| { |
| "card_set": { |
| "date": "2023-07-13", |
| "label": "2023-07-13 | 1st Incompetency Order", |
| "case": "27-CR-23-1886", |
| "case_title": "State v. Matthew D. Guertin", |
| "jurisdiction": "Minnesota Fourth Judicial District", |
| "judge": null, |
| "type": "document", |
| "doc_type": "Court Order", |
| "author": "Hennepin County District Court", |
| "description": "Finding of Incompetency and Order", |
| "source_doc": "MCRO_27-CR-23-1886_Finding of Incompetency and Order_2023-07-13_20240430072356.pdf", |
| "participants": [ |
| { |
| "id": "court", |
| "name": "Hennepin County District Court", |
| "role": "author", |
| "label": "THE COURT" |
| } |
| ], |
| "card_count": 36, |
| "curator": "Matt Guertin (manual card_text.txt extraction)" |
| }, |
| "cards": [ |
| { |
| "id": "doc-2023-07-13-001", |
| "seq": 1, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Jill E. Rogstad, Ph.D., LP, ABPP (Forensic), Senior Clinical Forensic Psychologist at the Fourth Judicial District Court, testified at the hearing and the court received into evidence her Curriculum Vitae (Exhibit 2), and her Forensic Evaluation Report dated March 10, 2023 (Exhibit 3). The court also received into evidence a copy of United States Patent No. 11,577,177 B2 dated February 14, 2023 (Exhibit 1), as well as testimony from the Defendant.", |
| "page": 1, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=1", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER REGARDING COMPETENCY TO PROCEED" |
| }, |
| { |
| "id": "doc-2023-07-13-002", |
| "seq": 2, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "On January 25, 2023, the Honorable Lyonel Norris, Referee of District Court, found probable cause to believe that the offenses were committed and that Defendant committed them. He then ordered that a Rule 20.01 evaluation be completed.", |
| "page": 1, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=1", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-003", |
| "seq": 3, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Jill E. Rogstad, Ph.D., LP, ABPP (Forensic), was assigned to complete the evaluation of the Defendant. She filed her report on March 10, 2023, opining that Mr. Guertin is incompetent and provided the following diagnoses:\n\n\tUnspecified Schizophrenia Spectrum and Other Psychotic Disorder (primary).", |
| "page": 1, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=1", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-004", |
| "seq": 4, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Mr. Guertin challenges Dr. Rogstad’s conclusion, taking the position that he is competent to proceed in his criminal matters. Mr. Guertin testified that he is currently employed as the Chief Executive Officer (CEO) of a start-up company. His company is listed as the assignee on United States Patent No. 11,577,177 B2, and he, as an individual, is listed as the inventor and the applicant. Ex. 1.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-005", |
| "seq": 5, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Mr. Guertin testified that he understands his charges, noting that reckless discharge of a firearm in a municipality is a felony with a maximum of a two-year sentence. He notes that he and his attorney have discussed possible defenses; that he understands the information relayed to him by his attorney; and that there is nothing impeding their relationship.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-006", |
| "seq": 6, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "While he acknowledged that he may not understand all the technicalities of criminal proceedings, he indicates that he would ask his attorney if he had questions about the proceedings. Mr. Guertin appeared well-dressed, noting that he wore a tie to court “to be presentable.” He presents as intelligent and passionate about his work with technology, including his patent.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-007", |
| "seq": 7, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "However, much of his testimony was focused on his technological work and patent, and he required frequent redirection to stay on point.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-008", |
| "seq": 8, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "there were times during his testimony that Mr. Guertin became lost in his answer to a question because of rambling statements about his patent or other unrelated topics.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-009", |
| "seq": 9, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "when discussing the events that led to what he describes as the “most cordial standoff ever” [with the police], Mr. Guertin began discussing his actions in firing his gun in order to attract the police. He did so instead of calling 911 because he could not trust his electronic devices due to his suspicions involving Netflix and Microsoft and protection of his patent.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-010", |
| "seq": 10, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "court" |
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| "full_text": "The court appreciates Mr. Guertin’s testimony and his participation in the hearing; however, the court has serious concerns regard Mr. Guertin’s ability to meaningfully participate in criminal proceedings and understand the process, given his perseveration regarding his patent, and his delusional beliefs about others.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-011", |
| "seq": 11, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| ], |
| "full_text": "Dr. Rogstad opines that Mr. Guertin is not competent to proceed in his criminal matters", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-012", |
| "seq": 12, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "court" |
| ], |
| "full_text": "Dr. Rogstad offers a diagnosis of Unspecified Schizophrenia Spectrum and Other Psychotic Disorder (primary). While Dr. Rogstad testified that this is a legitimate diagnosis, she indicated that additional information would be needed to provide more specificity.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-013", |
| "seq": 13, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Dr. Rogstad notes that Mr. Guertin “…displays prominent delusional beliefs that include persecutory and referential themes,” the content and intensity of which “…are highly consistent with phenomenology of the persecutory delusions that can accompany psychotic disorders.”", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-014", |
| "seq": 14, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "court" |
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| "full_text": "Mr. Guertin may also suffer from a mood-related disorder, namely mania or hypomania, given “…his frequent digressions and tendency to become distracted by his own thoughts,” which “…were consistent with flight of ideas.”", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| }, |
| { |
| "id": "doc-2023-07-13-015", |
| "seq": 15, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Guertin was “highly distractible” during the examination, making it “…difficult to extract meaningful, coherent information from him.” Id. The court observed identical behavior during his testimony on July 7, 2023, to that exhibited during his examination.", |
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| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| { |
| "id": "doc-2023-07-13-016", |
| "seq": 16, |
| "type": "text", |
| "speaker_id": "court", |
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| "full_text": "Mr. Guertin testified that he takes additional dosages of his Adderall medication on long days because the medication is “fast-acting.” He gave one example as working overnight at Coachella to finish an art piece for the next day.", |
| "page": 2, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=2", |
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| }, |
| { |
| "id": "doc-2023-07-13-017", |
| "seq": 17, |
| "type": "text", |
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| "full_text": "Dr. Rogstad believes that Mr. Guertin is unable to participate in the legal process regarding his criminal matters. She credibly testified that while Mr. Guertin has good factual knowledge, he is unable to apply this knowledge due to delusional beliefs.", |
| "page": 3, |
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| }, |
| { |
| "id": "doc-2023-07-13-018", |
| "seq": 18, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "when Mr. Guertin spoke about his delusional beliefs, he indicated he would present evidence supporting these beliefs.", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| { |
| "id": "doc-2023-07-13-019", |
| "seq": 19, |
| "type": "text", |
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| "full_text": "Dr. Rogstad states, “…while he knows the nature of his charges, Mr. Guertin’s delusional beliefs are inextricably linked to his perceptions of his current legal situation, and they obstruct his ability to apply this factual legal knowledge to discussions of his own case in a rational manner devoid of delusional reasoning.”", |
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| { |
| "id": "doc-2023-07-13-020", |
| "seq": 20, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Dr. Rogstad reports that his delusions impacted his perception of relevant evidence, that he supported the choices he made “…with impaired perceptions of objective reality,” and that ultimately, he was unable to participate in “consistently coherent” and “reality-based” discussions regarding the proceedings.", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| { |
| "id": "doc-2023-07-13-021", |
| "seq": 21, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Her testimony supports these conclusions when she states that Mr. Guertin did not understand evidence or the ramifications of making decisions because of the delusions that emerged as they were discussing legal proceedings.", |
| "page": 3, |
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| { |
| "id": "doc-2023-07-13-022", |
| "seq": 22, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Dr. Rogstad also testified that Mr. Guertin lacks insight into his mental health, as evidenced by his belief that he is under duress as opposed to having any impaired perceptions.", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| }, |
| { |
| "id": "doc-2023-07-13-023", |
| "seq": 23, |
| "type": "text", |
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| "speaker": "THE COURT", |
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| "full_text": "the greater weight of the evidence establishes that Mr. Guertin is not competent to proceed at this time. He suffers from a mental illness with a diagnosis of Unspecified Schizophrenia Spectrum and Other Psychotic Disorder", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| }, |
| { |
| "id": "doc-2023-07-13-024", |
| "seq": 24, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "This may also include a mood component, namely mania or hypomania.", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| }, |
| { |
| "id": "doc-2023-07-13-025", |
| "seq": 25, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "This mental illness prevents Mr. Guertin from rationally understanding the legal process and obstructs his ability to prepare a defense or rationally consult with his counsel.", |
| "page": 3, |
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| }, |
| { |
| "id": "doc-2023-07-13-026", |
| "seq": 26, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "Dr. Rogstad persuasively reports that Mr. Guertin’s delusions impact his strategical decisions. For instance, he indicated that providing testimony at his trial would serve “…as a way to ‘have the opportunity to make all this stuff [about his perceived persecution] public in the courtroom,’” with similar thoughts regarding evidence he collected.", |
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| }, |
| { |
| "id": "doc-2023-07-13-027", |
| "seq": 27, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "full_text": "the court observed Mr. Guertin testify, during which his answers often wandered towards the themes of technology, patents, and competitors.", |
| "page": 3, |
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| }, |
| { |
| "id": "doc-2023-07-13-028", |
| "seq": 28, |
| "type": "text", |
| "speaker_id": "court", |
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| "court" |
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| "full_text": "While it is evident that Mr. Guertin is an intelligent, talented individual with a passion for technology, this does not necessarily make him competent to proceed in his criminal matters.", |
| "page": 3, |
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| }, |
| { |
| "id": "doc-2023-07-13-029", |
| "seq": 29, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
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| "court" |
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| "full_text": "He may understand the factual components of criminal proceedings, but it is evident to the court that he is unable to apply this factual knowledge in his defense.", |
| "page": 3, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=3", |
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| { |
| "id": "doc-2023-07-13-030", |
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| "type": "text", |
| "speaker_id": "court", |
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| "full_text": "Her report was thorough and considered several possible factors contributing to Mr. Guertin’s symptoms, as well as the significance of those symptoms.", |
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| { |
| "id": "doc-2023-07-13-031", |
| "seq": 31, |
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| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "The court also notes the similarity in Mr. Guertin’s presentation during both his evaluation and at the July 7, 2023 hearing: Mr. Guertin presented as verbose, with responses to questions that included excessive detail. He often brought his responses back to the themes of technology, patents, and competitors", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-032", |
| "seq": 32, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Mr. Guertin appears to the court to be unable to separate matters involving his criminal charges from his delusional thoughts regarding his technology. It was evident that he continues to suffer from mental health concerns that impact his ability to fully understand and engage in the proceedings regarding his criminal matters.", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "FINDINGS OF FACT" |
| }, |
| { |
| "id": "doc-2023-07-13-033", |
| "seq": 33, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "“A defendant has a due process right not to be tried or convicted of a criminal charge if he or she is legally incompetent.” Bonga v. State, 797 N.W.2d 712, 718 (Minn. 2011).", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "CONCLUSIONS OF LAW" |
| }, |
| { |
| "id": "doc-2023-07-13-034", |
| "seq": 34, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "the trial court must be mindful of its protective duty to ensure that a defendant is competent to proceed.", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "CONCLUSIONS OF LAW" |
| }, |
| { |
| "id": "doc-2023-07-13-035", |
| "seq": 35, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "The greater weight of the evidence establishes that Mr. Guertin is incompetent to proceed.", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "CONCLUSIONS OF LAW" |
| }, |
| { |
| "id": "doc-2023-07-13-036", |
| "seq": 36, |
| "type": "text", |
| "speaker_id": "court", |
| "speaker": "THE COURT", |
| "speakers": [ |
| "court" |
| ], |
| "full_text": "Defendant, Matthew David Guertin, is currently INCOMPETENT to proceed.", |
| "page": 4, |
| "source_url": "/data/source-files/children-pdf/MCRO_27-CR-23-1886_Finding%20of%20Incompetency%20and%20Order_2023-07-13_20240430072356.pdf#page=4", |
| "evidence_links": [], |
| "section": "ORDER" |
| } |
| ] |
| } |
|
|
