growth:17.0;Quality:11.5;Size:23.5;Momentum:8.8;LowVol:19.5 | VNQ:11.2;GLD:22.0;MSFT:8.4;HYG:18.5;AAPL:21.6;QQQ:18.3 | 3.3 | 104 | 9.7 | Volatile | 28.8 | 4.05 | 4.2 | 178 | 72 | 46:110 | 72 | 0.0149 | false | false | MaxPos5%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -10 | -1 | 11 | null | BrokerD | LMT | 92 | 5 | 11 | -24 | 38 | -35 | -19 | null | null | Normal monitoring | 94 | 1.6 | null | 5 | Increase defensive factor exposure |
E0778 | P8097 | 2025-09-20 | Roth | USD | 1,087,559 | 5.4 | 1 | 55 | Energy:38.5;Materials:17.2;Financials:44.3 | Value:15.6;Growth:19.3;Quality:14.9;Size:13.9;Momentum:25.3;LowVol:11.1 | AMZN:10.5;IEF:29.6;MUB:27.7;MSFT:9.0;BND:23.3 | 1.8 | 145 | 17.6 | Sideways | 21.5 | 4.04 | 2.9 | 96 | -9 | -33:36 | 63 | 0.0169 | false | false | null | null | null | Rebalance | Shift +1.0% bonds from equity | -8 | 3 | 11 | null | BrokerB | LMT | 99 | 6 | 11 | 14 | 34 | -51 | -14 | null | null | Normal monitoring | 152 | 3.4 | Approved | 5 | Tax-aware sells next window |
E0779 | P5680 | 2024-08-28 | IRA | USD | 247,535 | 8.5 | 1 | 41.3 | Energy:31.7;Consumer:21.8;Industrials:9.9;Health:25.7;Tech:10.9 | Value:20.4;Growth:13.3;Quality:9.9;Size:17.9;Momentum:20.6;LowVol:17.8 | AMZN:20.9;MSFT:29.5;TLT:23.7;VNQ:25.9 | 4.3 | 112 | 15.4 | Bear | 24.1 | 3.2 | 1.7 | 130 | 0 | -28:54 | 34 | 0.0058 | false | false | NoMargin | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 32 | -16 | 12 | null | BrokerB | LMT | 100 | 10 | 14 | 85 | 134 | 2 | -25 | null | null | Normal monitoring | 99 | 3.8 | null | 3 | Tax-aware sells next window |
E0780 | P6732 | 2025-07-11 | Roth | USD | 1,015,399 | 4.5 | 1 | 40.5 | Consumer:22.7;Energy:17.1;Health:22.8;Tech:16.5;Materials:20.9 | Value:13.0;Growth:13.8;Quality:32.7;Size:12.8;Momentum:12.4;LowVol:15.3 | QQQ:26.7;TLT:12.1;BND:13.8;XLF:21.3;MUB:6.8;VOO:19.4 | 6.7 | 175 | 19.5 | Bull | 11.7 | 4.25 | 2.5 | 108 | 38 | 0:53 | 66 | 0.0084 | true | false | MaxPos5%;MaxSector25% | null | DriftNear | Rebalance | Shift +1.0% bonds from equity | 34 | 0 | 10 | null | BrokerA | VWAP | 99 | 7 | 13 | 65 | 200 | -46 | 32 | Drift>tolerance | TightenStops | Allocation drift beyond policy bands | 154 | 2.2 | Approved | 4 | Tax-aware sells next window |
E0781 | P9877 | 2025-10-18 | Roth | USD | 455,290 | 12.7 | 1 | 35.9 | Tech:20.2;Materials:29.5;Industrials:24.8;Comm:25.5 | Value:19.7;Growth:26.0;Quality:18.9;Size:12.0;Momentum:14.6;LowVol:8.8 | VTI:5.7;TSLA:26.5;TLT:11.0;QQQ:9.1;MSFT:19.5;HYG:28.1 | 4.9 | 119 | 11.9 | Bear | 28.6 | 3.22 | 2.4 | 177 | -53 | -67:-2 | 39 | 0.0123 | false | false | ESGOnly;MaxSector30% | null | DriftNear | NoAction | Within policy bands; defer | 22 | -27 | 7 | null | BrokerB | LMT | 0 | 0 | 0 | -10 | 91 | -53 | -20 | null | null | Normal monitoring | 150 | 3.6 | null | 5 | Monitor dispersion and breadth |
E0782 | P7647 | 2025-09-14 | IRA | USD | 221,151 | 17.2 | 1 | 56.1 | Industrials:20.4;RealEstate:35.0;Tech:25.0;Energy:19.6 | Value:16.7;Growth:18.6;Quality:12.8;Size:7.4;Momentum:22.7;LowVol:21.8 | AMZN:37.0;TLT:35.5;XLF:27.6 | 2.7 | 133 | 10.6 | Sideways | 21.5 | 3.67 | 2.4 | 93 | -20 | -31:2 | 29 | 0.012 | false | false | MaxPos7%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | -9 | -15 | 9 | null | BrokerA | LMT | 96 | 5 | 2 | 11 | 41 | -55 | 38 | null | null | Normal monitoring | 128 | 1.9 | Approved | 4 | Within IPS guidelines |
E0783 | P2620 | 2025-03-02 | Roth | USD | 215,788 | 11.9 | 1 | 73.4 | Health:40.0;Consumer:20.1;Materials:39.9 | Value:9.3;Growth:9.3;Quality:9.7;Size:29.7;Momentum:31.1;LowVol:10.8 | TSLA:10.1;GLD:10.2;MUB:18.8;MSFT:23.6;HYG:13.8;BND:23.5 | 1 | 99 | 12.4 | Sideways | 17.1 | 4.1 | 2.8 | 91 | 21 | 9:48 | 42 | 0.015 | false | false | null | null | null | Hedge | Buy index puts 1.0% notional, 30d | -4 | -14 | 12 | Delta:-0.09;Vega:0.08 | BrokerC | LMT | 90 | 11 | 18 | 34 | 81 | 18 | -4 | null | null | Normal monitoring | 197 | 1.6 | Approved | 3 | Tax-aware sells next window |
E0784 | P1505 | 2025-11-04 | IRA | USD | 442,795 | 10.3 | 1 | 37.9 | Materials:21.9;Financials:18.7;Comm:15.1;Health:23.3;Tech:21.1 | Value:17.8;Growth:10.4;Quality:11.0;Size:23.7;Momentum:11.5;LowVol:25.5 | TLT:22.4;BRK.B:22.9;TSLA:9.7;QQQ:10.4;AMZN:14.3;VOO:20.4 | 4.2 | 99 | 9.6 | Sideways | 16.8 | 3.88 | 2.1 | 133 | 16 | -4:59 | 57 | 0.006 | false | false | MaxPos6%;MaxSector30%;NoMargin | null | DriftNear | Sell | Trim extended winner -1.0% | 13 | 12 | 8 | null | BrokerB | LMT | 95 | 12 | 10 | -23 | 53 | -43 | 36 | null | null | Normal monitoring | 193 | 3.4 | Approved | 4 | Monitor dispersion and breadth |
E0785 | P1844 | 2025-07-18 | 401k | USD | 2,489,077 | 5.1 | 1.05 | 37.4 | Energy:35.5;Industrials:16.1;RealEstate:12.1;Financials:36.3 | Value:17.4;Growth:19.8;Quality:9.3;Size:17.4;Momentum:18.7;LowVol:17.4 | AAPL:36.0;QQQ:16.5;HYG:33.3;VTI:14.2 | 5.9 | 170 | 21.7 | Bull | 11.8 | 3.75 | 2.5 | 81 | 83 | 61:99 | 90 | 0.0128 | false | false | ESGOnly;MaxPos7%;MaxSector25% | null | DriftNear;VarNear | Buy | Add core equity +1.0% from cash | 4 | -35 | 8 | null | BrokerA | MKT | 91 | 5 | 5 | 83 | 72 | -49 | 23 | null | null | Normal monitoring | 122 | 3.8 | null | 4 | Monitor dispersion and breadth |
E0786 | P2869 | 2025-03-21 | Taxable | USD | 766,764 | 12.3 | 1 | 48.6 | Health:20.3;Materials:28.1;RealEstate:31.4;Tech:20.1 | Value:17.7;Growth:17.0;Quality:15.4;Size:16.4;Momentum:15.9;LowVol:17.6 | XLF:18.8;QQQ:34.5;BND:46.7 | 1.5 | 91 | 8.6 | Bull | 11.3 | 3.52 | 2.4 | 96 | 95 | 65:124 | 88 | 0.0104 | false | false | MaxPos5%;MaxSector30%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 32 | 8 | 12 | null | BrokerC | LMT | 90 | 11 | 16 | 69 | 203 | -43 | 1 | null | null | Normal monitoring | 90 | 3.4 | Approved | 5 | Increase defensive factor exposure |
E0787 | P0987 | 2025-07-29 | Roth | USD | 1,476,788 | 6.7 | 1 | 66 | Consumer:29.2;Energy:18.7;Comm:21.9;Materials:9.8;Tech:20.4 | Value:22.4;Growth:22.4;Quality:18.1;Size:16.0;Momentum:12.1;LowVol:9.0 | XLF:33.7;AMZN:29.4;VOO:36.9 | 6.5 | 273 | 26.5 | Sideways | 14.3 | 4.93 | 2.7 | 123 | 4 | -18:41 | 70 | 0.0099 | true | true | ESGOnly;MaxPos6% | null | DriftNear;VarNear | Reduce | Cut high-beta sleeve -1.0% and raise cash | 31 | -34 | 12 | null | BrokerB | MKT | 98 | 8 | 11 | 33 | 69 | -40 | -8 | VAR>budget | Hedge | Risk above budget threshold | 150 | 1 | Approved | 5 | Within IPS guidelines |
E0788 | P0171 | 2025-06-25 | Taxable | USD | 1,387,321 | 7.4 | 1 | 41.7 | Financials:30.6;Utilities:27.7;Industrials:41.7 | Value:16.5;Growth:13.1;Quality:20.6;Size:17.9;Momentum:21.1;LowVol:10.9 | VOO:29.5;MUB:22.6;MSFT:30.0;VNQ:10.5;IEF:7.4 | 2.7 | 237 | 26.1 | Bear | 28.4 | 3.09 | 2.5 | 218 | -101 | -136:-77 | 5 | 0.0189 | false | true | ESGOnly;MaxSector30% | null | VarNear | Hedge | Buy index puts 1.0% notional, 30d | 7 | 9 | 1 | Delta:-0.13;Vega:0.09 | BrokerA | LMT | 93 | 9 | 7 | -31 | -27 | -21 | 24 | VAR>budget | Hedge | Risk above budget threshold | 168 | 3 | SuggestedEdits | 3 | Monitor dispersion and breadth |
E0789 | P9723 | 2025-05-30 | IRA | USD | 412,228 | 9.5 | 1 | 36.5 | Health:25.1;Energy:28.6;Utilities:15.9;Financials:30.4 | Value:15.3;Growth:20.3;Quality:19.8;Size:12.6;Momentum:10.8;LowVol:21.2 | VNQ:22.9;GLD:30.1;AMZN:9.6;TLT:16.2;HYG:21.2 | 4 | 141 | 12 | Volatile | 23 | 4.09 | 2.6 | 136 | 27 | -6:67 | 53 | 0.0041 | false | false | ESGOnly;MaxPos5%;MaxSector30%;NoMargin | null | null | Sell | Trim extended winner -1.0% | 33 | -31 | 5 | null | BrokerA | MKT | 95 | 5 | 4 | 59 | 163 | -43 | -9 | null | null | Normal monitoring | 118 | 1.8 | null | 5 | Increase defensive factor exposure |
E0790 | P3497 | 2025-05-08 | Taxable | USD | 742,039 | 6.6 | 1.19 | 59 | RealEstate:19.4;Energy:12.4;Materials:24.5;Industrials:25.2;Utilities:18.4 | Value:15.8;Growth:20.9;Quality:17.1;Size:15.4;Momentum:12.6;LowVol:18.2 | MUB:18.9;TSLA:38.4;AAPL:30.7;AMZN:12.0 | 3.6 | 202 | 21.6 | Sideways | 22 | 4.79 | 2.9 | 98 | 32 | 22:82 | 76 | 0.0161 | false | true | MaxSector25% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -8 | 4 | 8 | null | BrokerD | MKT | 92 | 3 | 9 | -18 | 44 | -13 | 36 | RegimeShift | Reduce | Volatility spike and breadth deterioration | 185 | 2.4 | Approved | 3 | Tighten stops on momentum names |
E0791 | P2606 | 2025-03-25 | 401k | USD | 314,084 | 9.4 | 1 | 43.8 | Tech:24.9;Industrials:9.0;Financials:25.5;Health:24.0;Energy:16.6 | Value:20.7;Growth:9.3;Quality:8.4;Size:19.5;Momentum:20.0;LowVol:22.0 | VOO:13.4;HYG:45.4;IEF:28.6;AMZN:12.6 | 5 | 160 | 15 | Bull | 15.8 | 4.39 | 2.2 | 97 | 112 | 92:136 | 97 | 0.0108 | false | false | ESGOnly;NoMargin | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | -11 | -14 | 3 | null | BrokerD | MKT | 95 | 10 | 17 | 46 | 67 | -47 | 17 | null | null | Normal monitoring | 122 | 1.5 | null | 3 | Tighten stops on momentum names |
E0792 | P5612 | 2025-12-08 | 401k | USD | 654,717 | 13.4 | 1 | 70.3 | Health:20.2;Materials:26.9;Industrials:15.4;Tech:12.6;Consumer:24.9 | Value:23.6;Growth:13.0;Quality:15.3;Size:21.2;Momentum:18.3;LowVol:8.6 | TSLA:31.6;BRK.B:30.5;QQQ:37.9 | 3 | 95 | 14.3 | Bull | 12.8 | 4.12 | 2 | 81 | 55 | 44:94 | 74 | 0.0117 | false | false | ESGOnly;MaxPos8%;NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 26 | 10 | 2 | null | BrokerB | LMT | 96 | 5 | 12 | -10 | 96 | -47 | 17 | null | null | Normal monitoring | 149 | 2.7 | Approved | 3 | Tax-aware sells next window |
E0793 | P4382 | 2025-08-19 | Taxable | USD | 850,392 | 9.6 | 1 | 51.2 | Health:10.8;Energy:36.8;Tech:21.3;Consumer:31.1 | Value:21.6;Growth:20.3;Quality:20.5;Size:14.6;Momentum:9.6;LowVol:13.4 | AMZN:12.3;BRK.B:14.9;HYG:22.3;VNQ:13.0;VTI:26.3;MSFT:11.3 | 2.2 | 104 | 7.2 | Sideways | 17.7 | 4.36 | 3 | 131 | 35 | 19:67 | 77 | 0.0143 | false | false | NoMargin | null | null | Rebalance | Shift +1.0% bonds from equity | 6 | -9 | 6 | null | BrokerC | MKT | 89 | 5 | 11 | -38 | 18 | -51 | -17 | null | null | Normal monitoring | 144 | 3.5 | Approved | 4 | Increase defensive factor exposure |
E0794 | P5082 | 2025-01-02 | Roth | USD | 1,024,832 | 4.9 | 1 | 58.2 | Health:19.5;Tech:23.9;Utilities:10.5;Materials:22.2;RealEstate:23.9 | Value:11.2;Growth:20.8;Quality:19.5;Size:15.3;Momentum:18.1;LowVol:15.0 | TSLA:11.6;XLF:20.5;AMZN:33.8;BND:34.2 | 3.6 | 212 | 22.1 | Sideways | 19.8 | 3.73 | 2.5 | 101 | 4 | -7:51 | 56 | 0.0106 | false | true | MaxPos5%;MaxSector35% | null | VarNear | Rebalance | Shift +1.0% bonds from equity | -15 | -9 | 4 | null | BrokerB | MKT | 100 | 10 | 18 | 36 | -4 | -52 | 0 | VAR>budget | Pause | Risk above budget threshold | 98 | 2.7 | Approved | 3 | Increase defensive factor exposure |
E0795 | P2401 | 2025-10-12 | Roth | USD | 239,821 | 8.8 | 1 | 71 | RealEstate:10.4;Materials:29.0;Consumer:27.8;Energy:22.9;Financials:9.9 | Value:16.9;Growth:20.2;Quality:8.3;Size:21.1;Momentum:12.5;LowVol:21.0 | BRK.B:26.9;AAPL:8.3;VOO:18.8;QQQ:20.6;AMZN:17.6;GLD:7.8 | 2.6 | 143 | 7.4 | Volatile | 22.3 | 4.27 | 2.1 | 168 | -19 | -38:29 | 57 | 0.0156 | false | false | MaxSector35% | null | null | Rebalance | Shift +1.0% bonds from equity | -15 | -13 | 9 | null | BrokerC | MKT | 94 | 10 | 8 | -6 | 8 | 5 | 10 | null | null | Normal monitoring | 183 | 2.9 | null | 5 | Tighten stops on momentum names |
E0796 | P2901 | 2024-12-13 | Roth | USD | 873,798 | 3.5 | 1 | 60.1 | Tech:28.5;Financials:23.2;Health:28.5;Materials:19.8 | Value:15.2;Growth:20.2;Quality:20.1;Size:9.0;Momentum:19.0;LowVol:16.5 | XLF:39.6;AMZN:44.1;IEF:16.2 | 4.6 | 247 | 22.1 | Bull | 11.6 | 3.74 | 2.2 | 80 | 62 | 52:116 | 78 | 0.0067 | false | true | null | null | VarNear | Rebalance | Shift +1.0% bonds from equity | 27 | -18 | 12 | null | BrokerD | MKT | 91 | 10 | 9 | -44 | 17 | -4 | 25 | VAR>budget | Reduce | Risk above budget threshold | 126 | 3.4 | Approved | 4 | Within IPS guidelines |
E0797 | P3882 | 2025-04-02 | Taxable | USD | 421,529 | 9.6 | 1 | 72.4 | Utilities:12.6;Health:16.9;Industrials:21.4;Tech:24.8;Comm:24.3 | Value:14.5;Growth:26.1;Quality:22.9;Size:13.3;Momentum:10.0;LowVol:13.2 | VOO:17.1;TLT:24.7;XLF:30.6;QQQ:14.3;AMZN:13.4 | 1.9 | 118 | 15.9 | Volatile | 30.1 | 5.4 | 2.2 | 168 | -14 | -54:40 | 44 | 0.0141 | false | false | ESGOnly;MaxPos6%;MaxSector25%;NoMargin | null | null | Buy | Add core equity +1.0% from cash | 17 | -19 | 8 | null | BrokerB | MKT | 99 | 4 | 4 | 32 | 41 | 9 | 14 | null | null | Normal monitoring | 109 | 2.1 | null | 3 | Within IPS guidelines |
E0798 | P4434 | 2025-07-08 | Taxable | USD | 1,660,886 | 9.9 | 1 | 67.5 | Consumer:30.0;Industrials:16.3;Tech:13.9;Energy:16.5;Health:23.3 | Value:22.9;Growth:15.7;Quality:22.2;Size:14.6;Momentum:8.0;LowVol:16.5 | XLF:15.5;MUB:10.6;BRK.B:11.6;GLD:29.3;QQQ:32.9 | 5.6 | 186 | 19.8 | Sideways | 17.1 | 4.18 | 3 | 108 | -3 | -33:43 | 63 | 0.0083 | false | true | null | null | DriftNear;VarNear | Rebalance | Shift +1.0% bonds from equity | 1 | 9 | 6 | null | BrokerB | LMT | 97 | 7 | 12 | -13 | 69 | -22 | 40 | VAR>budget | Reduce | Risk above budget threshold | 101 | 1 | SuggestedEdits | 2 | Monitor dispersion and breadth |
E0799 | P6232 | 2024-07-17 | 401k | USD | 698,584 | 8.5 | 1 | 61 | Financials:27.0;Consumer:23.7;Health:20.3;Comm:29.0 | Value:14.2;Growth:22.2;Quality:22.4;Size:24.2;Momentum:8.6;LowVol:8.4 | BRK.B:16.2;VOO:22.5;VTI:9.4;IEF:8.1;QQQ:16.1;MSFT:27.8 | 3.9 | 144 | 10.7 | Bear | 34.7 | 4 | 1.6 | 176 | 26 | 5:67 | 68 | 0.0113 | false | false | null | null | null | Buy | Add core equity +1.0% from cash | 2 | -30 | 4 | null | BrokerB | MKT | 99 | 7 | 15 | -26 | 54 | -58 | 3 | null | null | Normal monitoring | 94 | 2.4 | null | 4 | Tax-aware sells next window |
E0800 | P3424 | 2025-06-02 | IRA | USD | 2,310,403 | 7.6 | 1 | 57 | Industrials:13.0;Utilities:32.0;Materials:25.6;Comm:29.3 | Value:23.6;Growth:18.0;Quality:8.0;Size:22.6;Momentum:20.0;LowVol:7.7 | MUB:25.1;BND:23.3;VNQ:18.2;MSFT:7.8;TLT:25.6 | 4.6 | 139 | 12.3 | Sideways | 21.6 | 4.92 | 3 | 111 | 50 | 35:92 | 91 | 0.0062 | false | false | MaxPos6% | null | null | NoAction | Within policy bands; defer | 35 | 2 | 3 | null | BrokerC | MKT | 0 | 0 | 0 | 10 | 24 | -19 | -23 | null | null | Normal monitoring | 107 | 1.1 | null | 5 | Tighten stops on momentum names |
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