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| \input{preamble} | |
| % OK, start here. | |
| % | |
| \begin{document} | |
| \title{Examples} | |
| \maketitle | |
| \phantomsection | |
| \label{section-phantom} | |
| \tableofcontents | |
| \section{Introduction} | |
| \label{section-introduction} | |
| \noindent | |
| This chapter will contain examples which illuminate the theory. | |
| \section{An empty limit} | |
| \label{section-empty-limit} | |
| \noindent | |
| This example is due to Waterhouse, see \cite{Waterhouse}. | |
| Let $S$ be an uncountable set. For every finite subset | |
| $T \subset S$ consider the set $M_T$ of injective maps $T \to \mathbf{N}$. | |
| For $T \subset T' \subset S$ finite the restriction $M_{T'} \to M_T$ | |
| is surjective. Thus we have an inverse system over the | |
| directed partially ordered set of finite subsets of $S$ | |
| with surjective transition maps. | |
| But $\lim M_T = \emptyset$ as an element in the limit would | |
| define an injective map $S \to \mathbf{N}$. | |
| \section{A zero limit} | |
| \label{section-zero-limit} | |
| \noindent | |
| Let $(S_i)_{i \in I}$ be a directed inverse system of nonempty sets | |
| with surjective transition maps and | |
| with $\lim S_i = \emptyset$, see Section \ref{section-empty-limit}. | |
| Let $K$ be a field and set | |
| $$ | |
| V_i = \bigoplus\nolimits_{s \in S_i} K | |
| $$ | |
| Then the transition maps $V_i \to V_j$ are surjective for $i \geq j$. | |
| However, $\lim V_i = 0$. Namely, if $v = (v_i)$ is an element of the | |
| limit, then the support of $v_i$ would be a finite subset $T_i \subset S_i$ | |
| with $\lim T_i \not = \emptyset$, see | |
| Categories, Lemma \ref{categories-lemma-nonempty-limit}. | |
| \medskip\noindent | |
| For each $i$ consider the unique $K$-linear map $V_i \to K$ which sends | |
| each basis vector $s \in S_i$ to $1$. Let $W_i \subset V_i$ | |
| be the kernel. Then | |
| $$ | |
| 0 \to (W_i) \to (V_i) \to (K) \to 0 | |
| $$ | |
| is a nonsplit short exact sequence of inverse systems of vector spaces | |
| over the directed set $I$. Hence | |
| $W_i$ is a directed system of $K$-vector spaces | |
| with surjective transition maps, vanishing limit, and nonvanishing | |
| $R^1\lim$. | |
| \section{Non-quasi-compact inverse limit of quasi-compact spaces} | |
| \label{section-lim-not-quasi-compact} | |
| \noindent | |
| Let $\mathbf{N}$ denote the set of natural numbers. | |
| For every integer $n$, let $I_n$ denote the set of all natural numbers $> n$. | |
| Define $T_n$ to be the unique topology on $\mathbf{N}$ with basis | |
| $\{1\}, \ldots , \{n\}, I_n$. Denote by $X_n$ the topological space | |
| $(\mathbf{N}, T_n)$. For each $m < n$, the identity map, | |
| $$ | |
| f_{n, m} : X_n \longrightarrow X_m | |
| $$ | |
| is continuous. Obviously for $m < n < p$, the composition | |
| $f_{p, n} \circ f_{n, m}$ equals $f_{p, m}$. So $((X_n), (f_{n,m}))$ | |
| is a directed inverse system of quasi-compact topological spaces. | |
| \medskip\noindent | |
| Let $T$ be the discrete topology on $\mathbf{N}$, and let $X$ be | |
| $(\mathbf{N}, T)$. Then for every integer $n$, the identity map, | |
| $$ | |
| f_n : X \longrightarrow X_n | |
| $$ | |
| is continuous. We claim that this is the inverse limit of the directed | |
| system above. Let $(Y, S)$ be any topological space. For every integer $n$, | |
| let | |
| $$ | |
| g_n : (Y, S) \longrightarrow (\mathbf{N}, T_n) | |
| $$ | |
| be a continuous map. Assume that for every $m < n$ we have | |
| $f_{n,m} \circ g_n = g_m$, i.e., the system $(g_n)$ is compatible | |
| with the directed system above. In particular, all of the set maps | |
| $g_n$ are equal to a common set map | |
| $$ | |
| g : Y \longrightarrow \mathbf{N}. | |
| $$ | |
| Moreover, for every integer $n$, since $\{n\}$ is open in $X_n$, | |
| also $g^{-1}(\{n\}) = g_n^{-1}(\{n\})$ is open in $Y$. | |
| Therefore the set map $g$ is continuous for the topology $S$ on $Y$ | |
| and the topology $T$ on $\mathbf{N}$. Thus $(X, (f_n))$ is the inverse | |
| limit of the directed system above. | |
| \medskip\noindent | |
| However, clearly $X$ is not quasi-compact, since the infinite open | |
| covering by singleton sets has no inverse limit. | |
| \begin{lemma} | |
| \label{lemma-lim-not-quasi-compact} | |
| There exists an inverse system of quasi-compact topological spaces | |
| over $\mathbf{N}$ whose limit is not quasi-compact. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{The structure sheaf on the fibre product} | |
| \label{section-silly} | |
| \noindent | |
| Let $X, Y, S, a, b, p, q, f$ be as in the introduction to | |
| Derived Categories of Schemes, | |
| Section \ref{perfect-section-kunneth}. Picture: | |
| $$ | |
| \xymatrix{ | |
| & X \times_S Y \ar[ld]^p \ar[rd]_q \ar[dd]^f \\ | |
| X \ar[rd]_a & & Y \ar[ld]^b \\ | |
| & S | |
| } | |
| $$ | |
| Then we have a canonical map | |
| $$ | |
| can : | |
| p^{-1}\mathcal{O}_X \otimes_{f^{-1}\mathcal{O}_S} q^{-1}\mathcal{O}_Y | |
| \longrightarrow | |
| \mathcal{O}_{X \times_S Y} | |
| $$ | |
| which is not an isomorphism in general. | |
| \medskip\noindent | |
| For example, let $S = \Spec(\mathbf{R})$, $X = \Spec(\mathbf{C})$, and | |
| $Y = \Spec(\mathbf{C})$. Then | |
| $X \times_S Y = \Spec(\mathbf{C}) \amalg \Spec(\mathbf{C})$ | |
| is a discrete space with two points | |
| and the sheaves $p^{-1}\mathcal{O}_X$, $q^{-1}\mathcal{O}_Y$ | |
| and $f^{-1}\mathcal{O}_S$ are the constant sheaves with values | |
| $\mathbf{C}$, $\mathbf{C}$, and $\mathbf{R}$. | |
| Hence the source of $can$ is the constant sheaf | |
| with value $\mathbf{C} \otimes_\mathbf{R} \mathbf{C}$ | |
| on the discrete space with two points. Thus its global | |
| sections have dimension $8$ as an $\mathbf{R}$-vector space | |
| whereas taking global sections of the target of $can$ | |
| we obtain $\mathbf{C} \times \mathbf{C}$ | |
| which has dimension $4$ as an $\mathbf{R}$-vector space. | |
| \medskip\noindent | |
| Another example is the following. Let $k$ be an algebraically | |
| closed field. Consider | |
| $S = \Spec(k)$, $X = \mathbf{A}^1_k$, and $Y = \mathbf{A}^1_k$. | |
| Then for $U \subset X \times_S Y = \mathbf{A}^2_k$ nonempty open | |
| the images $p(U) \subset X = \mathbf{A}^1_k$ and $q(U) \subset \mathbf{A}^1_k$ | |
| are open and the reader can show that | |
| $$ | |
| \left( | |
| p^{-1}\mathcal{O}_X \otimes_{f^{-1}\mathcal{O}_S} q^{-1}\mathcal{O}_Y | |
| \right)(U) = \mathcal{O}_X(p(U)) \otimes_k \mathcal{O}_Y(q(U)) | |
| $$ | |
| This is not equal to $\mathcal{O}_{X \times_S Y}(U)$ | |
| if $U$ is the complement of an irreducible curve $C$ in | |
| $X \times_S Y = \mathbf{A}^2_k$ such that both $p|_C$ and $q|_C$ | |
| are nonconstant. | |
| \medskip\noindent | |
| Returning to the general case, let $z = (x, y, s, \mathfrak p)$ | |
| be a point of $X \times_S Y$ as in | |
| Schemes, Lemma \ref{schemes-lemma-points-fibre-product}. | |
| Then on stalks at $z$ the map $can$ gives the map | |
| $$ | |
| can_z : | |
| \mathcal{O}_{X, x} \otimes_{\mathcal{O}_{S, s}} \mathcal{O}_{Y, y} | |
| \longrightarrow | |
| \mathcal{O}_{X \times_S Y, z} | |
| $$ | |
| This is a flat ring homomorphism as the target is a localization of the | |
| source (details omitted; hint reduce to the case that $X$, $Y$, and $S$ | |
| are affine). | |
| Observe that the source is in general not a local ring, and this gives | |
| another way to see that $can$ is not an isomorphism in general. | |
| \medskip\noindent | |
| More generally, suppose we have an $\mathcal{O}_X$-module $\mathcal{F}$ and an | |
| $\mathcal{O}_Y$-module $\mathcal{G}$. Then there is a canonical map | |
| \begin{align*} | |
| & p^{-1}\mathcal{F} \otimes_{f^{-1}\mathcal{O}_S} q^{-1}\mathcal{G} \\ | |
| & = | |
| p^{-1}(\mathcal{F} \otimes_{\mathcal{O}_X} \mathcal{O}_X) | |
| \otimes_{f^{-1}\mathcal{O}_S} | |
| q^{-1}(\mathcal{O}_Y \otimes_{\mathcal{O}_Y} \mathcal{G}) \\ | |
| & = | |
| p^{-1}\mathcal{F} \otimes_{p^{-1}\mathcal{O}_X} p^{-1}\mathcal{O}_X | |
| \otimes_{f^{-1}\mathcal{O}_S} | |
| q^{-1}\mathcal{O}_Y \otimes_{q^{-1}\mathcal{O}_Y} q^{-1}\mathcal{G} \\ | |
| & \xrightarrow{can} | |
| p^{-1}\mathcal{F} \otimes_{q^{-1}\mathcal{O}_X} | |
| \mathcal{O}_{X \times_S Y} | |
| \otimes_{q^{-1}\mathcal{O}_Y} q^{-1}\mathcal{G} \\ | |
| & = | |
| p^{-1}\mathcal{F} \otimes_{q^{-1}\mathcal{O}_X} | |
| \mathcal{O}_{X \times_S Y} | |
| \otimes_{\mathcal{O}_{X \times_S Y}} | |
| \mathcal{O}_{X \times_S Y} | |
| \otimes_{q^{-1}\mathcal{O}_Y} q^{-1}\mathcal{G} \\ | |
| & = | |
| p^*\mathcal{F} \otimes_{\mathcal{O}_{X \times_S Y}} q^*\mathcal{G} | |
| \end{align*} | |
| which is rarely an isomorphism. | |
| \section{A nonintegral connected scheme whose local rings are domains} | |
| \label{section-connected-locally-integral-not-integral} | |
| \noindent | |
| We give an example of an affine scheme $X = \Spec(A)$ which is | |
| connected, all of whose local rings are domains, but which is not integral. | |
| Connectedness of $X$ means $A$ has no nontrivial idempotents, see | |
| Algebra, Lemma \ref{algebra-lemma-disjoint-decomposition}. | |
| The local rings of $X$ are domains if, whenever $fg = 0$ in $A$, every | |
| point of $X$ has a neighborhood where either $f$ or $g$ vanishes. | |
| As long as $A$ is not a domain, then $X$ is not integral | |
| (Properties, Definition \ref{properties-definition-integral}). | |
| \medskip\noindent | |
| Roughly speaking, the construction is as follows: let $X_0$ be the cross | |
| (the union of coordinate axes) on the affine plane. Then let $X_1$ be | |
| the (reduced) full preimage of $X_0$ on the blowup of the plane ($X_1$ | |
| has three rational components forming a chain). Then blow up the | |
| resulting surface at the two singularities of $X_1$, and let $X_2$ be | |
| the reduced preimage of $X_1$ (which has five rational components), etc. | |
| Take $X$ to be the inverse limit. The only problem with this construction | |
| is that blowups glue in a projective line, so $X_1$ is not affine. Let us | |
| correct this by glueing in an affine line instead (so our scheme will be an | |
| open subset in what was described above). | |
| \medskip\noindent | |
| Here is a completely algebraic construction: For every $k \ge 0$, let $A_k$ | |
| be the following ring: its elements are collections of | |
| polynomials $p_i \in \mathbf{C}[x]$ where $i = 0, \ldots, 2^k$ such that | |
| $p_i(1) = p_{i + 1}(0)$. Set $X_k = \Spec(A_k)$. Observe that $X_k$ is | |
| a union of $2^k + 1$ affine lines that meet transversally in a chain. | |
| Define a ring homomorphism $A_k \to A_{k + 1}$ by | |
| $$ | |
| (p_0, \ldots, p_{2^k}) | |
| \longmapsto | |
| (p_0, p_0(1), p_1, p_1(1), \ldots, p_{2^k}), | |
| $$ | |
| in other words, every other polynomial is constant. This identifies | |
| $A_k$ with a subring of $A_{k + 1}$. Let $A$ be the direct limit of $A_k$ | |
| (basically, their union). Set $X = \Spec(A)$. For every $k$, we have | |
| a natural embedding $A_k \to A$, that is, a map $X\to X_k$. | |
| Each $A_k$ is connected but not integral; this implies that $A$ is | |
| connected but not integral. It remains to show that the local rings of | |
| $A$ are domains. | |
| \medskip\noindent | |
| Take $f, g \in A$ with $fg = 0$ and $x \in X$. Let us construct a | |
| neighborhood of $x$ on which one of $f$ and $g$ vanishes. Choose $k$ | |
| such that $f, g \in A_{k - 1}$ (note the $k - 1$ index). | |
| Let $y$ be the image of $x$ in $X_k$. It suffices to prove that $y$ has | |
| a neighborhood on which either $f$ or $g$ viewed as sections of | |
| $\mathcal{O}_{X_k}$ vanishes. | |
| If $y$ is a smooth point of $X_k$, that is, it lies on only one of the | |
| $2^k + 1$ lines, this is obvious. We can therefore assume that $y$ is one | |
| of the $2^k$ singular points, so two components of $X_k$ pass through | |
| $y$. However, on one of these two components (the one with odd index), | |
| both $f$ and $g$ are constant, since they are pullbacks of functions on | |
| $X_{k - 1}$. Since $fg = 0$ everywhere, either $f$ or $g$ (say, $f$) | |
| vanishes on the other component. | |
| This implies that $f$ vanishes on both components, as required. | |
| \section{Noncomplete completion} | |
| \label{section-noncomplete-completion} | |
| \noindent | |
| Let $R$ be a ring and let $\mathfrak m$ be a maximal ideal. Consider the | |
| completion | |
| $$ | |
| R^\wedge = \lim R/\mathfrak m^n. | |
| $$ | |
| Note that $R^\wedge$ is a local ring with maximal ideal | |
| $\mathfrak m' = \Ker(R^\wedge \to R/\mathfrak m)$. | |
| Namely, if $x = (x_n) \in R^\wedge$ is not in $\mathfrak m'$, then | |
| $y = (x_n^{-1}) \in R^\wedge$ satisfies $xy = 1$, whence $R^\wedge$ is local by | |
| Algebra, Lemma \ref{algebra-lemma-characterize-local-ring}. Now it is | |
| always true that $R^\wedge$ complete in its limit topology (see the | |
| discussion in | |
| More on Algebra, Section \ref{more-algebra-section-topological-ring}). | |
| But beyond that, we have the following questions: | |
| \begin{enumerate} | |
| \item Is it true that $\mathfrak m R^\wedge = \mathfrak m'$? | |
| \item Is $R^\wedge$ viewed as an $R^\wedge$-module $\mathfrak m'$-adically | |
| complete? | |
| \item Is $R^\wedge$ viewed as an $R$-module $\mathfrak m$-adically complete? | |
| \end{enumerate} | |
| It turns out that these questions all have a negative answer. | |
| The example below was taken from an unpublished note of | |
| Bart de Smit and Hendrik Lenstra. See also | |
| \cite[Exercise III.2.12]{Bourbaki-CA} and | |
| \cite[Example 1.8]{Yekutieli} | |
| \medskip\noindent | |
| Let $k$ be a field, $R = k[x_1, x_2, x_3, \ldots]$, and | |
| $\mathfrak m = (x_1, x_2, x_3, \ldots)$. | |
| We will think of an element $f$ of $R^\wedge$ as a (possibly) infinite sum | |
| $$ | |
| f = \sum a_I x^I | |
| $$ | |
| (using multi-index notation) such that for each $d \geq 0$ there | |
| are only finitely many nonzero $a_I$ for $|I| = d$. The maximal | |
| ideal $\mathfrak m' \subset R^\wedge$ is the collection of $f$ with | |
| zero constant term. In particular, the element | |
| $$ | |
| f = x_1 + x_2^2 + x_3^3 + \ldots | |
| $$ | |
| is in $\mathfrak m'$ but not in $\mathfrak m R^\wedge$ which | |
| shows that (1) is false in this example. However, if (1) is | |
| false, then (3) is necessarily false because | |
| $\mathfrak m' = \Ker(R^\wedge \to R/\mathfrak m)$ | |
| and we can apply | |
| Algebra, Lemma \ref{algebra-lemma-hathat} with $n = 1$. | |
| \medskip\noindent | |
| To finish we prove that $R^\wedge$ is not $\mathfrak m'$-adically complete. | |
| For $n \geq 1$ let $K_n = \Ker(R^\wedge \to R/\mathfrak m^n)$. Then | |
| we have short exact sequences | |
| $$ | |
| 0 \to K_n/(\mathfrak m')^n \to R^\wedge/(\mathfrak m')^n \to | |
| R/\mathfrak m^n \to 0 | |
| $$ | |
| The projection map $R^\wedge \to R/\mathfrak m^{n + 1}$ sends | |
| $(\mathfrak m')^n$ onto $\mathfrak m^n/\mathfrak m^{n + 1}$. | |
| It follows that $K_{n + 1} \to K_n/(\mathfrak m')^n$ is surjective. | |
| Hence the inverse system $\left(K_n/(\mathfrak m')^n\right)$ | |
| has surjective transition maps and | |
| taking inverse limits we obtain an exact sequence | |
| $$ | |
| 0 \to \lim K_n/(\mathfrak m')^n \to | |
| \lim R^\wedge/(\mathfrak m')^n \to | |
| \lim R/\mathfrak m^n \to 0 | |
| $$ | |
| by Algebra, Lemma \ref{algebra-lemma-Mittag-Leffler}. | |
| Thus we see that $R^\wedge$ is complete with respect to $\mathfrak m'$ | |
| if and only if $K_n = (\mathfrak m')^n$ for all $n \geq 1$. | |
| \medskip\noindent | |
| To show that $R^\wedge$ is not $\mathfrak m'$-adically complete | |
| in our example we show that $K_2 = \Ker(R^\wedge \to R/\mathfrak m^2)$ | |
| is not equal to $(\mathfrak m')^2$. | |
| Note that an element of $(\mathfrak m')^2$ | |
| can be written as a finite sum | |
| \begin{equation} | |
| \label{equation-sum} | |
| \sum\nolimits_{i = 1, \ldots, t} f_i g_i | |
| \end{equation} | |
| with $f_i, g_i \in R^\wedge$ having vanishing constant terms. | |
| To get an example we are going to choose an $z \in K_2$ | |
| of the form | |
| $$ | |
| z = z_1 + z_2 + z_3 + \ldots | |
| $$ | |
| with the following properties | |
| \begin{enumerate} | |
| \item there exist sequences $1 < d_1 < d_2 < d_3 < \ldots $ and | |
| $0 < n_1 < n_2 < n_3 < \ldots$ such that | |
| $z_i \in k[x_{n_i}, x_{n_i + 1}, \ldots, x_{n_{i + 1} - 1}]$ | |
| homogeneous of degree $d_i$, and | |
| \item in the ring $k[[x_{n_i}, x_{n_i + 1}, \ldots, x_{n_{i + 1} - 1}]]$ | |
| the element $z_i$ cannot be written as a sum (\ref{equation-sum}) | |
| with $t \leq i$. | |
| \end{enumerate} | |
| Clearly this implies that $z$ is not in $(\mathfrak m')^2$ | |
| because the image of the relation (\ref{equation-sum}) in the | |
| ring $k[[x_{n_i}, x_{n_i + 1}, \ldots, x_{n_{i + 1} - 1}]]$ | |
| for $i$ large enough would produce a contradiction. Hence it suffices | |
| to prove that for all $t > 0$ there exists a $d \gg 0$ and an integer | |
| $n$ such that we can find an homogeneous element | |
| $z \in k[x_1, \ldots, x_n]$ of degree $d$ which cannot be written as | |
| a sum (\ref{equation-sum}) for the given $t$ in $k[[x_1, \ldots, x_n]]$. | |
| Take $n > 2t$ and any $d > 1$ prime to the characteristic of $k$ and | |
| set $z = \sum_{i = 1, \ldots, n} x_i^d$. Then the vanishing locus | |
| of the ideal | |
| $$ | |
| (\frac{\partial z}{\partial x_1}, \ldots, \frac{\partial z}{\partial x_n}) | |
| = | |
| (dx_1^{d - 1}, \ldots, dx_n^{d - 1}) | |
| $$ | |
| consists of one point. On the other hand, | |
| $$ | |
| \frac{\partial ( \sum\nolimits_{i = 1, \ldots, t} f_i g_i ) }{\partial x_j} | |
| \in (f_1, \ldots, f_t, g_1, \ldots, g_t) | |
| $$ | |
| by the Leibniz rule and hence the vanishing locus of these derivatives | |
| contains at least | |
| $$ | |
| V(f_1, \ldots, f_t, g_1, \ldots, g_t) \subset | |
| \Spec(k[[x_1, \ldots, x_n]]). | |
| $$ | |
| Hence this is a contradiction as the dimension of | |
| $V(f_1, \ldots, f_t, g_1, \ldots, g_t)$ is at least $n - 2t \geq 1$. | |
| \begin{lemma} | |
| \label{lemma-noncomplete-completion} | |
| There exists a local ring $R$ and a maximal ideal $\mathfrak m$ such that | |
| the completion $R^\wedge$ of $R$ with respect to $\mathfrak m$ has the | |
| following properties | |
| \begin{enumerate} | |
| \item $R^\wedge$ is local, but its maximal ideal is not equal to | |
| $\mathfrak m R^\wedge$, | |
| \item $R^\wedge$ is not a complete local ring, and | |
| \item $R^\wedge$ is not $\mathfrak m$-adically complete as an $R$-module. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| This follows from the discussion above as (with $R = k[x_1, x_2, x_3, \ldots]$) | |
| the completion of the localization $R_{\mathfrak m}$ is equal to the | |
| completion of $R$. | |
| \end{proof} | |
| \section{Noncomplete quotient} | |
| \label{section-noncomplete-quotient} | |
| \noindent | |
| Let $k$ be a field. Let | |
| $$ | |
| R = k[t, z_1, z_2, z_3, \ldots, w_1, w_2, w_3, \ldots, x]/ | |
| (z_it - x^iw_i, z_i w_j) | |
| $$ | |
| Note that in particular $z_iz_jt = 0$ in this ring. Any element $f$ of $R$ | |
| can be uniquely written as a finite sum | |
| $$ | |
| f = \sum\nolimits_{i = 0, \ldots, d} f_i x^i | |
| $$ | |
| where each $f_i \in k[t, z_i, w_j]$ has no terms involving the products | |
| $z_it$ or $z_iw_j$. Moreover, if $f$ is written in this way, then | |
| $f \in (x^n)$ if and only if $f_i = 0$ for $i < n$. | |
| So $x$ is a nonzerodivisor and $\bigcap (x^n) = 0$. | |
| Let $R^\wedge$ be the completion of $R$ with respect to the ideal $(x)$. | |
| Note that $R^\wedge$ is $(x)$-adically complete, see | |
| Algebra, Lemma \ref{algebra-lemma-hathat-finitely-generated}. | |
| By the above we see that an element of $R^\wedge$ can be uniquely written | |
| as an infinite sum | |
| $$ | |
| f = \sum\nolimits_{i = 0}^\infty f_i x^i | |
| $$ | |
| where each $f_i \in k[t, z_i, w_j]$ has no terms involving the products | |
| $z_it$ or $z_iw_j$. Consider the element | |
| $$ | |
| f = \sum\nolimits_{i = 1}^\infty x^i w_i = | |
| xw_1 + x^2w_2 + x^3w_3 + \ldots | |
| $$ | |
| i.e., we have $f_n = w_n$. Note that $f \in (t , x^n)$ for every $n$ | |
| because $x^mw_m \in (t)$ for all $m$. | |
| We claim that $f \not \in (t)$. To prove this assume that | |
| $tg = f$ where $g = \sum g_lx^l$ in canonical form as above. | |
| Since $tz_iz_j = 0$ we may as well assume that none of the $g_l$ have | |
| terms involving the products $z_iz_j$. Examining the process to | |
| get $tg$ in canonical form we see the following: | |
| Given any term $c m$ of $g_l$ where $c \in k$ and $m$ is a | |
| monomial in $t, z_i, w_j$ and we make the following replacement | |
| \begin{enumerate} | |
| \item if the monomial $m$ does not involve any $z_i$, then $ctm$ is | |
| a term of $f_l$, and | |
| \item if the monomial $m$ does involve a $z_i$ then it is equal to | |
| $m = z_i$ and we see that $cw_i$ is term of $f_{l + i}$. | |
| \end{enumerate} | |
| Since $g_0$ is a polynomial only finitely many of the variables $z_i$ | |
| occur in it. Pick $n$ such that $z_n$ does not occur in $g_0$. | |
| Then the rules above show that $w_n$ does not occur in $f_n$ which is | |
| a contradiction. It follows that $R^\wedge/(t)$ is not complete, see | |
| Algebra, Lemma \ref{algebra-lemma-quotient-complete}. | |
| \begin{lemma} | |
| \label{lemma-noncomplete-quotient} | |
| There exists a ring $R$ complete with respect to a principal ideal | |
| $I$ and a principal ideal $J$ such that $R/J$ is not $I$-adically | |
| complete. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Completion is not exact} | |
| \label{section-completion-not-exact} | |
| \noindent | |
| A quick example is the following. Suppose that $R = k[t]$. Let | |
| $P = K = \bigoplus_{n \in \mathbf{N}} R$ and | |
| $M = \bigoplus_{n \in \mathbf{N}} R/(t^n)$. Then there is a short exact | |
| sequence $0 \to K \to P \to M \to 0$ where the first map is given by | |
| multiplication by $t^n$ on the $n$th summand. We claim that | |
| $0 \to K^\wedge \to P^\wedge \to M^\wedge \to 0$ is not exact in the middle. | |
| Namely, $\xi = (t^2, t^3, t^4, \ldots) \in P^\wedge$ maps to zero in | |
| $M^\wedge$ but is not in the image of $K^\wedge \to P^\wedge$, because | |
| it would be the image of $(t, t, t, \ldots)$ which is not an element of | |
| $K^\wedge$. | |
| \medskip\noindent | |
| A ``smaller'' example is the following. In the situation of | |
| Lemma \ref{lemma-noncomplete-quotient} | |
| the short exact sequence $0 \to J \to R \to R/J \to 0$ does not remain | |
| exact after completion. Namely, if $f \in J$ is a generator, then | |
| $f : R \to J$ is surjective, hence $R \to J^\wedge$ is surjective, hence | |
| the image of $J^\wedge \to R$ is $(f) = J$ but the fact that | |
| $R/J$ is noncomplete means that the kernel of the surjection | |
| $R \to (R/J)^\wedge$ is strictly bigger than $J$, see | |
| Algebra, Lemmas \ref{algebra-lemma-completion-generalities} and | |
| \ref{algebra-lemma-quotient-complete}. | |
| By the same token the sequence | |
| $R \to R \to R/(f) \to 0$ does not remain exact on completion. | |
| \begin{lemma} | |
| \label{lemma-completion-not-exact} | |
| \begin{slogan} | |
| Completion is neither left nor right exact in general. | |
| \end{slogan} | |
| Completion is not an exact functor in general; it is not even | |
| right exact in general. This holds even when $I$ is finitely | |
| generated on the category of finitely presented modules. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{The category of complete modules is not abelian} | |
| \label{section-non-abelian} | |
| \noindent | |
| Let $R$ be a ring and let $I \subset R$ be a finitely generated ideal. | |
| Consider the category $\mathcal{A}$ of $I$-adically complete | |
| $R$-modules, see | |
| Algebra, Definition \ref{algebra-definition-complete}. | |
| Let $\varphi : M \to N$ be a morphism of $\mathcal{A}$. | |
| The cokernel of $\varphi$ in $\mathcal{A}$ is the completion | |
| $(\Coker(\varphi))^\wedge$ of the usual cokernel | |
| (as $I$ is finitely generated this completion is complete, see | |
| Algebra, Lemma \ref{algebra-lemma-hathat-finitely-generated}). | |
| Let $K = \Ker(\varphi)$. We claim that $K$ is complete and | |
| hence is the kernel of $\varphi$ in $\mathcal{A}$. Namely, let | |
| $K^\wedge$ be the completion. As $M$ is complete we obtain a factorization | |
| $$ | |
| K \to K^\wedge \to M \xrightarrow{\varphi} N | |
| $$ | |
| Since $\varphi$ is continuous for the $I$-adic topology, $K \to K^\wedge$ | |
| has dense image, and $K = \Ker(\varphi)$ we conclude that $K^\wedge$ | |
| maps into $K$. Thus $K^\wedge = K \oplus C$ and $K$ is a direct summand | |
| of a complete module, hence complete. | |
| \medskip\noindent | |
| We will give an example that shows that $\Im \not = \Coim$ | |
| in general. We take $R = \mathbf{Z}_p = \lim_n \mathbf{Z}/p^n\mathbf{Z}$ | |
| to be the ring of $p$-adic integers and we take $I = (p)$. | |
| Consider the map | |
| $$ | |
| \text{diag}(1, p, p^2, \ldots) : | |
| \left(\bigoplus\nolimits_{n \geq 1} \mathbf{Z}_p\right)^\wedge | |
| \longrightarrow | |
| \prod\nolimits_{n \geq 1} \mathbf{Z}_p | |
| $$ | |
| where the left hand side is the $p$-adic completion of the direct sum. | |
| Hence an element of the left hand side is a vector $(x_1, x_2, x_3, \ldots)$ | |
| with $x_i \in \mathbf{Z}_p$ with $p$-adic valuation $v_p(x_i) \to \infty$ as | |
| $i \to \infty$. This maps to $(x_1, px_2, p^2x_3, \ldots)$. Hence we see | |
| that $(1, p, p^2, \ldots)$ is in the closure of the image but not in | |
| the image. By our description of kernels and cokernels above it is | |
| clear that $\Im \not = \Coim$ for this map. | |
| \begin{lemma} | |
| \label{lemma-complete-modules-not-abelian} | |
| Let $R$ be a ring and let $I \subset R$ be a finitely generated ideal. | |
| The category of $I$-adically complete $R$-modules has kernels and | |
| cokernels but is not abelian in general. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. | |
| \end{proof} | |
| \section{The category of derived complete modules} | |
| \label{section-derived-complete-modules} | |
| \noindent | |
| Please read More on Algebra, Section | |
| \ref{more-algebra-section-derived-complete-modules} | |
| before reading this section. | |
| \medskip\noindent | |
| Let $A$ be a ring, let $I$ be an ideal of $A$, and denote $\mathcal{C}$ | |
| the category of derived complete modules as defined in | |
| More on Algebra, Definition \ref{more-algebra-definition-derived-complete}. | |
| \medskip\noindent | |
| Let $T$ be a set and let $M_t$, $t \in T$ be a family of derived complete | |
| modules. We claim that in general $\bigoplus M_t$ is not a derived complete | |
| module. For a specific example, let $A = \mathbf{Z}_p$ and $I = (p)$ and | |
| consider $\bigoplus_{n \in \mathbf{N}} \mathbf{Z}_p$. The map from | |
| $\bigoplus_{n \in \mathbf{N}} \mathbf{Z}_p$ to its $p$-adic completion | |
| isn't surjective. This means that $\bigoplus_{n \in \mathbf{N}} \mathbf{Z}_p$ | |
| cannot be derived complete as this would imply otherwise, see | |
| More on Algebra, Lemma \ref{more-algebra-lemma-complete-derived-complete}. | |
| Hence the inclusion functor $\mathcal{C} \to \text{Mod}_A$ does not commute | |
| with either direct sums or (filtered) colimits. | |
| \medskip\noindent | |
| Assume $I$ is finitely generated. By the discussion in More on Algebra, Section | |
| \ref{more-algebra-section-derived-complete-modules} the category | |
| $\mathcal{C}$ has arbitrary colimits. However, we claim that filtered colimits | |
| are not exact in the category $\mathcal{C}$. Namely, suppose that | |
| $A = \mathbf{Z}_p$ and $I = (p)$. One has inclusions | |
| $f_n : \mathbf{Z}_p/p\mathbf{Z}_p \to \mathbf{Z}_p/p^n\mathbf{Z}_p$ | |
| of $p$-adically complete $A$-modules given by multiplication by | |
| $p^{n - 1}$. There are commutative diagrams | |
| $$ | |
| \xymatrix{ | |
| \mathbf{Z}_p/p\mathbf{Z}_p \ar[r]_{f_n} \ar[d]^1 & | |
| \mathbf{Z}_p/p^n\mathbf{Z}_p \ar[d]_p \\ | |
| \mathbf{Z}_p/p\mathbf{Z}_p \ar[r]^{f_{n + 1}} & | |
| \mathbf{Z}_p/p^{n + 1}\mathbf{Z}_p | |
| } | |
| $$ | |
| We claim: the colimit of these inclusions in the category $\mathcal{C}$ | |
| gives the map $\mathbf{Z}_p/p\mathbf{Z}_p \to 0$. Namely, the colimit in | |
| $\text{Mod}_A$ of the system on the right is $\mathbf{Q}_p/\mathbf{Z}_p$. | |
| Thus the colimit in $\mathcal{C}$ is | |
| $$ | |
| H^0((\mathbf{Q}_p/\mathbf{Z}_p)^\wedge) = | |
| H^0(\mathbf{Z}_p[1]) = 0 | |
| $$ | |
| by More on Algebra, Section | |
| \ref{more-algebra-section-derived-complete-modules} | |
| where ${}^\wedge$ is derived completion. | |
| This proves our claim. | |
| \begin{lemma} | |
| \label{lemma-derived-complete-modules} | |
| Let $A$ be a ring and let $I \subset A$ be an ideal. | |
| The category $\mathcal{C}$ of derived complete modules | |
| is abelian and the inclusion functor $F : \mathcal{C} \to \text{Mod}_A$ | |
| is exact and commutes with arbitrary limits. | |
| If $I$ is finitely generated, then $\mathcal{C}$ has | |
| arbitrary direct sums and colimits, but $F$ does not commute with these | |
| in general. Finally, filtered colimits are not exact in $\mathcal{C}$ | |
| in general, hence $\mathcal{C}$ is not a Grothendieck abelian category. | |
| \end{lemma} | |
| \begin{proof} | |
| See More on Algebra, Lemma \ref{more-algebra-lemma-derived-complete-modules} | |
| and discussion above. | |
| \end{proof} | |
| \section{Nonflat completions} | |
| \label{section-nonflat} | |
| \noindent | |
| The completion of a ring with respect to an ideal isn't always flat, | |
| contrary to the Noetherian case. We have seen two examples of this | |
| phenomenon in | |
| More on Algebra, Example \ref{more-algebra-example-not-glueing-pair}. | |
| In this section we give two more examples. | |
| \begin{lemma} | |
| \label{lemma-countable-fg-tensor} | |
| Let $R$ be a ring. Let $M$ be an $R$-module which is countable. | |
| Then $M$ is a finite $R$-module if and only if | |
| $M \otimes_R R^\mathbf{N} \to M^\mathbf{N}$ is surjective. | |
| \end{lemma} | |
| \begin{proof} | |
| If $M$ is a finite module, then the map is surjective by Algebra, Proposition | |
| \ref{algebra-proposition-fg-tensor}. Conversely, assume the map is surjective. | |
| Let $m_1, m_2, m_3, \ldots$ be an enumeration of the elements of $M$. | |
| Let $\sum_{j = 1, \ldots, m} x_j \otimes a_j$ be an element of the | |
| tensor product mapping to the element $(m_n) \in M^\mathbf{N}$. Then | |
| we see that $x_1, \ldots, x_m$ generate $M$ over $R$ as in the proof of | |
| Algebra, Proposition \ref{algebra-proposition-fg-tensor}. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-countable-fp-tensor} | |
| Let $R$ be a countable ring. Let $M$ be a countable $R$-module. Then $M$ | |
| is finitely presented if and only if the canonical map | |
| $M \otimes_R R^\mathbf{N} \to M^\mathbf{N}$ is an isomorphism. | |
| \end{lemma} | |
| \begin{proof} | |
| If $M$ is a finitely presented module, then the map is an isomorphism | |
| by Algebra, Proposition \ref{algebra-proposition-fp-tensor}. Conversely, | |
| assume the map is an isomorphism. By Lemma \ref{lemma-countable-fg-tensor} | |
| the module $M$ is finite. Choose a surjection $R^{\oplus m} \to M$ with | |
| kernel $K$. Then $K$ is countable as a submodule of $R^{\oplus m}$. | |
| Arguing as in the proof of Algebra, Proposition | |
| \ref{algebra-proposition-fp-tensor} we see that | |
| $K \otimes_R R^\mathbf{N} \to K^\mathbf{N}$ is surjective. | |
| Hence we conclude that $K$ is a finite $R$-module by | |
| Lemma \ref{lemma-countable-fg-tensor}. | |
| Thus $M$ is finitely presented. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-countable-coherent} | |
| Let $R$ be a countable ring. Then $R$ is coherent if and only if | |
| $R^\mathbf{N}$ is a flat $R$-module. | |
| \end{lemma} | |
| \begin{proof} | |
| If $R$ is coherent, then $R^\mathbf{N}$ is a flat module by | |
| Algebra, Proposition \ref{algebra-proposition-characterize-coherent}. | |
| Assume $R^\mathbf{N}$ is flat. Let $I \subset R$ be a finitely | |
| generated ideal. To prove the lemma we show that $I$ is finitely | |
| presented as an $R$-module. Namely, the map | |
| $I \otimes_R R^\mathbf{N} \to R^\mathbf{N}$ is | |
| injective as $R^\mathbf{N}$ is flat and its image is | |
| $I^\mathbf{N}$ by Lemma \ref{lemma-countable-fg-tensor}. | |
| Thus we conclude by Lemma \ref{lemma-countable-fp-tensor}. | |
| \end{proof} | |
| \noindent | |
| Let $R$ be a countable ring. Observe that $R[[x]]$ is isomorphic to | |
| $R^\mathbf{N}$ as an $R$-module. By Lemma \ref{lemma-countable-coherent} | |
| we see that $R \to R[[x]]$ is flat if and only if $R$ is coherent. | |
| There are plenty of noncoherent countable rings, for example | |
| $$ | |
| R = k[y, z, a_1, b_1, a_2, b_2, a_3, b_3, \ldots]/ | |
| (a_1 y + b_1 z, a_2 y + b_2 z, a_3 y + b_3 z, \ldots) | |
| $$ | |
| where $k$ is a countable field. This ring is not coherent because | |
| the ideal $(y, z)$ of $R$ is not a finitely presented $R$-module. | |
| Note that $R[[x]]$ is the completion of $R[x]$ by the principal | |
| ideal $(x)$. | |
| \begin{lemma} | |
| \label{lemma-completion-polynomial-ring-not-flat} | |
| There exists a ring such that the completion $R[[x]]$ of $R[x]$ | |
| at $(x)$ is not flat over $R$ and a fortiori not flat over $R[x]$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| It turns out there is a ring $R$ such that $R[[x]]$ is flat | |
| over $R$, but $R[[x]]$ is not flat over $R[x]$. See | |
| \href{https://math.stackexchange.com/users/164860/badam-baplan}{this post} | |
| by Badam Baplan. Namely, let | |
| $R$ be a valuation ring. Then $R$ is coherent (Algebra, Example | |
| \ref{algebra-example-valuation-ring-coherent}) and hence | |
| $R[[x]]$ is flat over $R$ by | |
| Algebra, Proposition \ref{algebra-proposition-characterize-coherent}. | |
| On the other hand, we have the following lemma. | |
| \begin{lemma} | |
| \label{lemma-almost-integral-when-powerseries-flat} | |
| Let $R$ be a domain with fraction field $K$. | |
| If $R[[x]]$ is flat over $R[x]$, then $R$ is normal if and only | |
| if $R$ is completely normal | |
| (Algebra, Definition \ref{algebra-definition-almost-integral}). | |
| \end{lemma} | |
| \begin{proof} | |
| Suppose we have $\alpha \in K$ and a nonzero $r \in R$ such that | |
| $r \alpha^n \in R$ for all $n \geq 1$. Then we consider | |
| $f = \sum r \alpha^{n - 1} x^n$ in $R[[x]]$. Write $\alpha = a/b$ | |
| for $a, b \in R$ with $b$ nonzero. Then we see that $(a x - b)f = -rb$. | |
| It follows that $rb$ is in the ideal $(ax - b)R[[x]]$. | |
| Let $S = \{h \in R[x] : h(0) = 1\}$. This is a multiplicative subset | |
| and flatness of $R[x] \to R[[x]]$ implies that $S^{-1}R[x] \to R[[x]]$ | |
| is faithfully flat (details omitted; hint: use Algebra, Lemma | |
| \ref{algebra-lemma-ff-rings}). Hence | |
| $$ | |
| S^{-1}R/(ax - b)S^{-1}R \to R[[x]]/(ax - b)R[[x]] | |
| $$ | |
| is injective. We conclude that | |
| $h rb = (ax - b) g$ for some $h \in S$ and $g \in R[x]$. | |
| Writing $h = 1 + h_1 x + \ldots + h_d x^d$ shows that we obtain | |
| $$ | |
| 1 + h_1 x + \ldots + h_d x^d = (1/r)(\alpha x - 1)g | |
| $$ | |
| This factorization in $K[x]$ gives a corresponding factorization | |
| in $K[x^{-1}]$ which shows that $\alpha$ is the root of a monic | |
| polynomial with coefficients in $R$ as desired. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-completion-polynomial-ring-not-flat-bis} | |
| If $R$ is a valuation ring of dimension $> 1$, then $R[[x]]$ | |
| is flat over $R$ but not flat over $R[x]$. | |
| \end{lemma} | |
| \begin{proof} | |
| The arguments above show that this is true if we can show that | |
| $R$ is not completely normal (valuation rings are | |
| normal, see Algebra, Lemma \ref{algebra-lemma-valuation-ring-normal}). | |
| Let $\mathfrak p \subset \mathfrak m \subset R$ be a chain of primes. | |
| Pick nonzero $x \in \mathfrak p$ and $y \in \mathfrak m \setminus \mathfrak p$. | |
| Then $x y^{-n} \in R$ for all $n \geq 1$ (if not then $y^n/x \in R$ | |
| which is absurd because $y \not \in \mathfrak p$). Hence $1/y$ is | |
| almost integral over $R$ but not in $R$. | |
| \end{proof} | |
| \noindent | |
| Next, we will construct an example where the completion of a localization | |
| is nonflat. To do this consider the ring | |
| $$ | |
| R = k[y, z, a_1, a_2, a_3, \ldots]/(ya_i, a_i a_j) | |
| $$ | |
| Denote $f \in R$ the residue class of $z$. We claim the ring map | |
| \begin{equation} | |
| \label{equation-nonflat} | |
| R[[x]] \longrightarrow R_f[[x]] | |
| \end{equation} | |
| isn't flat. Let $I$ be the kernel of $y : R[[x]] \to R[[x]]$. A typical | |
| element $g$ of $I$ looks like $g = \sum g_{n, m} a_mx^n$ | |
| where $g_{n, m} \in k[z]$ and for a given $n$ only a finite number of | |
| nonzero $g_{n, m}$. Let $J$ be the kernel of $y : R_f[[x]] \to R_f[[x]]$. | |
| We claim that $J \not = I R_f[[x]]$. Namely, if this were true then we | |
| would have | |
| $$ | |
| \sum z^{-n} a_n x^n = \sum\nolimits_{i = 1, \ldots, m} h_i g_i | |
| $$ | |
| for some $m \geq 1$, $g_i \in I$, and $h_i \in R_f[[x]]$. Say | |
| $h_i = \bar h_i \bmod (y, a_1, a_2, a_3, \ldots)$ | |
| with $\bar h_i \in k[z, 1/z][[x]]$. Looking at the coefficient of | |
| $a_n$ and using the description of the elements $g_i$ above we would get | |
| $$ | |
| z^{-n} x^n = \sum \bar h_i \bar g_{i, n} | |
| $$ | |
| for some $\bar g_{i, n} \in k[z][[x]]$. This would mean that | |
| all $z^{-n}x^n$ are contained in the finite $k[z][[x]]$-module | |
| generated by the elements $\bar h_i$. Since $k[z][[x]]$ is Noetherian | |
| this implies that the $R[z][[x]]$-submodule of $k[z, 1/z][[x]]$ | |
| generated by $1, z^{-1}x, z^{-2}x^2, \ldots$ is finite. By | |
| Algebra, Lemma \ref{algebra-lemma-characterize-integral-element} | |
| we would conclude that $z^{-1}x$ is integral over $k[z][[x]]$ | |
| which is absurd. On the other hand, | |
| if (\ref{equation-nonflat}) were flat, then we would | |
| get $J = IR_f[[x]]$ by tensoring the exact sequence | |
| $0 \to I \to R[[x]] \xrightarrow{y} R[[x]]$ with $R_f[[x]]$. | |
| \begin{lemma} | |
| \label{lemma-nonflat-completion-localization} | |
| There exists a ring $A$ complete with respect to a principal ideal $I$ | |
| and an element $f \in A$ such that the $I$-adic completion | |
| $A_f^\wedge$ of $A_f$ is not flat over $A$. | |
| \end{lemma} | |
| \begin{proof} | |
| Set $A = R[[x]]$ and $I = (x)$ and observe that $R_f[[x]]$ | |
| is the completion of $R[[x]]_f$. | |
| \end{proof} | |
| \section{Nonabelian category of quasi-coherent modules} | |
| \label{section-nonabelian-QCoh} | |
| \noindent | |
| In Sheaves on Stacks, Section \ref{stacks-sheaves-section-quasi-coherent} | |
| we defined the category of quasi-coherent modules on a category fibred in | |
| groupoids over $\Sch$. Although we show in | |
| Sheaves on Stacks, Section | |
| \ref{stacks-sheaves-section-quasi-coherent-algebraic-stacks} | |
| that this category is abelian for algebraic stacks, in this | |
| section we show that this is not the case for formal algebraic spaces. | |
| \medskip\noindent | |
| Namely, consider $\mathbf{Z}_p$ viewed as topological ring using | |
| the $p$-adic topology. Let $X = \text{Spf}(\mathbf{Z}_p)$, see | |
| Formal Spaces, Definition | |
| \ref{formal-spaces-definition-affine-formal-spectrum}. | |
| Then $X$ is a sheaf in sets on $(\Sch/\mathbf{Z})_{fppf}$ | |
| and gives rise to a stack in setoids $\mathcal{X}$, see | |
| Stacks, Lemma \ref{stacks-lemma-when-stack-in-sets}. | |
| Thus the discussion of Sheaves on Stacks, Section | |
| \ref{stacks-sheaves-section-quasi-coherent-algebraic-stacks} | |
| applies. | |
| \medskip\noindent | |
| Let $\mathcal{F}$ be a quasi-coherent module on $\mathcal{X}$. | |
| Since $X = \colim \Spec(\mathbf{Z}/p^n\mathbf{Z})$ it is clear from | |
| Sheaves on Stacks, Lemma \ref{stacks-sheaves-lemma-quasi-coherent} | |
| that $\mathcal{F}$ is given by a sequence $(\mathcal{F}_n)$ where | |
| \begin{enumerate} | |
| \item $\mathcal{F}_n$ is a quasi-coherent module on | |
| $\Spec(\mathbf{Z}/p^n\mathbf{Z})$, and | |
| \item the transition maps give isomorphisms | |
| $\mathcal{F}_n = \mathcal{F}_{n + 1}/p^n\mathcal{F}_{n + 1}$. | |
| \end{enumerate} | |
| Converting into modules we see that $\mathcal{F}$ corresponds to a | |
| system $(M_n)$ where each $M_n$ is an abelian group annihilated | |
| by $p^n$ and the transition maps induce isomorphisms | |
| $M_n = M_{n + 1}/p^n M_{n + 1}$. In this situation the module | |
| $M = \lim M_n$ is a $p$-adically complete module and $M_n = M/p^n M$, see | |
| Algebra, Lemma \ref{algebra-lemma-limit-complete}. | |
| We conclude that the category of quasi-coherent modules on $X$ | |
| is equivalent to the category of $p$-adically complete | |
| abelian groups. This category is not abelian, see | |
| Section \ref{section-non-abelian}. | |
| \begin{lemma} | |
| \label{lemma-quasi-coherent-not-abelian} | |
| The category of quasi-coherent\footnote{With quasi-coherent modules | |
| as defined above. Due to how things are setup in the Stacks project, | |
| this is really the correct definition; as seen above our definition | |
| agrees with what one would naively have defined to be quasi-coherent modules | |
| on $\text{Spf}(A)$, namely complete $A$-modules.} | |
| modules on a formal algebraic space | |
| $X$ is not abelian in general, even if $X$ is a Noetherian affine | |
| formal algebraic space. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Regular sequences and base change} | |
| \label{section-regular-base-change} | |
| \noindent | |
| We are going to construct a ring $R$ with a regular sequence | |
| $(x, y, z)$ such that there exists a nonzero element $\delta \in R/zR$ | |
| with $x\delta = y\delta = 0$. | |
| \medskip\noindent | |
| To construct our example we first | |
| construct a peculiar module $E$ over the ring $k[x, y, z]$ | |
| where $k$ is any field. Namely, $E$ will be a push-out as | |
| in the following diagram | |
| $$ | |
| \xymatrix{ | |
| \frac{xk[x, y, z, y^{-1}]}{xyk[x, y, z]} \ar[r] \ar[d]^{z/x} & | |
| \frac{k[x, y, z, x^{-1}, y^{-1}]}{yk[x, y, z, x^{-1}]} \ar[r] \ar[d] & | |
| \frac{k[x, y, z, x^{-1}, y^{-1}]}{yk[x, y, z, x^{-1}] + xk[x, y, z, y^{-1}]} | |
| \ar[d] \\ | |
| \frac{k[x, y, z, y^{-1}]}{yzk[x, y, z]} \ar[r] & | |
| E \ar[r] & | |
| \frac{k[x, y, z, x^{-1}, y^{-1}]}{yk[x, y, z, x^{-1}] + xk[x, y, z, y^{-1}]} | |
| } | |
| $$ | |
| where the rows are short exact sequences (we dropped the outer zeros due | |
| to typesetting problems). Another way to describe $E$ is as | |
| $$ | |
| E = \{(f, g) \mid f \in k[x, y, z, x^{-1}, y^{-1}], | |
| g \in k[x, y, z, y^{-1}] \}/\sim | |
| $$ | |
| where $(f, g) \sim (f', g')$ if and only if there exists a | |
| $h \in k[x, y, z, y^{-1}]$ such that | |
| $$ | |
| f = f' + xh \bmod yk[x, y, z, x^{-1}], \quad | |
| g = g' - zh \bmod yzk[x, y, z] | |
| $$ | |
| We claim: (a) $x : E \to E$ is injective, (b) | |
| $y : E/xE \to E/xE$ is injective, (c) $E/(x, y)E = 0$, (d) there | |
| exists a nonzero element $\delta \in E/zE$ such that | |
| $x\delta = y\delta = 0$. | |
| \medskip\noindent | |
| To prove (a) suppose that $(f, g)$ is a pair that gives rise to an | |
| element of $E$ and that $(xf, xg) \sim 0$. Then there exists a | |
| $h \in k[x, y, z, y^{-1}]$ such that $xf + xh \in yk[x, y, z, x^{-1}]$ | |
| and $xg - zh \in yzk[x, y, z]$. We may assume that | |
| $h = \sum a_{i, j, k}x^iy^jz^k$ is a sum of monomials where only | |
| $j \leq 0$ occurs. Then $xg - zh \in yzk[x, y, z]$ implies that | |
| only $i > 0$ occurs, i.e., $h = xh'$ for some $h' \in k[x, y, z, y^{-1}]$. | |
| Then $(f, g) \sim (f + xh', g - zh')$ and we see that we may assume | |
| that $g = 0$ and $h = 0$. In this case $xf \in yk[x, y, z, x^{-1}]$ | |
| implies $f \in yk[x, y, z, x^{-1}]$ and we see that $(f, g) \sim 0$. | |
| Thus $x : E \to E$ is injective. | |
| \medskip\noindent | |
| Since multiplication by $x$ is an isomorphism on | |
| $\frac{k[x, y, z, x^{-1}, y^{-1}]}{yk[x, y, z, x^{-1}]}$ we see that | |
| $E/xE$ is isomorphic to | |
| $$ | |
| \frac{k[x, y, z, y^{-1}]}{ | |
| yzk[x, y, z] + xk[x, y, z, y^{-1}] + zk[x, y, z, y^{-1}]} | |
| = | |
| \frac{k[x, y, z, y^{-1}]}{xk[x, y, z, y^{-1}] + zk[x, y, z, y^{-1}]} | |
| $$ | |
| and hence multiplication by $y$ is an isomorphism on $E/xE$. This clearly | |
| implies (b) and (c). | |
| \medskip\noindent | |
| Let $e \in E$ be the equivalence class of $(1, 0)$. | |
| Suppose that $e \in zE$. Then there exist $f \in k[x, y, z, x^{-1}, y^{-1}]$, | |
| $g \in k[x, y, z, y^{-1}]$, and $h \in k[x, y, z, y^{-1}]$ such that | |
| $$ | |
| 1 + zf + xh \in yk[x, y, z, x^{-1}], \quad | |
| 0 + zg - zh \in yzk[x, y, z]. | |
| $$ | |
| This is impossible: the monomial $1$ cannot occur in | |
| $zf$, nor in $xh$. On the other hand, we have $ye = 0$ and | |
| $xe = (x, 0) \sim (0, -z) = z(0, -1)$. Hence setting $\delta$ | |
| equal to the congruence class of $e$ in $E/zE$ we obtain (d). | |
| \begin{lemma} | |
| \label{lemma-strange-regular-sequence} | |
| There exists a local ring $R$ and a regular sequence $x, y, z$ | |
| (in the maximal ideal) such that there exists a nonzero element | |
| $\delta \in R/zR$ with $x\delta = y\delta = 0$. | |
| \end{lemma} | |
| \begin{proof} | |
| Let $R = k[x, y, z] \oplus E$ where $E$ is the module above considered | |
| as a square zero ideal. Then it is clear that $x, y, z$ is a regular | |
| sequence in $R$, and that the element $\delta \in E/zE \subset R/zR$ | |
| gives an element with the desired properties. To get a local example | |
| we may localize $R$ at the maximal ideal $\mathfrak m = (x, y, z, E)$. | |
| The sequence $x, y, z$ remains a regular sequence (as localization is | |
| exact), and the element $\delta$ remains nonzero as it is supported | |
| at $\mathfrak m$. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-base-change-regular-sequence} | |
| There exists a local homomorphism of local rings $A \to B$ | |
| and a regular sequence $x, y$ in the maximal ideal of $B$ such that | |
| $B/(x, y)$ is flat over $A$, but such that the images | |
| $\overline{x}, \overline{y}$ of $x, y$ in $B/\mathfrak m_AB$ do not | |
| form a regular sequence, nor even a Koszul-regular sequence. | |
| \end{lemma} | |
| \begin{proof} | |
| Set $A = k[z]_{(z)}$ and let $B = (k[x, y, z] \oplus E)_{(x, y, z, E)}$. | |
| Since $x, y, z$ is a regular sequence in $B$, see proof of | |
| Lemma \ref{lemma-strange-regular-sequence}, | |
| we see that $x, y$ is a regular sequence in $B$ and that | |
| $B/(x, y)$ is a torsion free $A$-module, hence flat. | |
| On the other hand, there exists a nonzero element | |
| $\delta \in B/\mathfrak m_AB = B/zB$ which is annihilated | |
| by $\overline{x}, \overline{y}$. Hence | |
| $H_2(K_\bullet(B/\mathfrak m_AB, \overline{x}, \overline{y})) \not = 0$. | |
| Thus $\overline{x}, \overline{y}$ is not Koszul-regular, in particular | |
| it is not a regular sequence, see | |
| More on Algebra, Lemma \ref{more-algebra-lemma-regular-koszul-regular}. | |
| \end{proof} | |
| \section{A Noetherian ring of infinite dimension} | |
| \label{section-Noetherian-infinite-dimension} | |
| \noindent | |
| A Noetherian local ring has finite dimension as we saw in | |
| Algebra, Proposition \ref{algebra-proposition-dimension}. | |
| But there exist Noetherian rings of infinite dimension. | |
| See \cite[Appendix, Example 1]{Nagata}. | |
| \medskip\noindent | |
| Namely, let $k$ be a field, and consider the ring | |
| $$ | |
| R = k[x_1, x_2, x_3, \ldots ]. | |
| $$ | |
| Let $\mathfrak p_i = (x_{2^{i - 1}}, x_{2^{i - 1} + 1}, \ldots, x_{2^i - 1})$ | |
| for $i = 1, 2, \ldots$ which are prime ideals of $R$. Let $S$ | |
| be the multiplicative subset | |
| $$ | |
| S = \bigcap\nolimits_{i \geq 1} (R \setminus \mathfrak p_i). | |
| $$ | |
| Consider the ring $A = S^{-1}R$. | |
| We claim that | |
| \begin{enumerate} | |
| \item The maximal ideals of the ring $A$ are the ideals | |
| $\mathfrak m_i = \mathfrak p_iA$. | |
| \item We have $A_{\mathfrak m_i} = R_{\mathfrak p_i}$ which is | |
| a Noetherian local ring of dimension $2^i$. | |
| \item The ring $A$ is Noetherian. | |
| \end{enumerate} | |
| Hence it is clear that this is the example we are looking for. | |
| Details omitted. | |
| \section{Local rings with nonreduced completion} | |
| \label{section-local-completion-nonreduced} | |
| \noindent | |
| In Algebra, Example \ref{algebra-example-bad-dvr-char-p} we gave an example | |
| of a characteristic $p$ Noetherian local domain $R$ of dimension $1$ | |
| whose completion is nonreduced. In this section we present the example | |
| of \cite[Proposition 3.1]{Ferrand-Raynaud} which gives a similar | |
| ring in characteristic zero. | |
| \medskip\noindent | |
| Let $\mathbf{C}\{x\}$ be the ring of convergent power series over | |
| the field $\mathbf{C}$ of complex numbers. The ring of all power series | |
| $\mathbf{C}[[x]]$ is its completion. Let $K = \mathbf{C}\{x\}[1/x]$ | |
| be the field of convergent Laurent series. The $K$-module | |
| $\Omega_{K/\mathbf{C}}$ of algebraic differentials | |
| of $K$ over $\mathbf{C}$ is an infinite dimensional $K$-vector space | |
| (proof omitted). We may choose $f_n \in x\mathbf{C}\{x\}$, | |
| $n \geq 1$ such that | |
| $ | |
| \text{d}x, \text{d}f_1, \text{d}f_2, \ldots | |
| $ | |
| are part of a basis of $\Omega_{K/\mathbf{C}}$. Thus we can | |
| find a $\mathbf{C}$-derivation | |
| $$ | |
| D : \mathbf{C}\{x\} \longrightarrow \mathbf{C}((x)) | |
| $$ | |
| such that $D(x) = 0$ and $D(f_i) = x^{-n}$. Let | |
| $$ | |
| A = \{f \in \mathbf{C}\{x\} \mid D(f) \in \mathbf{C}[[x]]\} | |
| $$ | |
| We claim that | |
| \begin{enumerate} | |
| \item $\mathbf{C}\{x\}$ is integral over $A$, | |
| \item $A$ is a local domain, | |
| \item $\dim(A) = 1$, | |
| \item the maximal ideal of $A$ is generated by $x$ and $xf_1$, | |
| \item $A$ is Noetherian, and | |
| \item the completion of $A$ is equal to the ring of dual numbers | |
| over $\mathbf{C}[[x]]$. | |
| \end{enumerate} | |
| Since the dual numbers are nonreduced the ring $A$ gives the example. | |
| \medskip\noindent | |
| Note that if $0 \not = f \in x\mathbf{C}\{x\}$ then | |
| we may write $D(f) = h/f^n$ for some $n \geq 0$ and $h \in \mathbf{C}[[x]]$. | |
| Hence $D(f^{n + 1}/(n + 1)) \in \mathbf{C}[[x]]$ | |
| and $D(f^{n + 2}/(n + 2)) \in \mathbf{C}[[x]]$. Thus we | |
| see $f^{n + 1}, f^{n + 2} \in A$! | |
| In particular we see (1) holds. We also conclude that | |
| the fraction field of $A$ is equal to the fraction field of | |
| $\mathbf{C}\{x\}$. It also follows immediately that | |
| $A \cap x\mathbf{C}\{x\}$ is the set of nonunits of $A$, hence | |
| $A$ is a local domain of dimension $1$. If we can show (4) | |
| then it will follow that $A$ is Noetherian (proof omitted). | |
| Suppose that $f \in A \cap x\mathbf{C}\{x\}$. Write | |
| $D(f) = h$, $h \in \mathbf{C}[[x]]$. Write $h = c + xh'$ | |
| with $c \in \mathbf{C}$, $h' \in \mathbf{C}[[x]]$. Then | |
| $D(f - cxf_1) = c + xh' - c = xh'$. On the other hand | |
| $f - cxf_1 = xg$ with $g \in \mathbf{C}\{x\}$, but by the | |
| computation above we have $D(g) = h' \in \mathbf{C}[[x]]$ | |
| and hence $g \in A$. Thus $f = cxf_1 + xg \in (x, xf_1)$ as desired. | |
| \medskip\noindent | |
| Finally, why is the completion of $A$ nonreduced? Denote $\hat A$ the | |
| completion of $A$. Of course this maps surjectively to the completion | |
| $\mathbf{C}[[x]]$ of $\mathbf{C}\{x\}$ because $x \in A$. Denote | |
| this map $\psi : \hat A \to \mathbf{C}[[x]]$. | |
| Above we saw that $\mathfrak m_A = (x, xf_1)$ | |
| and hence $D(\mathfrak m_A^n) \subset (x^{n - 1})$ by an easy | |
| computation. Thus $D : A \to \mathbf{C}[[x]]$ is continuous and | |
| gives rise to a continuous derivation $\hat D : \hat A \to \mathbf{C}[[x]]$ | |
| over $\psi$. Hence we get a ring map | |
| $$ | |
| \psi + \epsilon \hat D : | |
| \hat A | |
| \longrightarrow | |
| \mathbf{C}[[x]][\epsilon]. | |
| $$ | |
| Since $\hat A$ is a one dimensional Noetherian complete local ring, if we | |
| can show this arrow is surjective then it will follow that $\hat A$ | |
| is nonreduced. Actually the map is an isomorphism but we omit the | |
| verification of this. The subring $\mathbf{C}[x]_{(x)} \subset A$ | |
| gives rise to a map $i : \mathbf{C}[[x]] \to \hat A$ on completions such | |
| that $i \circ \psi = \text{id}$ and such that $D \circ i = 0$ | |
| (as $D(x) = 0$ by construction). Consider the elements $x^nf_n \in A$. | |
| We have | |
| $$ | |
| (\psi + \epsilon D)(x^nf_n) = x^n f_n + \epsilon | |
| $$ | |
| for all $n \geq 1$. Surjectivity easily follows from these remarks. | |
| \section{Another local ring with nonreduced completion} | |
| \label{section-another-local-completion-nonreduced} | |
| \noindent | |
| In this section we make an example of a Noetherian local domain | |
| of dimension $2$ complete with respect to a principal ideal | |
| such that the recompletion of a localization is nonreduced. | |
| \medskip\noindent | |
| Let $p$ be a prime number. Let $k$ be a field of characteristic $p$ | |
| such that $k$ has infinite degree over its subfield $k^p$ of $p$th powers. | |
| For example $k = \mathbf{F}_p(t_1, t_2, t_3, \ldots)$. | |
| Consider the ring | |
| $$ | |
| A = | |
| \left\{ | |
| \begin{matrix} | |
| \sum a_{i, j} x^iy^j \in k[[x, y]] \text{ such that for all }n \geq 0 | |
| \text{ we have } \\ | |
| [k^p(a_{n, n}, a_{n, n + 1}, a_{n + 1, n}, | |
| a_{n, n + 2}, a_{n + 2, n}, \ldots) : k^p] < \infty | |
| \end{matrix} | |
| \right\} | |
| $$ | |
| As a set we have | |
| $$ | |
| k^p[[x, y]] \subset A \subset k[[x, y]] | |
| $$ | |
| Every element $f$ of $A$ can be uniquely written as a series | |
| $$ | |
| f = f_0 + f_1 xy + f_2 (xy)^2 + f_3 (xy)^3 + \ldots | |
| $$ | |
| with | |
| $$ | |
| f_n = a_{n, n} + a_{n, n + 1} y + a_{n + 1, n} x + | |
| a_{n, n + 2} y^2 + a_{n + 2, n} x^2 + \ldots | |
| $$ | |
| and the condition in the formula defining $A$ means that the | |
| coefficients of $f_n$ generate a finite extension of $k^p$. | |
| From this presentation it is clear that $A$ is an | |
| $k^p[[x, y]]$-subalgebra of $k[[x, y]]$ complete with | |
| respect to the ideal $xy$. Moreover, we clearly have | |
| $$ | |
| A/xy A = C \times_k D | |
| $$ | |
| where $k^p[[x]] \subset C \subset k[[x]]$ and | |
| $k^p[[y]] \subset D \subset k[[y]]$ are the subrings | |
| of power series from | |
| Algebra, Example \ref{algebra-example-bad-dvr-char-p}. | |
| Hence $C$ and $D$ are dvrs and we see that $A/ xy A$ is | |
| Noetherian. By Algebra, Lemma \ref{algebra-lemma-completion-Noetherian} we | |
| conclude that $A$ is Noetherian. Since $\dim(k[[x, y]]) = 2$ using | |
| Algebra, Lemma \ref{algebra-lemma-integral-sub-dim-equal} | |
| we conclude that $\dim(A) = 2$. | |
| \medskip\noindent | |
| Let $f = \sum a_i x^i$ be a power series such that | |
| $k^p(a_0, a_1, a_2, \ldots)$ has infinite degree over $k^p$. | |
| Then $f \not \in A$ but $f^p \in A$. We set | |
| $$ | |
| B = A[f] \subset k[[x, y]] | |
| $$ | |
| Since $B$ is finite over $A$ we see that $B$ is Noetherian. | |
| Also, $B$ is complete with respect to the ideal generated by $xy$, see | |
| Algebra, Lemma \ref{algebra-lemma-completion-tensor}. | |
| In fact $B$ is free over $A$ with basis $1, f, f^2, \ldots, f^{p - 1}$; | |
| we omit the proof. | |
| \medskip\noindent | |
| We claim the ring | |
| $$ | |
| (B_y)^\wedge = (B[1/y])^\wedge = \lim B[1/y]/(xy)^n B[1/y] = | |
| \lim B[1/y] / x^n B[1/y] | |
| $$ | |
| is nonreduced. Namely, this ring is free over | |
| $$ | |
| (A_y)^\wedge = (A[1/y])^\wedge = \lim A[1/y]/(xy)^n A[1/y] = | |
| \lim A[1/y] / x^n A[1/y] | |
| $$ | |
| with basis $1, f, \ldots, f^{p - 1}$. However, there is an | |
| element $g \in (A_y)^\wedge$ such that $f^p = g^p$. Namely, | |
| we can just take $g = \sum a_i x^i$ (the same expression as | |
| we used for $f$) which makes sense in $(A_y)^\wedge$. | |
| Hence we see that | |
| $$ | |
| (B_y)^\wedge = (A_y)^\wedge[f]/(f^p - g^p) \cong | |
| (A_y)^\wedge[\tau]/(\tau^p) | |
| $$ | |
| is nonreduced. In fact, this example shows slightly more. | |
| Namely, observe that $(A_y)^\wedge$ is a dvr with | |
| uniformizer $x$ and residue field the fraction field | |
| of the dvr $D$ given above. Hence we see that even | |
| $$ | |
| (B_y)^\wedge[1/(xy)] = ((B_y)^\wedge)_{xy} | |
| $$ | |
| is nonreduced. This produces an example of the following kind. | |
| \begin{lemma} | |
| \label{lemma-nonreduced-recompletion} | |
| There exists a local Noetherian $2$-dimensional domain $(B, \mathfrak m)$ | |
| complete with respect to a principal ideal $I = (b)$ and an | |
| element $f \in \mathfrak m$, $f \not \in I$ such that | |
| the $I$-adic completion $C = (B_f)^\wedge$ of the principal | |
| localization $B_f$ is nonreduced and even such that | |
| $C_b = C[1/b] = (B_f)^\wedge[1/b]$ is nonreduced. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A non catenary Noetherian local ring} | |
| \label{section-non-catenary-Noetherian-local} | |
| \noindent | |
| Even though there is a succesful dimension theory of Noetherian local rings | |
| there are non-catenary Noetherian local rings. An example may be found in | |
| \cite[Appendix, Example 2]{Nagata}. In fact, we will present this example | |
| in the simplest case. Namely, we will construct a local Noetherian domain $A$ | |
| of dimension $2$ which is not universally catenary. (Note that $A$ is | |
| automatically catenary, see | |
| Exercises, Exercise | |
| \ref{exercises-exercise-Noetherian-local-domain-dim-2-catenary}.) | |
| The existence of a Noetherian local ring which is not universally | |
| catenary implies the existence of a Noetherian local ring which | |
| is not catenary -- and we spell this out at the end of this section | |
| in the particular example at hand. | |
| \medskip\noindent | |
| Let $k$ be a field, and consider the formal power series ring | |
| $k[[x]]$ in one variable over $k$. Let | |
| $$ | |
| z = \sum\nolimits_{i = 1}^\infty a_i x^i | |
| $$ | |
| be a formal power series. We assume $z$ as an element of the Laurent | |
| series field $k((x)) = k[[x]][1/x]$ is transcendental over $k(x)$. | |
| Put | |
| $$ | |
| z_j | |
| = | |
| x^{-j}(z - \sum\nolimits_{i = 1, \ldots, j - 1} a_i x^i) | |
| = | |
| \sum\nolimits_{i = j}^\infty a_i x^{i - j} | |
| \in k[[x]]. | |
| $$ | |
| Note that $z = xz_1$. | |
| Let $R$ be the subring of $k[[x]]$ generated by $x$, $z$ and all of the | |
| $z_j$, in other words | |
| $$ | |
| R = k[x, z_1, z_2, z_3, \ldots ] \subset k[[x]]. | |
| $$ | |
| Consider the ideals $\mathfrak m = (x)$ and | |
| $\mathfrak n = (x - 1, z_1, z_2, \ldots)$ of $R$. | |
| \medskip\noindent | |
| We have $xz_{j + 1} + a_j = z_j$. Hence $R/\mathfrak m = k$ | |
| and $\mathfrak m$ is a maximal ideal. Moreover, any element of $R$ | |
| not in $\mathfrak m$ maps to a unit in $k[[x]]$ and hence | |
| $R_{\mathfrak m} \subset k[[x]]$. In fact it is easy to deduce | |
| that $R_{\mathfrak m}$ is a discrete valuation ring and residue | |
| field $k$. | |
| \medskip\noindent | |
| We claim that | |
| $$ | |
| R/(x - 1) = | |
| k[x, z_1, z_2, z_3, \ldots ]/(x - 1) | |
| \cong | |
| k[z]. | |
| $$ | |
| Namely, the relation above implies that | |
| $(x - 1)(z_{j + 1} + a_j) = -z_{j + 1} - a_j + z_j$, and hence | |
| we may express the class of $z_{j + 1}$ in terms of $z_j$ in | |
| the quotient $R/(x - 1)$. Since the fraction field of $R$ | |
| has transcendence degree $2$ over $k$ by construction we see that $z$ is | |
| transcendental over $k$ in $R/(x - 1)$, whence the desired isomorphism. | |
| Hence $\mathfrak n = (x - 1, z)$ and is a maximal ideal. In fact the | |
| map | |
| $$ | |
| k[x, x^{-1}, z]_{(x - 1, z)} \longrightarrow R_{\mathfrak n} | |
| $$ | |
| is an isomorphism (since $x^{-1}$ is invertible in $R_{\mathfrak n}$ | |
| and since $z_{j + 1} = x^{-1}z_j - a_j = \ldots = f_j(x, x^{-1}, z)$). | |
| This shows that $R_{\mathfrak n}$ is a regular local ring | |
| of dimension $2$ and residue field $k$. | |
| \medskip\noindent | |
| Let $S$ be the multiplicative subset | |
| $$ | |
| S = | |
| (R \setminus \mathfrak m) \cap (R \setminus \mathfrak n) = | |
| R \setminus (\mathfrak m \cup \mathfrak n) | |
| $$ | |
| and set $B = S^{-1}R$. We claim that | |
| \begin{enumerate} | |
| \item The ring $B$ is a $k$-algebra. | |
| \item The maximal ideals of the ring $B$ are the two ideals | |
| $\mathfrak mB$ and $\mathfrak nB$. | |
| \item The residue field at these maximal ideals is $k$. | |
| \item We have $B_{\mathfrak mB} = R_{\mathfrak m}$ | |
| and $B_{\mathfrak nB} = R_{\mathfrak n}$ | |
| which are Noetherian regular local rings of dimensions $1$ and $2$. | |
| \item The ring $B$ is Noetherian. | |
| \end{enumerate} | |
| We omit the details of the verifications. | |
| \medskip\noindent | |
| Whenever given a $k$-algebra $B$ with the properties listed above we | |
| get an example as follows. Take $A = k + \text{rad}(B) \subset B$ | |
| with $\text{rad}(B) = \mathfrak mB \cap \mathfrak nB$ the Jacobson radical. | |
| It is easy to see that $B$ is finite over $A$ and hence $A$ is | |
| Noetherian by Eakin's theorem (see \cite{Eakin}, or | |
| \cite[Appendix A1]{Nagata}, or insert future reference here). | |
| Also $A$ is a local domain with the same fraction field as $B$ and | |
| residue field $k$. Since the dimension of $B$ is $2$ we see that $A$ | |
| has dimension $2$ as well, by | |
| Algebra, Lemma \ref{algebra-lemma-integral-sub-dim-equal}. | |
| \medskip\noindent | |
| If $A$ were universally catenary then the dimension formula, | |
| Algebra, Lemma \ref{algebra-lemma-dimension-formula} | |
| would give $\dim(B_{\mathfrak mB}) = 2$ contradiction. | |
| \medskip\noindent | |
| Note that $B$ is generated by one element over $A$. | |
| Hence $B = A[x]/\mathfrak p$ for some prime | |
| $\mathfrak p$ of $A[x]$. Let $\mathfrak m' \subset A[x]$ be | |
| the maximal ideal corresponding to $\mathfrak mB$. Then on | |
| the one hand $\dim(A[x]_{\mathfrak m'}) = 3$ and on the | |
| other hand | |
| $$ | |
| (0) | |
| \subset \mathfrak pA[x]_{\mathfrak m'} | |
| \subset \mathfrak m'A[x]_{\mathfrak m'} | |
| $$ | |
| is a maximal chain of primes. Hence $A[x]_{\mathfrak m'}$ is | |
| an example of a non catenary Noetherian local ring. | |
| \section{Existence of bad local Noetherian rings} | |
| \label{section-bad} | |
| \noindent | |
| Let $(A, \mathfrak m, \kappa)$ be a Noetherian complete local ring. | |
| In \cite{Lech} it was shown that $A$ is the completion of a Noetherian | |
| local domain if $\text{depth}(A) \geq 1$ and $A$ contains either | |
| $\mathbf{Q}$ or $\mathbf{F}_p$ as a subring, or contains $\mathbf{Z}$ | |
| as a subring and $A$ is torsion free as a $\mathbf{Z}$-module. | |
| This produces many examples of Noetherian local domains with | |
| ``bizarre'' properties. | |
| \medskip\noindent | |
| Applying this for example to $A = \mathbf{C}[[x, y]]/(y^2)$ we find | |
| a Noetherian local domain whose completion is nonreduced. | |
| Please compare with | |
| Section \ref{section-local-completion-nonreduced}. | |
| \medskip\noindent | |
| In \cite{LLPY} conditions were found that characterize when $A$ is | |
| the completion of a reduced local Noetherian ring. | |
| \medskip\noindent | |
| In \cite{Heitmann-completion-UFD} it was shown that $A$ is the completion | |
| of a local Noetherian UFD $R$ if $\text{depth}(A) \geq 2$ and $A$ contains | |
| either $\mathbf{Q}$ or $\mathbf{F}_p$ as a subring, or contains $\mathbf{Z}$ | |
| as a subring and $A$ is torsion free as a $\mathbf{Z}$-module. | |
| In particular $R$ is normal (Algebra, Lemma \ref{algebra-lemma-UFD-normal}) | |
| hence the henselization of $R$ is a normal domain too | |
| (More on Algebra, Lemma \ref{more-algebra-lemma-henselization-normal}). | |
| Thus $A$ as above is the completion of a henselian Noetherian local | |
| normal domain (because the completion of $R$ and its henselization agree, | |
| see More on Algebra, Lemma \ref{more-algebra-lemma-henselization-noetherian}). | |
| \medskip\noindent | |
| Apply this to find a Noetherian local UFD $R$ such that | |
| $R^\wedge \cong \mathbf{C}[[x, y, z, w]]/(wx, wy)$. | |
| Note that $\Spec(R^\wedge)$ is the | |
| union of a regular $2$-dimensional and a regular $3$-dimensional component. | |
| The ring $R$ cannot be universally catenary: Let | |
| $$ | |
| X \longrightarrow \Spec(R) | |
| $$ | |
| be the blowing up of the maximal ideal. Then $X$ is an integral scheme. | |
| There is a closed point $x \in X$ such that $\dim(\mathcal{O}_{X, x}) = 2$, | |
| namely, on the level of the complete local ring we pick $x$ to lie on the | |
| strict transform of the $2$-dimensional component and not on the strict | |
| transform of the $3$-dimensional component. By | |
| Morphisms, Lemma \ref{morphisms-lemma-dimension-formula} | |
| we see that $R$ is not universally catenary. Please compare with | |
| Section \ref{section-non-catenary-Noetherian-local}. | |
| \medskip\noindent | |
| The ring above is catenary (being a $3$-dimensional local Noetherian UFD). | |
| However, in \cite{Ogoma-example} the author constructs a normal local | |
| Noetherian domain $R$ with $R^\wedge \cong \mathbf{C}[[x, y, z, w]]/(wx, wy)$ | |
| such that $R$ is not catenary. See also \cite{Heitmann-Ogoma} and | |
| \cite{Lech-YAPO}. | |
| \medskip\noindent | |
| In \cite{Heitmann-isolated} it was shown that $A$ is the completion | |
| of a local Noetherian ring $R$ with an isolated singularity | |
| provided $A$ contains either $\mathbf{Q}$ or $\mathbf{F}_p$ as a subring | |
| or $A$ has residue characteristic $p > 0$ and $p$ cannot map to a | |
| nonzero zerodivisor in any proper localization of $A$. | |
| Here we say a Noetherian local ring $R$ | |
| has an isolated singularity if $R_\mathfrak p$ is | |
| a regular local ring for all nonmaximal primes $\mathfrak p \subset R$. | |
| \medskip\noindent | |
| The papers \cite{Nishimura-few} and \cite{Nishimura-few-II} | |
| contain long lists of ``bad'' Noetherian | |
| local rings with given completions. In particular it constructs | |
| an example of a $2$-dimensional Nagata local normal domain whose | |
| completion is $\mathbf{C}[[x, y, z]]/(yz)$ and one whose completion | |
| is $\mathbf{C}[[x, y, z]]/(y^2 - z^3)$. | |
| \medskip\noindent | |
| As an aside, in \cite{Loepp} it was shown that $A$ is the completion of an | |
| excellent Noetherian local domain if $A$ is reduced, equidimensional, | |
| and no integer in $A$ is a zero divisor. However, this doesn't lead | |
| to ``bad'' Noetherian local rings as we obtain excellent ones! | |
| \section{Dimension in Noetherian Jacobson rings} | |
| \label{section-noetherian-jacobson} | |
| \noindent | |
| Let $k$ be the algebraic closure of a finite field. | |
| Let $A = k[x, y]$ and $X = \Spec(A)$. | |
| Let $C = V(x)$ be the $y$-axis (this could be any other | |
| $1$-dimensional integral closed subscheme of $X$). | |
| Let $C_1, C_2, C_3, \ldots$ be an enumeration | |
| of the other integral closed subschemes of $X$ of dimension $1$. | |
| Let $p_1, p_2, p_3, \ldots$ be an | |
| enumeration of the closed points of $C$. | |
| \medskip\noindent | |
| Claim: for every $n$ there exists an irreducible closed | |
| $Z_n \subset X$ of dimension $1$ such that | |
| $$ | |
| \{p_n\} = Z_n \cap (C \cup C_1 \cup \ldots \cup C_n) | |
| $$ | |
| set theoretically. To do this set | |
| $Y = C \cup C_1 \cup C_2 \cup \ldots \cup C_n$. | |
| This is a reduced affine algebraic scheme of dimension $1$ over $k$. | |
| It is enough to find $f \in k[x, y]$ with $V(f) \cap Y = \{p_n\}$ | |
| set theoretically because then we can take $Z_n$ to be a suitable | |
| irreducible component of $V(f)$. Since the restriction map | |
| $$ | |
| k[x, y] \longrightarrow \Gamma(Y, \mathcal{O}_Y) | |
| $$ | |
| is surjective, it suffices to find a regular function $g$ on $Y$ | |
| whose zero set is $\{p_n\}$ set theoretically. | |
| To see this is possible, we choose an effective Cartier divisor | |
| $D \subset Y$ whose support is $p_n$ (this is possible by | |
| Varieties, Lemma \ref{varieties-lemma-complement-codim-1-closed-points}). | |
| Thus it suffices to show that $\mathcal{O}_X(ND) \cong \mathcal{O}_X$ | |
| for some $N > 0$. But the Picard group of an affine $1$-dimensional | |
| algebraic scheme over the algebraic closure of a finite field is torsion | |
| (insert future reference here) and we conclude the claim is true. | |
| \medskip\noindent | |
| Choose $Z_n$ as above for all $n$. Since $k[x, y]$ is a UFD | |
| we may write $Z_n = V(f_n)$ for some irreducible element $f_n \in A$. | |
| Let $S \subset k[x, y]$ be the multiplicative subset generated | |
| by $f_1, f_2, f_3, \ldots$. Consider the Noetherian ring $B = S^{-1}A$. | |
| \medskip\noindent | |
| Obviously, the ring map $A \to B$ identifies local rings | |
| and induces an injection $\Spec(B) \to \Spec(A)$. | |
| Moreover, looking at the curve $C_1$ we see that | |
| only the points of $C \cap C_1$ are removed when passing | |
| from $\Spec(A)$ to $\Spec(B)$. | |
| In particular, we see that $\Spec(B)$ has an infinite | |
| number of maximal ideals corresponding to maximal | |
| ideals of $A$. On the other hand, $xB$ is a maximal ideal because | |
| the spectrum of $B/xB$ consists of a unique prime ideal | |
| as we removed all the closed points of $C = V(x)$ (but not | |
| the generic point). | |
| Finally, for $i \geq 1$ consider the curve $C_i$. | |
| Write $C_i = V(g_i)$ for $g_i \in A$ irreducible. | |
| If $C_i = Z_n$ for some $n$, then $g_iB$ is the unit ideal. | |
| If not, then all but finitely many of the closed points | |
| of $C_i$ survive the passage from $A$ to $B$: | |
| namely, only the points of | |
| $(Z_1 \cup \ldots \cup Z_{i - 1} \cup C) \cap C_i$ | |
| are removed from $C_i$. | |
| \medskip\noindent | |
| The structure of the prime spectrum of $B$ given above | |
| shows that $B$ is Jacobson by | |
| Algebra, Lemma \ref{algebra-lemma-noetherian-dim-1-Jacobson}. | |
| The maximal ideals are the maximal ideals of $A$ | |
| which are in $\Spec(B)$ (and there an inifinitude of these) | |
| together with the maximal ideal $xB$. Thus we see that we have | |
| local rings of dimensions $1$ and $2$. | |
| \begin{lemma} | |
| \label{lemma-Noetherian-Jacobson} | |
| There exists a Jacobson, universally catenary, Noetherian domain $B$ | |
| with maximal ideals $\mathfrak m_1, \mathfrak m_2$ such that | |
| $\dim(B_{\mathfrak m_1}) = 1$ and $\dim(B_{\mathfrak m_2}) = 2$. | |
| \end{lemma} | |
| \begin{proof} | |
| The construction of $B$ is given above. We just point out that | |
| $B$ is universally catenary by | |
| Algebra, Lemma \ref{algebra-lemma-localization-catenary} and | |
| Morphisms, Lemma \ref{morphisms-lemma-ubiquity-uc}. | |
| \end{proof} | |
| \section{Underlying space Noetherian not Noetherian} | |
| \label{section-noetherian-not-noetherian} | |
| \noindent | |
| We give two examples to show that a scheme whose underlying topological space | |
| is Noetherian may not be a Noetherian scheme. | |
| \begin{example} | |
| \label{example-many-variables} | |
| Let $k$ be a field, and let $A = k[x_1, x_2, x_3, \dots] / | |
| (x_1^2, x_2^2, x_3^2, \dots)$. Any prime ideal of $A$ contains the | |
| nilpotents $x_1, x_2, x_3, \dots$, so $\mathfrak p = (x_1, x_2, x_3, | |
| \dots)$ is the only prime ideal of $A$. Therefore the underlying | |
| topological space of $\operatorname{Spec} A$ is a single point and in | |
| particular is Noetherian. However $\mathfrak p$ is clearly not finitely | |
| generated. | |
| \end{example} | |
| \begin{example} | |
| \label{example-many-mononials} | |
| Let $k$ be a field, and let $A \subseteq k[x, y]$ be the | |
| subring generated by $k$ and the monomials $\{xy^i\}_{i \ge 0}$. The prime | |
| ideals of $A$ that do not contain $x$ are in one-to-one correspondence with | |
| the prime ideals of $A_x \cong k[x, x^{-1}, y]$. If $\mathfrak p$ is a | |
| prime ideal that does contain $x$, then it contains every $xy^i$, $i \ge 0$, | |
| because $(xy^i)^2 = x(xy^{2i}) \in \mathfrak p$ and $\mathfrak p$ is | |
| radical. Consequently $\mathfrak p = (\{xy^i\}_{i \ge 0})$. Therefore the | |
| underlying topological space of $\operatorname{Spec} A$ is Noetherian, since | |
| it consists of the points of the Noetherian scheme | |
| $\Spec(A[x, x^{-1}, y])$ and the prime ideal $\mathfrak p$. | |
| But the ring $A$ is non-Noetherian because $\mathfrak p$ | |
| is not finitely generated. Note that | |
| in this example, $A$ also has the property of being a domain. | |
| \end{example} | |
| \section{Non-quasi-affine variety with quasi-affine normalization} | |
| \label{section-nonquasi-affine} | |
| \noindent | |
| The existence of an example of this kind is mentioned in | |
| \cite[II Remark 6.6.13]{EGA}. They refer to the fifth volume of | |
| EGA for such an example, but the fifth volume did not appear. | |
| \medskip\noindent | |
| Let $k$ be a field. | |
| Let $Y = \mathbf{A}^2_k \setminus \{(0, 0)\}$. | |
| We are going to construct a finite surjective birational morphism | |
| $\pi : Y \longrightarrow X$ | |
| with $X$ a variety over $k$ such that $X$ is not quasi-affine. | |
| Namely, consider the following curves in $Y$: | |
| $$ | |
| \begin{matrix} | |
| C_1 & : & x = 0 \\ | |
| C_2 & : & y = 0 | |
| \end{matrix} | |
| $$ | |
| Note that $C_1 \cap C_2 = \emptyset$. We choose the isomorphism | |
| $\varphi : C_1 \to C_2$, $(0, y) \mapsto (y^{-1}, 0)$. | |
| We claim there is a unique morphism $\pi : Y \to X$ as above | |
| such that | |
| $$ | |
| \xymatrix{ | |
| C_1 | |
| \ar@<1ex>[rr]^{\text{id}} \ar@<-1ex>[rr]_{\varphi} | |
| & & | |
| Y \ar[r]^\pi & X | |
| } | |
| $$ | |
| is a coequalizer diagram in the category of varieties (and even in | |
| the category of schemes). Accepting this for the moment let us | |
| show that such an $X$ cannot be quasi-affine. Namely, it is clear | |
| that we would get | |
| $$ | |
| \Gamma(X, \mathcal{O}_X) = | |
| \{ f \in k[x, y] \mid f(0, y) = f(y^{-1}, 0)\} = | |
| k \oplus (xy) \subset k[x, y]. | |
| $$ | |
| In particular these functions do not separate the points $(1, 0)$ | |
| and $(-1, 0)$ whose images in $X$ (we will see below) are distinct | |
| (if the characteristic of $k$ is not $2$). | |
| \medskip\noindent | |
| To show that $X$ exists consider the Zariski open | |
| $D(x + y) \subset Y$ of $Y$. This is the spectrum | |
| of the ring | |
| $k[x, y, 1/(x + y)]$ | |
| and the curves $C_1$, $C_2$ are completely contained in | |
| $D(x + y)$. Moreover the morphism | |
| $$ | |
| C_1 \amalg C_2 | |
| \longrightarrow | |
| D(x + y) \cap Y = \Spec(k[x, y, 1/(x + y)]) | |
| $$ | |
| is a closed immersion. It follows from | |
| More on Algebra, Lemma \ref{more-algebra-lemma-fibre-product-finite-type} | |
| that the ring | |
| $$ | |
| A = | |
| \{f \in k[x, y, 1/(x + y)] \mid f(0, y) = f(y^{-1}, 0)\} | |
| $$ | |
| is of finite type over $k$. On the other hand we have the open | |
| $D(xy) \subset Y$ of $Y$ which is disjoint from the curves $C_1$ | |
| and $C_2$. It is the spectrum of the ring | |
| $$ | |
| B = k[x, y, 1/xy]. | |
| $$ | |
| Note that we have $A_{xy} \cong B_{x + y}$ (since $A$ clearly contains | |
| the elements $xyP(x, y)$ any polynomial $P$ and the element $xy/(x + y)$). | |
| The scheme $X$ is obtained by glueing the affine schemes | |
| $\Spec(A)$ and $\Spec(B)$ using the isomorphism | |
| $A_{xy} \cong B_{x + y}$ and hence is clearly of finite type over | |
| $k$. To see that it is separated one has to show that the | |
| ring map $A \otimes_k B \to B_{x + y}$ is surjective. To see | |
| this use that $A \otimes_k B$ contains the element | |
| $xy/(x + y) \otimes 1/xy$ which maps to $1/(x + y)$. | |
| The morphism $Y \to X$ is given by the natural maps | |
| $D(x + y) \to \Spec(A)$ and $D(xy) \to \Spec(B)$. | |
| Since these are both finite we deduce that $Y \to X$ is finite | |
| as desired. We omit the verification that $X$ is indeed the | |
| coequalizer of the displayed diagram above, however, see | |
| (insert future reference for pushouts in the category of schemes | |
| here). Note that the morphism $\pi : Y \to X$ does | |
| map the points $(1, 0)$ | |
| and $(-1, 0)$ to distinct points in $X$ because the | |
| function $(x + y^3)/(x + y)^2 \in A$ has value | |
| $1/1$, resp.\ $-1/(-1)^2 = -1$ which are always distinct | |
| (unless the characteristic is $2$ -- please find your own points | |
| for characteristic $2$). We summarize this discussion in the | |
| form of a lemma. | |
| \begin{lemma} | |
| \label{lemma-quasi-affine-normalization-not-quasi-affine} | |
| Let $k$ be a field. | |
| There exists a variety $X$ whose normalization is quasi-affine but | |
| which is itself not quasi-affine. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above and (insert future reference on normalization here). | |
| \end{proof} | |
| \section{Taking scheme theoretic images} | |
| \label{section-scheme-theoretic-image} | |
| \noindent | |
| Let $k$ be a field. Let $t$ be a variable. Let $Y = \Spec(k[t])$ | |
| and $X = \coprod_{n \geq 1} \Spec(k[t]/(t^n))$. Denote | |
| $f : X \to Y$ the morphism | |
| using the closed immersion $\Spec(k[t]/(t^n)) \to \Spec(k[t])$ | |
| for each $n \geq 1$. In this case we have | |
| \begin{enumerate} | |
| \item The scheme theoretic image | |
| (Morphisms, Definition \ref{morphisms-definition-scheme-theoretic-image}) | |
| of $f$ is $Y$. On the other hand, the image of $f$ is the closed | |
| point $t = 0$ in $Y$. Thus the underlying closed subset of the | |
| scheme theoretic image of $f$ | |
| is not equal to the closure of the image of $f$. | |
| \item The formation of the scheme theoretic image does not commute | |
| with restriction to the open subscheme $V = \Spec(k[t, 1/t]) \subset Y$. | |
| Namely, the preimage of $V$ in $X$ is empty and hence the scheme theoretic | |
| image of $f|_{f^{-1}(V)} : f^{-1}(V) \to V$ is the empty scheme. | |
| This is not equal to $Y \cap V$. | |
| \end{enumerate} | |
| \section{Images of locally closed subsets} | |
| \label{section-non-chevalley} | |
| \noindent | |
| Chevalley's theorem says that the image of a constructible set | |
| by a finitely presented morphism of affine schemes is constructible, see | |
| Algebra, Theorem \ref{algebra-theorem-chevalley} and | |
| Morphisms, Section \ref{morphisms-section-constructible}. | |
| We will see the same thing does not hold | |
| for images of locally closed subsets. | |
| \medskip\noindent | |
| Let $k$ be a field of characteristic $0$. Consider the projection morphism | |
| $$ | |
| f : | |
| X = \Spec(k[t, x_1, x_2, \ldots, y_1, y_2, \ldots]) | |
| \longrightarrow | |
| \Spec(k[x_1, x_2, \ldots, y_1, y_2, \ldots]) = Y | |
| $$ | |
| This is a morphism of finite presentation. | |
| Let $Z$ be the closed subset of $X$ defined by | |
| $$ | |
| x_1(t - 1) = 0,\quad | |
| x_2(t - 1)(t - 2) = 0,\quad | |
| x_3(t - 1)(t - 2)(t - 3) = 0,\quad \ldots | |
| $$ | |
| Let $U = \bigcup_{j \geq 1} U_j$ be the open of $X$ defined by | |
| $$ | |
| U_j = \text{points where }y_j(t - 1)(t - 2) ... (t - j)\text{ is nonzero} | |
| $$ | |
| Then we have | |
| $$ | |
| f(Z \cap U_j) = | |
| \text{points where }x_1, \ldots, x_j\text{ are zero and }y_j\text{ is nonzero} | |
| $$ | |
| We claim that $B = f(Z \cap U) = \bigcup_{j \geq 1} f(Z \cap U_j)$ is | |
| not a finite union of locally closed subsets of $Y$. | |
| \medskip\noindent | |
| Proof of the claim. Suppose that $B = A_1 \cup \cdots \cup A_m$ | |
| is a finite cover of $B$ by locally closed subsets of $Y$. | |
| We will show by induction on $n$ that $m \geq n$. The base | |
| case $n = 1$ is OK as $B$ is nonempty. Assume $n > 1$ and that | |
| the induction hypothesis holds for $n - 1$. Since the closure of $B$ is | |
| $(x_1 = 0)$, one of the $A_i$ must contain some nonempty open subset of | |
| $(x_1 = 0)$. Then $A_i$ must be open in $(x_1 = 0)$. | |
| But any such open subset cannot contain a point with | |
| $y_1 = 0$; indeed, for points of $B$, $y_1 = 0$ forces $x_2 = 0$, | |
| and this shows $B$ contains no neighborhood of $(x, y)$ inside $(x_1 = 0)$. | |
| Therefore, the remaining $m - 1$ elements restrict | |
| to a constructible cover of $B \cap (y_1 = 0)$. | |
| However, observe that the right shift map | |
| $x_i \mapsto x_{i + 1}$, $y_i \mapsto y_{i + 1}$ identifies $B$ | |
| with $B \cap (y_1 = 0)$! Thus by induction hypothesis, we see that | |
| $m - 1 \geq n - 1$ and we conclde $m \geq n$. This finishes | |
| the proof of the induction step and thereby establishes the claim. | |
| \begin{lemma} | |
| \label{lemma-no-chevalley} | |
| There exists a morphism $f : X \to Y$ of finite presentation | |
| between affine schemes and a locally closed subset $T$ of $X$ | |
| such that $f(T)$ is not a finite union of locally closed subsets of $Y$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A locally closed subscheme which is not open in closed} | |
| \label{section-strange-immersion} | |
| \noindent | |
| This is a copy of | |
| Morphisms, Example \ref{morphisms-example-thibaut}. | |
| Here is an example of an immersion which is not a composition of an | |
| open immersion followed by a closed immersion. | |
| Let $k$ be a field. | |
| Let $X = \Spec(k[x_1, x_2, x_3, \ldots])$. | |
| Let $U = \bigcup_{n = 1}^{\infty} D(x_n)$. | |
| Then $U \to X$ is an open immersion. | |
| Consider the ideals | |
| $$ | |
| I_n = | |
| (x_1^n, x_2^n, \ldots, x_{n - 1}^n, x_n - 1, x_{n + 1}, x_{n + 2}, \ldots) | |
| \subset | |
| k[x_1, x_2, x_3, \ldots][1/x_n]. | |
| $$ | |
| Note that $I_n k[x_1, x_2, x_3, \ldots][1/x_nx_m] = (1)$ | |
| for any $m \not = n$. Hence the quasi-coherent ideals | |
| $\widetilde I_n$ on $D(x_n)$ agree on $D(x_nx_m)$, namely | |
| $\widetilde I_n|_{D(x_nx_m)} = \mathcal{O}_{D(x_n x_m)}$ if | |
| $n \not = m$. Hence these ideals glue to a quasi-coherent sheaf of ideals | |
| $\mathcal{I} \subset \mathcal{O}_U$. | |
| Let $Z \subset U$ be the closed subscheme corresponding to | |
| $\mathcal{I}$. Thus $Z \to X$ is an immersion. | |
| \medskip\noindent | |
| We claim that we cannot factor $Z \to X$ as | |
| $Z \to \overline{Z} \to X$, where $\overline{Z} \to X$ is closed | |
| and $Z \to \overline{Z}$ is open. Namely, $\overline{Z}$ would | |
| have to be defined by an ideal $I \subset k[x_1, x_2, x_3, \ldots]$ | |
| such that $I_n = I k[x_1, x_2, x_3, \ldots][1/x_n]$. | |
| But the only element $f \in k[x_1, x_2, x_3, \ldots]$ | |
| which ends up in all $I_n$ is $0$! Hence $I$ does not exist. | |
| \medskip\noindent | |
| The morphism $Z \to X$ also gives an example of bad behaviour | |
| of scheme theoretic images of immersions. Namely, the arguments above | |
| show that the scheme theoretic image of the immersion $Z \to X$ is $X$. | |
| On the other hand, we see | |
| \begin{enumerate} | |
| \item $Z$ is not topologically dense in $X$, and | |
| \item the scheme theoretic image of $Z = Z \cap U \to U$ is just | |
| $Z$. This is not equal to $U \cap X = U$ and hence formation | |
| of the scheme theoretic image in this case | |
| does not commute with restrictions to opens. | |
| \end{enumerate} | |
| \section{Nonexistence of suitable opens} | |
| \label{section-nonexistence-opens} | |
| \noindent | |
| This section complements the results of | |
| Properties, Section \ref{properties-section-finding-affine-opens}. | |
| \medskip\noindent | |
| Let $k$ be a field and let $A = k[z_1, z_2, z_3, \ldots]/I$ where $I$ | |
| is the ideal generated by all pairwise products | |
| $z_iz_j$, $i \not = j$, $i, j \in \mathbf{N}$. Set $S = \Spec(A)$. | |
| Let $s \in S$ be the closed point corresponding to the maximal | |
| ideal $(z_i)$. We claim there is no | |
| quasi-compact open $V \subset S \setminus \{s\}$ which is | |
| dense in $S \setminus \{s\}$. Note that $S \setminus \{s\} = \bigcup D(z_i)$. | |
| Each $D(z_i)$ is open and irreducible with generic point | |
| $\eta_i$. We conclude that $\eta_i \in V$ for all $i$. | |
| However, a principal affine open of $S \setminus \{s\}$ is | |
| of the form $D(f)$ where $f \in (z_1, z_2, \ldots)$. Then | |
| $f \in (z_1, \ldots, z_n)$ for some $n$ and we see that $D(f)$ contains | |
| only finitely many of the points $\eta_i$. Thus $V$ cannot be quasi-compact. | |
| \medskip\noindent | |
| Let $k$ be a field and let $B = k[x, z_1, z_2, z_3, \ldots]/J$ where $J$ | |
| is the ideal generated by the products $xz_i$, $i \in \mathbf{N}$ and by | |
| all pairwise products $z_iz_j$, $i \not = j$, $i, j \in \mathbf{N}$. | |
| Set $T = \Spec(B)$. Consider the principal open $U = D(x)$. | |
| We claim there is no quasi-compact open $V \subset S$ such that | |
| $V \cap U = \emptyset$ and $V \cup U$ is dense in $S$. | |
| Let $t \in T$ be the closed point corresponding to the maximal | |
| ideal $(x, z_i)$. The closure of $U$ in $T$ is | |
| $\overline{U} = U \cup \{t\}$. Hence $V \subset \bigcup_i D(z_i)$ | |
| is a quasi-compact open. By the arguments of the previous paragraph | |
| we see that $V$ cannot be dense in $\bigcup D(z_i)$. | |
| \begin{lemma} | |
| \label{lemma-complement-of-affine-does-not-contain-qc-dense-open} | |
| Nonexistence quasi-compact opens of affines: | |
| \begin{enumerate} | |
| \item There exist an affine scheme $S$ and affine open $U \subset S$ | |
| such that there is no quasi-compact open $V \subset S$ with | |
| $U \cap V = \emptyset$ and $U \cup V$ dense in $S$. | |
| \item There exists an affine scheme $S$ and a closed point $s \in S$ such that | |
| $S \setminus \{s\}$ does not contain a quasi-compact dense open. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| Let $X$ be the glueing of two copies of the affine scheme $T$ (see above) | |
| along the affine open $U$. Thus there is a morphism $\pi : X \to T$ and | |
| $X = U_1 \cup U_2$ such that $\pi$ maps $U_i$ isomorphically to $T$ and | |
| $U_1 \cap U_2$ isomorphically to $U$. Note that $X$ is quasi-separated | |
| (by Schemes, Lemma \ref{schemes-lemma-characterize-quasi-separated}) | |
| and quasi-compact. We claim there does not exist a separated, dense, | |
| quasi-compact open $W \subset X$. Namely, consider the two closed | |
| points $x_1 \in U_1$, $x_2 \in U_2$ mapping to the closed point $t \in T$ | |
| introduced above. Let $\tilde \eta \in U_1 \cap U_2$ be the generic point | |
| mapping to the (unique) generic point $\eta$ of $U$. | |
| Note that $\tilde\eta \leadsto x_1$ and $\tilde\eta \leadsto x_2$ | |
| lying over the specialization $\eta \leadsto s$. | |
| Since $\pi|_W : W \to T$ is separated we conclude that we cannot have both | |
| $x_1$ and $x_2 \in W$ (by the valuative criterion of separatedness | |
| Schemes, Lemma \ref{schemes-lemma-valuative-criterion-separatedness}). | |
| Say $x_1 \not \in W$. Then $W \cap U_1$ is a quasi-compact (as $X$ | |
| is quasi-separated) dense open of $U_1$ which does not contain $x_1$. | |
| Now observe that there exists an isomorphism $(T, t) \cong (S, s)$ | |
| of schemes (by sending $x$ to $z_1$ and $z_i$ to $z_{i + 1}$). | |
| Hence by the first paragraph of this section we arrive at a contradiction. | |
| \begin{lemma} | |
| \label{lemma-no-dense-separated-quasi-compact-open-in-qcqs} | |
| There exists a quasi-compact and quasi-separated scheme $X$ which does | |
| not contain a separated quasi-compact dense open. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Nonexistence of quasi-compact dense open subscheme} | |
| \label{section-nonexistence-qc-dense-open-subscheme} | |
| \noindent | |
| Let $X$ be a quasi-compact and quasi-separated algebraic space over a field | |
| $k$. We know that the schematic locus $X' \subset X$ is a dense open | |
| subspace, see | |
| Properties of Spaces, Proposition | |
| \ref{spaces-properties-proposition-locally-quasi-separated-open-dense-scheme}. | |
| In fact, this result holds when $X$ is reasonable, see | |
| Decent Spaces, Proposition | |
| \ref{decent-spaces-proposition-reasonable-open-dense-scheme}. | |
| A natural question is whether one can find a quasi-compact dense | |
| open subscheme of $X$. It turns out this is not possible in general. | |
| \medskip\noindent | |
| Assume the characteristic of $k$ is not 2. | |
| Let $B = k[x, z_1, z_2, z_3, \ldots]/J$ where $J$ is the ideal generated by | |
| the products $xz_i$, $i \in \mathbf{N}$ and by all pairwise products | |
| $z_iz_j$, $i \not = j$, $i, j \in \mathbf{N}$. Set $U = \Spec(B)$. | |
| Denote $0 \in U$ the closed point all of whose coordinates are zero. | |
| Set | |
| $$ | |
| j : R = \Delta \amalg \Gamma \longrightarrow U \times_k U | |
| $$ | |
| where $\Delta$ is the image of the diagonal morphism of $U$ over $k$ and | |
| $$ | |
| \Gamma = \{((x, 0, 0, 0, \ldots), (-x, 0, 0, 0, \ldots)) | |
| \mid x \in \mathbf{A}^1_k, x \not = 0\}. | |
| $$ | |
| It is clear that $s, t : R \to U$ are \'etale, and hence | |
| $j$ is an \'etale equivalence relation. The quotient $X = U/R$ | |
| is an algebraic space (Spaces, Theorem \ref{spaces-theorem-presentation}). | |
| Note that $j$ is not an immersion because | |
| $(0, 0) \in \Delta$ is in the closure of $\Gamma$. | |
| Hence $X$ is not a scheme. On the other hand, $X$ is quasi-separated | |
| as $R$ is quasi-compact. Denote $0_X$ the image of the point $0 \in U$. | |
| We claim that $X \setminus \{0_X\}$ is a scheme, namely | |
| $$ | |
| X \setminus \{0_X\} = | |
| \Spec\left(k[x^2, x^{-2}]\right) \amalg | |
| \Spec\left(k[z_1, z_2, z_3, \ldots]/(z_iz_j)\right) \setminus \{0\} | |
| $$ | |
| (details omitted). On the other hand, we have seen in | |
| Section \ref{section-nonexistence-opens} that the scheme | |
| on the right hand side does not contain | |
| a quasi-compact dense open. | |
| \begin{lemma} | |
| \label{lemma-nonexistence-qc-dense-open-subscheme} | |
| There exists a quasi-compact and quasi-separated algebraic space | |
| which does not contain a quasi-compact dense open subscheme. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| Using the construction of | |
| Spaces, Example \ref{spaces-example-non-representable-descent} | |
| in the same manner as we used the construction of | |
| Spaces, Example \ref{spaces-example-affine-line-involution} | |
| above, one obtains an example of a quasi-compact, quasi-separated, and | |
| locally separated algebraic space which does not contain a quasi-compact | |
| dense open subscheme. | |
| \section{Affines over algebraic spaces} | |
| \label{section-embedding-affines} | |
| \medskip\noindent | |
| Suppose that $f : Y \to X$ is a morphism of schemes with $f$ | |
| locally of finite type and $Y$ affine. Then there exists an immersion | |
| $Y \to \mathbf{A}^n_X$ of $Y$ into affine $n$-space over $X$. | |
| See the slightly more general | |
| Morphisms, Lemma \ref{morphisms-lemma-quasi-affine-finite-type-over-S}. | |
| \medskip\noindent | |
| Now suppose that $f : Y \to X$ is a morphism of algebraic spaces with | |
| $f$ locally of finite type and $Y$ an affine scheme. Then it is not | |
| true in general that we can find an immersion of $Y$ into affine | |
| $n$-space over $X$. | |
| \medskip\noindent | |
| A first (nasty) counter example is $Y = \Spec(k)$ and | |
| $X = [\mathbf{A}^1_k/\mathbf{Z}]$ where $k$ is a field of characteristic zero | |
| and $\mathbf{Z}$ acts on $\mathbf{A}^1_k$ by translation $(n, t) \mapsto t + n$. | |
| Namely, for any morphism $Y \to \mathbf{A}^n_X$ over $X$ we can pullback to | |
| the covering $\mathbf{A}^1_k$ of $X$ and we get an infinite disjoint union of | |
| $\mathbf{A}^1_k$'s mapping into $\mathbf{A}^{n + 1}_k$ which is not an | |
| immersion. | |
| \medskip\noindent | |
| A second counter example is $Y = \mathbf{A}^1_k \to X = \mathbf{A}^1_k/R$ | |
| with $R = \{(t, t)\} \amalg \{(t, -t), t \not = 0\}$. Namely, in | |
| this case the morphism $Y \to \mathbf{A}^n_X$ would be given by some | |
| regular functions $f_1, \ldots, f_n$ on $Y$ and hence the | |
| fibre product of $Y$ with the covering | |
| $\mathbf{A}^{n + 1}_k \to \mathbf{A}^n_X$ | |
| would be the scheme | |
| $$ | |
| \{(f_1(t), \ldots, f_n(t), t)\} \amalg | |
| \{(f_1(t), \ldots, f_n(t), -t), t \not = 0\} | |
| $$ | |
| with obvious morphism to $\mathbf{A}^{n + 1}_k$ which is not an immersion. | |
| Note that this gives a counter example with $X$ quasi-separated. | |
| \begin{lemma} | |
| \label{lemma-cannot-embed-into-affine} | |
| There exists a finite type morphism of algebraic spaces $Y \to X$ | |
| with $Y$ affine and $X$ quasi-separated, such that there does not exist | |
| an immersion $Y \to \mathbf{A}^n_X$ over $X$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Pushforward of quasi-coherent modules} | |
| \label{section-push-quasi-coherent} | |
| \noindent | |
| In Schemes, Lemma \ref{schemes-lemma-push-forward-quasi-coherent} | |
| we proved that $f_*$ transforms quasi-coherent modules into quasi-coherent | |
| modules when $f$ is quasi-compact and quasi-separated. Here are some | |
| examples to show that these conditions are both necessary. | |
| \medskip\noindent | |
| Suppose that $Y = \Spec(A)$ is an affine scheme and that | |
| $X = \coprod_{n \in \mathbf{N}} Y$. We claim that $f_*\mathcal{O}_X$ | |
| is not quasi-coherent where $f : X \to Y$ is the obvious morphism. | |
| Namely, for $a \in A$ we have | |
| $$ | |
| f_*\mathcal{O}_X(D(a)) = \prod\nolimits_{n \in \mathbf{N}} A_a | |
| $$ | |
| Hence, in order for $f_*\mathcal{O}_X$ to be quasi-coherent we would need | |
| $$ | |
| \prod\nolimits_{n \in \mathbf{N}} A_a | |
| = | |
| \left(\prod\nolimits_{n \in \mathbf{N}} A\right)_a | |
| $$ | |
| for all $a \in A$. This isn't true in general, for example if | |
| $A = \mathbf{Z}$ and $a = 2$, then $(1, 1/2, 1/4, 1/8, \ldots)$ | |
| is an element of the left hand side which is not in the right hand side. | |
| Note that $f$ is a non-quasi-compact separated morphism. | |
| \medskip\noindent | |
| Let $k$ be a field. Set | |
| $$ | |
| A = k[t, z, x_1, x_2, x_3, \ldots]/(tx_1z, t^2x_2^2z, t^3x_3^3z, \ldots) | |
| $$ | |
| Let $Y = \Spec(A)$. Let $V \subset Y$ be the open subscheme | |
| $V = D(x_1) \cup D(x_2) \cup \ldots$. Let $X$ be two copies of $Y$ | |
| glued along $V$. Let $f : X \to Y$ be the obvious morphism. Then we | |
| have an exact sequence | |
| $$ | |
| 0 \to f_*\mathcal{O}_X \to | |
| \mathcal{O}_Y \oplus \mathcal{O}_Y \xrightarrow{(1, -1)} j_*\mathcal{O}_V | |
| $$ | |
| where $j : V \to Y$ is the inclusion morphism. Since | |
| $$ | |
| A \longrightarrow \prod A_{x_n} | |
| $$ | |
| is injective (details omitted) we see that $\Gamma(Y, f_*\mathcal{O}_X) = A$. | |
| On the other hand, the kernel of the map | |
| $$ | |
| A_t \longrightarrow \prod A_{tx_n} | |
| $$ | |
| is nonzero because it contains the element $z$. Hence | |
| $\Gamma(D(t), f_*\mathcal{O}_X)$ is strictly bigger than | |
| $A_t$ because it contains $(z, 0)$. Thus we see that $f_*\mathcal{O}_X$ | |
| is not quasi-coherent. Note that $f$ is quasi-compact but | |
| non-quasi-separated. | |
| \begin{lemma} | |
| \label{lemma-pushforward-quasi-coherent} | |
| Schemes, Lemma \ref{schemes-lemma-push-forward-quasi-coherent} | |
| is sharp in the sense that one can neither drop the assumption | |
| of quasi-compactness nor the assumption of quasi-separatedness. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A nonfinite module with finite free rank 1 stalks} | |
| \label{section-nonfree} | |
| \noindent | |
| Let $R = \mathbf{Q}[x]$. Set | |
| $M = \sum_{n \in \mathbf{N}} \frac{1}{x - n}R$ as a submodule of | |
| the fraction field of $R$. Then $M$ is not finitely generated, but | |
| for every prime $\mathfrak p$ of $R$ we have | |
| $M_{\mathfrak p} \cong R_{\mathfrak p}$ as an | |
| $R_{\mathfrak p}$-module. | |
| \medskip\noindent | |
| An example of a similar flavor is $R = \mathbf{Z}$ and | |
| $M = \sum_{p \text{ prime}} \frac{1}{p} \mathbf{Z} \subset \mathbf{Q}$, | |
| which equals the set of fractions $\frac{a}{b}$ with $b$ nonzero and | |
| squarefree. | |
| \section{A noninvertible ideal invertible in stalks} | |
| \label{section-locally-invertible-not-invertible} | |
| \noindent | |
| Let $A$ be a domain and let $I \subset A$ be a nonzero ideal. | |
| Recall that when we say $I$ is invertible, we mean that | |
| $I$ is invertible as an $A$-module. | |
| We are going to make an example of this situation where | |
| $I$ is not invertible, yet $I_\mathfrak q = (f) \subset A_\mathfrak q$ | |
| is a (nonzero) principal ideal for every prime ideal $\mathfrak q \subset A$. | |
| In the literature the property that $I_\mathfrak q$ is principal | |
| for all primes $\mathfrak q$ is sometimes expressed by | |
| saying ``$I$ is a locally principal ideal''. We can't use | |
| this terminology as our ``local'' always means | |
| ``local in the Zariski topology'' (or whatever topology we are | |
| currently working with). | |
| \medskip\noindent | |
| Let $R = \mathbf{Q}[x]$ and let $M = \sum \frac{1}{x - n}R$ | |
| be the module constructed in Section \ref{section-nonfree}. | |
| Consider the ring\footnote{The ring $A$ is an example | |
| of a non-Noetherian domain whose local rings are Noetherian.} | |
| $$ | |
| A = \text{Sym}^*_R(M) | |
| $$ | |
| and the ideal $I = M A = \bigoplus_{d \geq 1} \text{Sym}^d_R(M)$. | |
| Since $M$ is not finitely generated as an $R$-module we see that | |
| $I$ cannot be generated by finitely many elements as an ideal in $A$. | |
| Since an invertible module is finitely generated, this means that | |
| $I$ is not invertible. | |
| On the other hand, let $\mathfrak p \subset R$ be a prime ideal. | |
| By construction $M_\mathfrak p \cong R_\mathfrak p$. Hence | |
| $$ | |
| A_\mathfrak p = \text{Sym}^*_{R_\mathfrak p}(M_\mathfrak p) \cong | |
| \text{Sym}^*_{R_\mathfrak p}(R_\mathfrak p) = | |
| R_\mathfrak p[T] | |
| $$ | |
| as a graded $R_\mathfrak p$-algebra. It follows that | |
| $I_\mathfrak p \subset A_\mathfrak p$ is generated by | |
| the nonzerodivisor $T$. | |
| Thus certainly for any prime ideal $\mathfrak q \subset A$ | |
| we see that $I_\mathfrak q$ is generated by a single element. | |
| \begin{lemma} | |
| \label{lemma-locally-principal-not-invertible} | |
| There exists a domain $A$ and a nonzero ideal $I \subset A$ | |
| such that $I_\mathfrak q \subset A_\mathfrak q$ is a principal | |
| ideal for all primes $\mathfrak q \subset A$ but $I$ is not an invertible | |
| $A$-module. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A finite flat module which is not projective} | |
| \label{section-finite-flat-not-projective} | |
| \noindent | |
| This is a copy of | |
| Algebra, Remark \ref{algebra-remark-warning}. | |
| It is not true that a finite $R$-module which is | |
| $R$-flat is automatically projective. A counter | |
| example is where $R = \mathcal{C}^\infty(\mathbf{R})$ | |
| is the ring of infinitely differentiable functions on | |
| $\mathbf{R}$, and $M = R_{\mathfrak m} = R/I$ where | |
| $\mathfrak m = \{f \in R \mid f(0) = 0\}$ and | |
| $I = \{f \in R \mid \exists \epsilon, \epsilon > 0 : | |
| f(x) = 0\ \forall x, |x| < \epsilon\}$. | |
| \medskip\noindent | |
| The morphism $\Spec(R/I) \to \Spec(R)$ is also | |
| an example of a flat closed immersion which is not open. | |
| \begin{lemma} | |
| \label{lemma-finite-flat-non-projective} | |
| Strange flat modules. | |
| \begin{enumerate} | |
| \item There exists a ring $R$ and a finite flat $R$-module $M$ which is | |
| not projective. | |
| \item There exists a closed immersion which is flat but not open. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A projective module which is not locally free} | |
| \label{section-projective-not-locally-free} | |
| \noindent | |
| We give two examples. One where the rank is between $0$ and $1$ | |
| and one where the rank is $\aleph_0$. | |
| \begin{lemma} | |
| \label{lemma-ideal-generated-by-idempotents-projective} | |
| Let $R$ be a ring. Let $I \subset R$ be an ideal generated by | |
| a countable collection of idempotents. Then $I$ is projective | |
| as an $R$-module. | |
| \end{lemma} | |
| \begin{proof} | |
| Say $I = (e_1, e_2, e_3, \ldots)$ with $e_n$ an idempotent of $R$. | |
| After inductively replacing $e_{n + 1}$ by $e_n + (1 - e_n)e_{n + 1}$ | |
| we may assume that $(e_1) \subset (e_2) \subset (e_3) \subset \ldots$ | |
| and hence $I = \bigcup_{n \geq 1} (e_n) = \colim_n e_nR$. | |
| In this case | |
| $$ | |
| \Hom_R(I, M) = \Hom_R(\colim_n e_nR, M) | |
| = \lim_n \Hom_R(e_nR, M) = \lim_n e_nM | |
| $$ | |
| Note that the transition maps $e_{n + 1}M \to e_nM$ are given | |
| by multiplication by $e_n$ and are surjective. Hence by | |
| Algebra, Lemma \ref{algebra-lemma-ML-exact-sequence} | |
| the functor $\Hom_R(I, M)$ is exact, i.e., $I$ is a projective | |
| $R$-module. | |
| \end{proof} | |
| \noindent | |
| Suppose that $P \subset Q$ is an inclusion of $R$-modules with $Q$ a | |
| finite $R$-module and $P$ locally free, see | |
| Algebra, Definition \ref{algebra-definition-locally-free}. | |
| Suppose that $Q$ can be generated by $N$ elements as an $R$-module. | |
| Then it follows from | |
| Algebra, Lemma \ref{algebra-lemma-map-cannot-be-injective} | |
| that $P$ is finite locally free (with the free parts having rank | |
| at most $N$). And in this case $P$ is a finite $R$-module, see | |
| Algebra, Lemma \ref{algebra-lemma-finite-projective}. | |
| \medskip\noindent | |
| Combining this with the above we see that a non-finitely-generated | |
| ideal which is generated by a countable collection of idempotents | |
| is projective but not locally free. An explicit example is | |
| $R = \prod_{n \in \mathbf{N}} \mathbf{F}_2$ and | |
| $I$ the ideal generated by the idempotents | |
| $$ | |
| e_n = (1, 1, \ldots, 1, 0, \ldots ) | |
| $$ | |
| where the sequence of $1$'s has length $n$. | |
| \begin{lemma} | |
| \label{lemma-ideal-projective-not-locally-free} | |
| There exists a ring $R$ and an ideal $I$ such that $I$ is projective as | |
| an $R$-module but not locally free as an $R$-module. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-chow-group-product} | |
| Let $K$ be a field. | |
| Let $C_i$, $i = 1, \ldots, n$ be smooth, projective, geometrically irreducible | |
| curves over $K$. Let $P_i \in C_i(K)$ be a rational point and | |
| let $Q_i \in C_i$ be a point such that $[\kappa(Q_i) : K] = 2$. | |
| Then $[P_1 \times \ldots \times P_n]$ is nonzero in | |
| $\CH_0(U_1 \times_K \ldots \times_K U_n)$ where $U_i = C_i \setminus \{Q_i\}$. | |
| \end{lemma} | |
| \begin{proof} | |
| There is a degree map | |
| $\deg : \CH_0(C_1 \times_K \ldots \times_K C_n) \to \mathbf{Z}$ | |
| Because each $Q_i$ has degree $2$ over $K$ we see that | |
| any zero cycle supported on the ``boundary'' | |
| $$ | |
| C_1 \times_K \ldots \times_K C_n | |
| \setminus | |
| U_1 \times_K \ldots \times_K U_n | |
| $$ | |
| has degree divisible by $2$. | |
| \end{proof} | |
| \noindent | |
| We can construct another example of a projective but not locally free | |
| module using the lemma above as follows. Let | |
| $C_n$, $n = 1, 2, 3, \ldots$ be smooth, projective, geometrically irreducible | |
| curves over $\mathbf{Q}$ each with a pair of points | |
| $P_n, Q_n \in C_n$ such that $\kappa(P_n) = \mathbf{Q}$ and | |
| $\kappa(Q_n)$ is a quadratic extension of $\mathbf{Q}$. | |
| Set $U_n = C_n \setminus \{Q_n\}$; this is an affine curve. | |
| Let $\mathcal{L}_n$ be the inverse of the ideal sheaf of $P_n$ | |
| on $U_n$. Note that $c_1(\mathcal{L}_n) = [P_n]$ in the group of | |
| zero cycles $\CH_0(U_n)$. Set $A_n = \Gamma(U_n, \mathcal{O}_{U_n})$. | |
| Let $L_n = \Gamma(U_n, \mathcal{L}_n)$ which is a locally | |
| free module of rank $1$ over $A_n$. Set | |
| $$ | |
| B_n = A_1 \otimes_{\mathbf{Q}} A_2 \otimes_{\mathbf{Q}} \ldots | |
| \otimes_{\mathbf{Q}} A_n | |
| $$ | |
| so that $\Spec(B_n) = U_1 \times \ldots \times U_n$ all products | |
| over $\Spec(\mathbf{Q})$. For $i \leq n$ we set | |
| $$ | |
| L_{n, i} = | |
| A_1 \otimes_{\mathbf{Q}} \ldots \otimes_{\mathbf{Q}} M_i | |
| \otimes_{\mathbf{Q}} \ldots \otimes_{\mathbf{Q}} A_n | |
| $$ | |
| which is a locally free $B_n$-module of rank $1$. Note that this is | |
| also the global sections of $\text{pr}_i^*\mathcal{L}_n$. Set | |
| $$ | |
| B_\infty = \colim_n B_n | |
| \quad\text{and}\quad | |
| L_{\infty, i} = \colim_n L_{n, i} | |
| $$ | |
| Finally, set | |
| $$ | |
| M = \bigoplus\nolimits_{i \geq 1} L_{\infty, i}. | |
| $$ | |
| This is a direct sum of finite locally free modules, hence projective. | |
| We claim that $M$ is not locally free. Namely, suppose that | |
| $f \in B_\infty$ is a nonzero function such that $M_f$ is free | |
| over $(B_\infty)_f$. Let $e_1, e_2, \ldots$ be a basis. Choose | |
| $n \geq 1$ such that $f \in B_n$. | |
| Choose $m \geq n + 1$ such that $e_1, \ldots, e_{n + 1}$ are in | |
| $$ | |
| \bigoplus\nolimits_{1 \leq i \leq m} L_{m, i}. | |
| $$ | |
| Because the elements $e_1, \ldots, e_{n + 1}$ are part of a basis | |
| after a faithfully flat base change we conclude that | |
| the Chern classes | |
| $$ | |
| c_i(\text{pr}_1^*\mathcal{L}_1 \oplus \ldots \oplus | |
| \text{pr}_m^*\mathcal{L}_m), \quad i = m, m - 1, \ldots, m - n | |
| $$ | |
| are zero in the chow group of | |
| $$ | |
| D(f) \subset U_1 \times \ldots \times U_m | |
| $$ | |
| Since $f$ is the pullback of a function on $U_1 \times \ldots \times U_n$ | |
| this implies in particular that | |
| $$ | |
| c_{m - n}(\mathcal{O}_W^{\oplus n} \oplus | |
| \text{pr}_1^*\mathcal{L}_{n + 1} \oplus \ldots | |
| \oplus \text{pr}_{m - n}^*\mathcal{L}_m) = 0. | |
| $$ | |
| on the variety | |
| $$ | |
| W = (C_{n + 1} \times \ldots \times C_m)_K | |
| $$ | |
| over the field $K = \mathbf{Q}(C_1 \times \ldots \times C_n)$. | |
| In other words the cycle | |
| $$ | |
| [(P_{n + 1} \times \ldots \times P_m)_K] | |
| $$ | |
| is zero in the chow group of zero cycles on $W$. This contradicts | |
| Lemma \ref{lemma-chow-group-product} | |
| above because the points $Q_i$, $n + 1 \leq i \leq m$ | |
| induce corresponding points $Q_i'$ on $(C_n)_K$ and as $K/\mathbf{Q}$ | |
| is geometrically irreducible we have $[\kappa(Q_i') : K] = 2$. | |
| \begin{lemma} | |
| \label{lemma-projective-not-locally-free} | |
| There exists a countable ring $R$ and a projective module $M$ | |
| which is a direct sum of countably many locally free rank $1$ | |
| modules such that $M$ is not locally free. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. | |
| \end{proof} | |
| \section{Zero dimensional local ring with nonzero flat ideal} | |
| \label{section-zero-dimensional-flat-ideal} | |
| \noindent | |
| In \cite{Lazard} and \cite{Autour} | |
| there is an example of a zero dimensional local ring with a | |
| nonzero flat ideal. Here is the construction. Let $k$ be a field. | |
| Let $X_i, Y_i$, $i \geq 1$ be variables. Take | |
| $R = k[X_i, Y_i]/(X_i - Y_i X_{i + 1}, Y_i^2)$. Denote $x_i$, resp.\ $y_i$ | |
| the image of $X_i$, resp.\ $Y_i$ in this ring. Note that | |
| $$ | |
| x_i = y_i x_{i + 1} = y_i y_{i +1} x_{i + 2} = | |
| y_i y_{i + 1} y_{i + 2} x_{i + 3} = \ldots | |
| $$ | |
| in this ring. The ring $R$ has only | |
| one prime ideal, namely $\mathfrak m = (x_i, y_i)$. We claim that | |
| the ideal $I = (x_i)$ is flat as an $R$-module. | |
| \medskip\noindent | |
| Note that the annihilator of $x_i$ in $R$ is the ideal | |
| $(x_1, x_2, x_3, \ldots, y_i, y_{i + 1}, y_{i + 2}, \ldots)$. | |
| Consider the $R$-module $M$ generated by elements $e_i$, $i \geq 1$ and | |
| relations $e_i = y_i e_{i + 1}$. Then $M$ is flat as it is the | |
| colimit $\colim_i R$ of copies of $R$ with transition maps | |
| $$ | |
| R \xrightarrow{y_1} R \xrightarrow{y_2} R \xrightarrow{y_3} \ldots | |
| $$ | |
| Note that the annihilator of $e_i$ in $M$ is the ideal | |
| $(x_1, x_2, x_3, \ldots, y_i, y_{i + 1}, y_{i + 2}, \ldots)$. | |
| Since every element of $M$, resp.\ $I$ can be written as | |
| $f e_i$, resp.\ $h x_i$ for some $f, h \in R$ we see that the | |
| map $M \to I$, $e_i \to x_i$ is an isomorphism and $I$ is flat. | |
| \begin{lemma} | |
| \label{lemma-zero-dimensional-flat-ideal} | |
| \begin{slogan} | |
| Zero dimensional ring with flat ideal. | |
| \end{slogan} | |
| There exists a local ring $R$ with a unique prime ideal | |
| and a nonzero ideal $I \subset R$ which is a flat $R$-module | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{An epimorphism of zero-dimensional rings which is not surjective} | |
| \label{section-epimorphism-not-surjective} | |
| \noindent | |
| In \cite{Lazard-deux} and \cite{Autour} one can find the following example. | |
| Let $k$ be a field. Consider the ring homomorphism | |
| $$ | |
| k[x_1, x_2, \ldots, z_1, z_2, \ldots]/ | |
| (x_i^{4^i}, z_i^{4^i}) | |
| \longrightarrow | |
| k[x_1, x_2, \ldots, y_1, y_2, \ldots]/ | |
| (x_i^{4^i}, y_i - x_{i + 1}y_{i + 1}^2) | |
| $$ | |
| which maps $x_i$ to $x_i$ and $z_i$ to $x_iy_i$. Note that $y_i^{4^{i + 1}}$ | |
| is zero in the right hand side but that $y_1$ is not zero (details omitted). | |
| This map is not surjective: we can think of the above as a map of | |
| $\mathbf{Z}$-graded algebras by setting $\deg(x_i) = -1$, $\deg(z_i) = 0$, | |
| and $\deg(y_i) = 1$ and then it is clear that $y_1$ is not in the image. | |
| Finally, the map is an epimorphism because | |
| $$ | |
| y_{i - 1} \otimes 1 = x_i y_i^2 \otimes 1 = y_i \otimes x_i y_i = | |
| x_i y_i \otimes y_i = 1 \otimes x_i y_i^2. | |
| $$ | |
| hence the tensor product of the target over the source is isomorphic | |
| to the target. | |
| \begin{lemma} | |
| \label{lemma-epi-not-surjective} | |
| There exists an epimorphism of local rings of dimension $0$ | |
| which is not a surjection. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Finite type, not finitely presented, flat at prime} | |
| \label{section-ft-not-fp-flat-at-prime} | |
| \noindent | |
| Let $k$ be a field. Consider the local ring $A_0 = k[x, y]_{(x, y)}$. | |
| Denote $\mathfrak p_{0, n} = (y + x^n + x^{2n + 1})$. This is a prime ideal. | |
| Set | |
| $$ | |
| A = A_0[z_1, z_2, z_3, \ldots]/(z_n z_m, z_n(y + x^n + x^{2n + 1})) | |
| $$ | |
| Note that $A \to A_0$ is a surjection whose kernel is an ideal of | |
| square zero. Hence $A$ is also a local ring and the prime ideals of $A$ | |
| are in one-to-one correspondence with the prime ideals of $A_0$. | |
| Denote $\mathfrak p_n$ the prime ideal of $A$ corresponding to | |
| $\mathfrak p_{0, n}$. Observe that $\mathfrak p_n$ is the annihilator | |
| of $z_n$ in $A$. Let | |
| $$ | |
| C = A[z]/(xz^2 + z + y)[\frac{1}{2zx + 1}] | |
| $$ | |
| Note that $A \to C$ is an \'etale ring map, see | |
| Algebra, Example \ref{algebra-example-make-standard-smooth}. | |
| Let $\mathfrak q \subset C$ be the maximal ideal generated by | |
| $x$, $y$, $z$ and all $z_n$. As $A \to C$ is flat we see that the | |
| annihilator of $z_n$ in $C$ is $\mathfrak p_nC$. We compute | |
| \begin{align*} | |
| C/\mathfrak p_n C | |
| & = | |
| A_0[z]/(xz^2 + z + y, y + x^n + x^{2n + 1})[1/(2zx + 1)] \\ | |
| & = | |
| k[x]_{(x)}[z]/(xz^2 + z - x^n - x^{2n + 1})[1/(2zx + 1)] \\ | |
| & = | |
| k[x]_{(x)}[z]/(z - x^n) \times | |
| k[x]_{(x)}[z]/(xz + x^{n + 1} + 1)[1/(2zx + 1)] \\ | |
| & = | |
| k[x]_{(x)} \times k(x) | |
| \end{align*} | |
| because $(z - x^n)(xz + x^{n + 1} + 1) = xz^2 + z - x^n - x^{2n + 1}$. | |
| Hence we see that $\mathfrak p_nC = \mathfrak r_n \cap \mathfrak q_n$ | |
| with $\mathfrak r_n = \mathfrak p_nC + (z - x^n)C$ and | |
| $\mathfrak q_n = \mathfrak p_nC + (xz + x^{n + 1} + 1)C$. | |
| Since $\mathfrak q_n + \mathfrak r_n = C$ we also get | |
| $\mathfrak p_nC = \mathfrak r_n \mathfrak q_n$. | |
| It follows that $\mathfrak q_n$ is the annihilator of $\xi_n = (z - x^n)z_n$. | |
| Observe that on the one hand $\mathfrak r_n \subset \mathfrak q$, and | |
| on the other hand $\mathfrak q_n + \mathfrak q = C$. This follows for example | |
| because $\mathfrak q_n$ is a maximal ideal of $C$ distinct from $\mathfrak q$. | |
| Similarly we have $\mathfrak q_n + \mathfrak q_m = C$ for $n \not = m$. | |
| At this point we let | |
| $$ | |
| B = \Im(C \longrightarrow C_{\mathfrak q}) | |
| $$ | |
| We observe that the elements $\xi_n$ map to zero in $B$ as $xz + x^{n + 1} + 1$ | |
| is not in $\mathfrak q$. Denote $\mathfrak q' \subset B$ the image of | |
| $\mathfrak q$. By construction $B$ is a finite type $A$-algebra, with | |
| $B_{\mathfrak q'} \cong C_{\mathfrak q}$. In particular we see that | |
| $B_{\mathfrak q'}$ is flat over $A$. | |
| \medskip\noindent | |
| We claim there does not exist an element $g' \in B$, $g' \not \in \mathfrak q'$ | |
| such that $B_{g'}$ is of finite presentation over $A$. We sketch a proof of | |
| this claim. Choose an element $g \in C$ which maps to $g' \in B$. | |
| Consider the map $C_g \to B_{g'}$. By | |
| Algebra, Lemma \ref{algebra-lemma-finite-presentation-independent} | |
| we see that $B_g$ is finitely presented over $A$ if and only if the kernel | |
| of $C_g \to B_{g'}$ is finitely generated. But the element $g \in C$ is | |
| not contained in $\mathfrak q$, hence maps to a nonzero element of | |
| $A_0[z]/(xz^2 + z + y)$. Hence $g$ can only be contained in finitely | |
| many of the prime ideals $\mathfrak q_n$, because the primes | |
| $(y + x^n + x^{2n + 1}, xz + x^{n + 1} + 1)$ are an infinite collection | |
| of codimension 1 points of the 2-dimensional irreducible Noetherian space | |
| $\Spec(k[x, y, z]/(xz^2 + z + y))$. The map | |
| $$ | |
| \bigoplus\nolimits_{g \not \in \mathfrak q_n} C/\mathfrak q_n | |
| \longrightarrow | |
| C_g, \quad | |
| (c_n) \longrightarrow \sum c_n \xi_n | |
| $$ | |
| is injective and its image is the kernel of $C_g \to B_{g'}$. We omit the | |
| proof of this statement. (Hint: Write $A = A_0 \oplus I$ as an $A_0$-module | |
| where $I$ is the kernel of $A \to A_0$. Similarly, write $C = C_0 \oplus IC$. | |
| Write | |
| $IC = \bigoplus Cz_n \cong \bigoplus (C/\mathfrak r_n \oplus C/\mathfrak q_n)$ | |
| and study the effect of multiplication by $g$ on the summands.) | |
| This concludes the sketch of the proof of the claim. | |
| This also proves that $B_{g'}$ is not flat over $A$ for any $g'$ as above. | |
| Namely, if it were flat, then the annihilator of the image of $z_n$ in | |
| $B_{g'}$ would be $\mathfrak p_nB_{g'}$, and would not contain $z - x^n$. | |
| \medskip\noindent | |
| As a consequence we can answer (negatively) a question posed in | |
| \cite[Part I, Remarques (3.4.7) (\romannumeral 5)]{GruRay}. | |
| Here is a precise statement. | |
| \begin{lemma} | |
| \label{lemma-example-raynaud-gruson} | |
| There exists a local ring $A$, a finite type ring map $A \to B$ and a prime | |
| $\mathfrak q$ lying over $\mathfrak m_A$ such that $B_{\mathfrak q}$ is flat | |
| over $A$, and for any element $g \in B$, $g \not \in \mathfrak q$ | |
| the ring $B_g$ is neither finitely presented over $A$ nor flat over $A$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Finite type, flat and not of finite presentation} | |
| \label{section-finite-type-flat-not-finite-presentation} | |
| \noindent | |
| In this section we give some examples of ring maps and morphisms | |
| which are of finite type and flat but not of finite presentation. | |
| \medskip\noindent | |
| Let $R$ be a ring which has an ideal $I$ such that $R/I$ is a finite | |
| flat module but not projective, see | |
| Section \ref{section-finite-flat-not-projective} | |
| for an explicit example. Note that this means that $I$ is not | |
| finitely generated, see | |
| Algebra, Lemma \ref{algebra-lemma-finitely-generated-pure-ideal}. | |
| Note that $I = I^2$, see | |
| Algebra, Lemma \ref{algebra-lemma-pure}. | |
| The base ring in our examples will be | |
| $R$ and correspondingly the base scheme $S = \Spec(R)$. | |
| \medskip\noindent | |
| Consider the ring map $R \to R \oplus R/I\epsilon$ where | |
| $\epsilon^2 = 0$ by convention. This is a finite, flat | |
| ring map which is not of finite presentation. All the fibre rings | |
| are complete intersections and geometrically irreducible. | |
| \medskip\noindent | |
| Let $A = R[x, y]/(xy, ay; a \in I)$. Note that as an $R$-module | |
| we have $A = \bigoplus_{i \geq 0} Ry^i \oplus \bigoplus_{j > 0} R/Ix^j$. | |
| Hence $R \to A$ is a flat finite type ring map which is not of finite | |
| presentation. Each fibre ring | |
| is isomorphic to either $\kappa(\mathfrak p)[x, y]/(xy)$ | |
| or $\kappa(\mathfrak p)[x]$. | |
| \medskip\noindent | |
| We can turn the previous example into a projective morphism by | |
| taking $B = R[X_0, X_1, X_2]/(X_1X_2, aX_2; a \in I)$. | |
| In this case $X = \text{Proj}(B) \to S$ is a proper flat morphism | |
| which is not of finite presentation such that for each $s \in S$ | |
| the fibre $X_s$ is isomorphic either to $\mathbf{P}^1_s$ or to | |
| the closed subscheme of $\mathbf{P}^2_s$ defined by the vanishing of | |
| $X_1X_2$ (this is a projective nodal curve of arithmetic genus $0$). | |
| \medskip\noindent | |
| Let $M = R \oplus R \oplus R/I$. Set $B = \text{Sym}_R(M)$ the | |
| symmetric algebra on $M$. Set $X = \text{Proj}(B)$. | |
| Then $X \to S$ is a proper flat morphism, not of finite presentation | |
| such that for $s \in S$ the geometric fibre is isomorphic to either | |
| $\mathbf{P}^1_s$ or $\mathbf{P}^2_s$. In particular these fibres are | |
| smooth and geometrically irreducible. | |
| \begin{lemma} | |
| \label{lemma-finite-type-flat-not-finitely-presented} | |
| There exist examples of | |
| \begin{enumerate} | |
| \item a flat finite type ring map with geometrically irreducible | |
| complete intersection fibre rings which is not of finite presentation, | |
| \item a flat finite type ring map with geometrically connected, | |
| geometrically reduced, dimension 1, complete intersection fibre rings | |
| which is not of finite presentation, | |
| \item a proper flat morphism of schemes $X \to S$ each of whose fibres | |
| is isomorphic to either $\mathbf{P}^1_s$ or to the vanishing locus of | |
| $X_1X_2$ in $\mathbf{P}^2_s$ which is not of finite presentation, and | |
| \item a proper flat morphism of schemes $X \to S$ each of whose | |
| fibres is isomorphic to either $\mathbf{P}^1_s$ or $\mathbf{P}^2_s$ | |
| which is not of finite presentation. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Topology of a finite type ring map} | |
| \label{section-topology-finite-type} | |
| \noindent | |
| Let $A \to B$ be a local map of local domains. | |
| If $A$ is Noetherian, $A \to B$ is essentially of finite type, | |
| and $A/\mathfrak m_A \subset B/\mathfrak m_B$ is finite then there | |
| exists a prime $\mathfrak q \subset B$, $\mathfrak q \not = \mathfrak m_B$ | |
| such that $A \to B/\mathfrak q$ is the localization of a quasi-finite ring | |
| map. See | |
| More on Morphisms, Lemma | |
| \ref{more-morphisms-lemma-quasi-finite-quasi-section-meeting-nearby-open}. | |
| \medskip\noindent | |
| In this section we give an example that shows this result is false $A$ | |
| is no longer Noetherian. Namely, let $k$ be a field and set | |
| $$ | |
| A = \{a_0 + a_1 x + a_2 x^2 + \ldots \mid a_0 \in k, a_i \in k((y)) | |
| \text{ for }i\geq 1\} | |
| $$ | |
| and | |
| $$ | |
| C = \{a_0 + a_1 x + a_2 x^2 + \ldots \mid a_0 \in k[y], a_i \in k((y)) | |
| \text{ for }i\geq 1\}. | |
| $$ | |
| The inclusion $A \to C$ is of finite type as $C$ is generated by $y$ | |
| over $A$. We claim that $A$ is a local ring with maximal ideal | |
| $\mathfrak m = \{a_1 x + a_2 x^2 + \ldots \in A\}$ and no prime | |
| ideals besides $(0)$ and $\mathfrak m$. Namely, an element | |
| $f = a_0 + a_1 x + a_2 x^2 + \ldots$ of $A$ is invertible as soon as | |
| $a_0 \not = 0$. If $\mathfrak q \subset A$ is a nonzero prime ideal, | |
| and $f = a_i x^i + \ldots \in \mathfrak q$, then using properties of | |
| power series one sees that for any $g \in k((y))$ the element | |
| $g^{i + 1} x^{i + 1} \in \mathfrak q$, i.e., $gx \in \mathfrak q$. | |
| This proves that $\mathfrak q = \mathfrak m$. | |
| \medskip\noindent | |
| As to the spectrum of the ring $C$, arguing in the same way as above | |
| we see that any nonzero prime ideal contains the prime | |
| $\mathfrak p = \{a_1 x + a_2 x^2 + \ldots \in C\}$ which lies | |
| over $\mathfrak m$. Thus the only prime of $C$ which lies over | |
| $(0)$ is $(0)$. Set $\mathfrak m_C = yC + \mathfrak p$ and | |
| $B = C_{\mathfrak m_C}$. Then $A \to B$ is the desired example. | |
| \begin{lemma} | |
| \label{lemma-topology-finite-type} | |
| There exists a local homomorphism $A \to B$ of local domains which is | |
| essentially of finite type and such that $A/\mathfrak m_A \to B/\mathfrak m_B$ | |
| is finite such that for every prime | |
| $\mathfrak q \not = \mathfrak m_B$ of $B$ the ring map | |
| $A \to B/\mathfrak q$ is not the localization of a quasi-finite ring map. | |
| \end{lemma} | |
| \begin{proof} | |
| See the discussion above. | |
| \end{proof} | |
| \section{Pure not universally pure} | |
| \label{section-pure-not-universally} | |
| \noindent | |
| Let $k$ be a field. Let | |
| $$ | |
| R = k[[x, xy, xy^2, \ldots]] \subset k[[x, y]]. | |
| $$ | |
| In other words, a power series $f \in k[[x, y]]$ is in $R$ if and only | |
| if $f(0, y)$ is a constant. In particular $R[1/x] = k[[x, y]][1/x]$ | |
| and $R/xR$ is a local ring with a maximal ideal whose square | |
| is zero. Denote $R[y] \subset k[[x, y]]$ the set of power series | |
| $f \in k[[x, y]]$ such that $f(0, y)$ is a polynomial in $y$. Then | |
| $R \to R[y]$ is a finite type but not finitely presented ring map | |
| which induces an isomorphism after inverting $x$. Also there is a | |
| surjection $R[y]/xR[y] \to k[y]$ whose kernel has square zero. Consider | |
| the finitely presented ring map $R \to S = R[t]/(xt - xy)$. | |
| Again $R[1/x] \to S[1/x]$ is an isomorphism and in this case | |
| $S/xS \cong (R/xR)[t]/(xy)$ maps onto $k[t]$ with nilpotent kernel. | |
| There is a surjection $S \to R[y]$, $t \longmapsto y$ which induces | |
| an isomorphism on inverting $x$ and a surjection with nilpotent kernel | |
| modulo $x$. Hence the kernel of $S \to R[y]$ is locally nilpotent. | |
| In particular $S \to R[y]$ is a universal homeomorphism. | |
| \medskip\noindent | |
| First we claim that $S$ is an $S$-module which is relatively pure | |
| over $R$. Since on inverting $x$ we obtain an isomorphism we only need | |
| to check this at the maximal ideal $\mathfrak m \subset R$. Since | |
| $R$ is complete with respect to its maximal ideal it is henselian | |
| hence we need only check that every prime $\mathfrak p \subset R$, | |
| $\mathfrak p \not = \mathfrak m$, the unique prime $\mathfrak q$ | |
| of $S$ lying over $\mathfrak p$ satisfies | |
| $\mathfrak mS + \mathfrak q \not = S$. Since $\mathfrak p \not = \mathfrak m$ | |
| it corresponds to a unique prime ideal of $k[[x, y]][1/x]$. Hence | |
| either $\mathfrak p = (0)$ or $\mathfrak p = (f)$ for some | |
| irreducible element $f \in k[[x, y]]$ which is not associated to $x$ | |
| (here we use that $k[[x, y]]$ is a UFD -- insert future reference here). | |
| In the first case $\mathfrak q = (0)$ and the result is clear. In the | |
| second case we may multiply $f$ by a unit so that $f \in R[y]$ | |
| (Weierstrass preparation; details omitted). Then it is easy to see that | |
| $R[y]/fR[y] \cong k[[x, y]]/(f)$ hence $f$ defines a prime ideal | |
| of $R[y]$ and $\mathfrak mR[y] + fR[y] \not = R[y]$. | |
| Since $S \to R[y]$ is a universal homeomorphism we deduce the | |
| desired result for $S$ also. | |
| \medskip\noindent | |
| Second we claim that $S$ is not universally relatively pure over $R$. | |
| Namely, to see this it suffices to find a valuation ring | |
| $\mathcal{O}$ and a local ring map $R \to \mathcal{O}$ such that | |
| $\Spec(R[y] \otimes_R \mathcal{O}) \to \Spec(\mathcal{O})$ | |
| does not hit the closed point of $\Spec(\mathcal{O})$. | |
| Equivalently, we have to find $\varphi : R \to \mathcal{O}$ such that | |
| $\varphi(x) \not = 0$ and $v(\varphi(x)) > v(\varphi(xy))$ where $v$ | |
| is the valuation of $\mathcal{O}$. | |
| (Because this means that the valuation of $y$ is negative.) | |
| To do this consider the ring map | |
| $$ | |
| R | |
| \longrightarrow | |
| \{a_0 + a_1 x + a_2 x^2 + \ldots \mid a_0 \in k[y^{-1}], a_i \in k((y))\} | |
| $$ | |
| defined in the obvious way. We can find a valuation ring $\mathcal{O}$ | |
| dominating the localization of the right hand side at the maximal | |
| ideal $(y^{-1}, x)$ and we win. | |
| \begin{lemma} | |
| \label{lemma-pure-not-universally-pure} | |
| There exists a morphism of affine schemes of finite presentation | |
| $X \to S$ and an $\mathcal{O}_X$-module $\mathcal{F}$ of finite presentation | |
| such that $\mathcal{F}$ is pure relative to $S$, but not universally | |
| pure relative to $S$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A formally smooth non-flat ring map} | |
| \label{section-formally-smooth-nonflat} | |
| \noindent | |
| Let $k$ be a field. Consider the $k$-algebra $k[\mathbf{Q}]$. | |
| This is the $k$-algebra with basis $x_\alpha, \alpha \in \mathbf{Q}$ | |
| and multiplication determined by $x_\alpha x_\beta = x_{\alpha + \beta}$. | |
| (In particular $x_0 = 1$.) | |
| Consider the $k$-algebra homomorphism | |
| $$ | |
| k[\mathbf{Q}] \longrightarrow k, \quad | |
| x_\alpha \longmapsto 1. | |
| $$ | |
| It is surjective with kernel $J$ generated by the elements $x_\alpha - 1$. | |
| Let us compute $J/J^2$. Note that multiplication by $x_\alpha$ on $J/J^2$ | |
| is the identity map. Denote $z_\alpha$ the class of $x_\alpha - 1$ modulo | |
| $J^2$. These classes generate $J/J^2$. Since | |
| $$ | |
| (x_\alpha - 1)(x_\beta - 1) = x_{\alpha + \beta} - x_\alpha - x_\beta + 1 = | |
| (x_{\alpha + \beta} - 1) - (x_\alpha - 1) - (x_\beta - 1) | |
| $$ | |
| we see that $z_{\alpha + \beta} = z_\alpha + z_\beta$ in $J/J^2$. | |
| A general element of $J/J^2$ is of the form $\sum \lambda_\alpha z_\alpha$ | |
| with $\lambda_\alpha \in k$ (only finitely many nonzero). Note that if the | |
| characteristic of $k$ is $p > 0$ then | |
| $$ | |
| 0 = pz_{\alpha/p} = z_{\alpha/p} + \ldots + z_{\alpha/p} = z_\alpha | |
| $$ | |
| and we see that $J/J^2 = 0$. If the characteristic of $k$ is zero, then | |
| $$ | |
| J/J^2 = \mathbf{Q} \otimes_{\mathbf{Z}} k \cong k | |
| $$ | |
| (details omitted) is not zero. | |
| \medskip\noindent | |
| We claim that $k[\mathbf{Q}] \to k$ is a formally smooth ring map | |
| if the characteristic of $k$ is positive. Namely, suppose given a | |
| solid commutative diagram | |
| $$ | |
| \xymatrix{ | |
| k \ar[r] \ar@{..>}[rd] & A \\ | |
| k[\mathbf{Q}] \ar[u] \ar[r]^\varphi & A' \ar[u] | |
| } | |
| $$ | |
| with $A' \to A$ a surjection whose kernel $I$ has square zero. | |
| To show that $k[\mathbf{Q}] \to k$ is formally smooth we have to prove | |
| that $\varphi$ factors through $k$. Since $\varphi(x_\alpha - 1)$ maps | |
| to zero in $A$ we see that $\varphi$ induces a map | |
| $\overline{\varphi} : J/J^2 \to I$ whose vanishing is the obstruction | |
| to the desired factorization. Since $J/J^2 = 0$ if the characteristic | |
| is $p > 0$ we get the result we want, i.e., $k[\mathbf{Q}] \to k$ is | |
| formally smooth in this case. Finally, this ring map is not flat, for | |
| example as the nonzerodivisor $x_2 - 1$ is mapped to zero. | |
| \begin{lemma} | |
| \label{lemma-formally-smooth-nonflat} | |
| There exists a formally smooth ring map which is not flat. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A formally \'etale non-flat ring map} | |
| \label{section-formally-etale-nonflat} | |
| \noindent | |
| In this section we give a counterexample to the final sentence in | |
| \cite[0, Example 19.10.3(i)]{EGA} (this was not one of the items caught | |
| in their later errata lists). Consider $A \to A/J$ for a local ring $A$ | |
| and a nonzero proper ideal $J$ such that $J^2 = J$ (so $J$ isn't finitely | |
| generated); the valuation ring of an algebraically closed non-archimedean | |
| field with $J$ its maximal ideal is a source of such $(A, J)$. These | |
| non-flat quotient maps are formally \'etale. Namely, suppose given a | |
| commutative diagram | |
| $$ | |
| \xymatrix{ | |
| A/J \ar[r] & R/I \\ | |
| A \ar[u] \ar[r]^\varphi & R \ar[u] | |
| } | |
| $$ | |
| where $I$ is an ideal of the ring $R$ with $I^2 = 0$. Then $A \to R$ | |
| factors uniquely through $A/J$ because | |
| $$ | |
| \varphi(J) = \varphi(J^2) \subset (\varphi(J)A)^2 \subset I^2 = 0. | |
| $$ | |
| Hence this also provides a counterexample to the formally \'etale case | |
| of the ``structure theorem'' for locally finite type and formally \'etale | |
| morphisms in \cite[IV, Theorem 18.4.6(i)]{EGA} | |
| (but not a counterexample to part (ii), which | |
| is what people actually use in practice). The error in the proof of | |
| the latter is that the very last step of the proof is to invoke the incorrect | |
| \cite[0, Example 19.3.10(i)]{EGA}, | |
| which is how the counterexample just mentioned creeps in. | |
| \begin{lemma} | |
| \label{lemma-formally-etale-not-presented} | |
| There exist formally \'etale nonflat ring maps. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A formally \'etale ring map with nontrivial cotangent complex} | |
| \label{section-formally-etale-nontrivial-cotangent-complex} | |
| \noindent | |
| Let $k$ be a field. Consider the ring | |
| $$ | |
| R = k[\{x_n\}_{n \geq 1}, \{y_n\}_{n \geq 1}]/( | |
| x_1y_1, x_{nm}^m - x_n, y_{nm}^m - y_n) | |
| $$ | |
| Let $A$ be the localization at the maximal ideal generated by | |
| all $x_n, y_n$ and denote $J \subset A$ the maximal ideal. Set $B = A/J$. | |
| By construction $J^2 = J$ and hence $A \to B$ is formally \'etale (see | |
| Section \ref{section-formally-etale-nonflat}). | |
| We claim that the element $x_1 \otimes y_1$ is a nonzero | |
| element in the kernel of | |
| $$ | |
| J \otimes_A J \longrightarrow J. | |
| $$ | |
| Namely, $(A, J)$ is the colimit of the localizations | |
| $(A_n, J_n)$ of the rings | |
| $$ | |
| R_n = k[x_n, y_n]/(x_n^n y_n^n) | |
| $$ | |
| at their corresponding maximal ideals. Then | |
| $x_1 \otimes y_1$ corresponds to the element | |
| $x_n^n \otimes y_n^n \in J_n \otimes_{A_n} J_n$ and is nonzero | |
| (by an explicit computation which we omit). Since $\otimes$ commutes | |
| with colimits we conclude. By | |
| \cite[III Section 3.3]{cotangent} | |
| we see that $J$ is not weakly regular. Hence by | |
| \cite[III Proposition 3.3.3]{cotangent} | |
| we see that the cotangent complex $L_{B/A}$ is not zero. In fact, we can | |
| be more precise. We have $H_0(L_{B/A}) = \Omega_{B/A}$ and | |
| $H_1(L_{B/A}) = 0$ because $J/J^2 = 0$. But from the five-term exact sequence | |
| of Quillen's fundamental spectral sequence | |
| (see Cotangent, Remark \ref{cotangent-remark-elucidate-ss} or | |
| \cite[Corollary 8.2.6]{Reinhard}) | |
| and the nonvanishing of | |
| $\text{Tor}_2^A(B, B) = \Ker(J \otimes_A J \to J)$ we conclude that | |
| $H_2(L_{B/A})$ is nonzero. | |
| \begin{lemma} | |
| \label{lemma-formally-etale-nontrivial-cotangent-complex} | |
| There exists a formally \'etale surjective ring map $A \to B$ | |
| with $L_{B/A}$ not equal to zero. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Flat and formally unramified is not formally \'etale} | |
| \label{section-flat-formally-unramified-not-formally-etale} | |
| \noindent | |
| In More on Morphisms, Lemma | |
| \ref{more-morphisms-lemma-unramified-flat-formally-etale} | |
| it is shown that an unramified flat morphism of schemes $X \to S$ | |
| is formally \'etale. The goal of this section is to give two examples | |
| that illustrate that we cannot replace `unramified' by `formally unramified'. | |
| The first example exploits special properties of perfect rings, while the | |
| second example shows the result fails even for maps of Noetherian regular rings. | |
| \begin{lemma} | |
| \label{lemma-perfect-closure-polynomial-ring} | |
| Let $A = \mathbb{F}_p[T]$ be the polynomial ring in one variable over | |
| $\mathbb{F}_p$. Let $A_{perf}$ denote the perfect closure of $A$. | |
| Then $A \rightarrow A_{perf}$ is flat and formally unramified, | |
| but not formally \'etale. | |
| \end{lemma} | |
| \begin{proof} | |
| Note that under the Frobenius map $F_A : A \to A$, the target copy of $A$ | |
| is a free-module over the domain with basis $\{1, T, \dots, T^{p - 1}\}$. | |
| Thus, $F_A$ is faithfully flat, and consequently, so is | |
| $A \to A_{perf}$ since it is a colimit of faithfully flat maps. | |
| Since $A_{perf}$ is a perfect ring, the relative Frobenius | |
| $F_{A_{perf}/A}$ is a surjection. In other words, | |
| $A_{perf} = A[A_{perf}^p]$, which readily implies | |
| $\Omega_{A_{perf}/A} = 0$. Then | |
| $A \rightarrow A_{perf}$ is formally unramified by | |
| More on Morphisms, Lemma | |
| \ref{more-morphisms-lemma-formally-unramified-differentials} | |
| \medskip\noindent | |
| It suffices to show that $A \rightarrow A_{perf}$ | |
| is not formally smooth. Note that since $A$ is a | |
| smooth $\mathbb{F}_p$-algebra, the cotangent complex | |
| $L_{A/\mathbb{F}_P} \simeq \Omega_{A/\mathbb{F}_p}[0]$ | |
| is concentrated in degree $0$, see | |
| Cotangent, Lemma \ref{cotangent-lemma-when-projective}. Moreover, | |
| $L_{A_{perf}/\mathbb{F}_p} = 0$ in $D(A_{perf})$ | |
| by Cotangent, Lemma \ref{cotangent-lemma-perfect-zero}. | |
| Consider the distinguished triangle of cotangent complexes | |
| $$ | |
| L_{A/\mathbb{F}_p} \otimes_A A_{perf} \to | |
| L_{A_{perf}/\mathbb{F}_p} \to | |
| L_{A_{perf}/A} \to | |
| (L_{A/\mathbb{F}_p} \otimes_A A_{perf})[1] | |
| $$ | |
| in $D(A_{perf})$, see Cotangent, Section \ref{cotangent-section-triangle}. | |
| We find $L_{A_{perf}/A} = \Omega_{A/\mathbb{F}_p} \otimes_A A_{perf}[1]$, | |
| that is, $L_{A_{perf}/A}$ is equal to a free rank $1$ $A_{perf}$ | |
| module placed in degree $-1$. Thus $A \rightarrow A_{perf}$ | |
| is not formally smooth by | |
| More on Morphisms, Lemma \ref{more-morphisms-lemma-NL-formally-smooth} | |
| and | |
| Cotangent, Lemma \ref{cotangent-lemma-relation-with-naive-cotangent-complex}. | |
| \end{proof} | |
| \noindent | |
| The next example also involves rings of prime characteristic, but is perhaps | |
| a little more surprising. The drawback is that it requires more knowledge of | |
| characteristic $p$ phenomena than the previous example. Recall that we say a | |
| ring $A$ of prime characteristic is $F$-finite if the Frobenius map on $A$ | |
| is finite. | |
| \begin{lemma} | |
| \label{lemma-completion-etale} | |
| Let $(A, \mathfrak m, \kappa)$ be a Noetherian local ring of prime | |
| characteristic $p > 0$ such that $[\kappa : \kappa^p] < \infty$. | |
| Then the canonical map $A \to A^\wedge$ to the completion of $A$ | |
| is flat and formally unramified. However, if $A$ is regular but not | |
| excellent, then this map is not formally \'etale. | |
| \end{lemma} | |
| \begin{proof} | |
| Flatness of the completion is | |
| Algebra, Lemma \ref{algebra-lemma-completion-flat}. | |
| To show that the map is formally unramified, it | |
| suffices to show that $\Omega_{A^\wedge/A} = 0$, see | |
| Algebra, Lemma \ref{algebra-lemma-characterize-formally-unramified}. | |
| \medskip\noindent | |
| We sketch a proof. Choose $x_1, \ldots, x_r \in A$ which map to a $p$-basis | |
| $\overline{x}_1, \ldots, \overline{x}_r$ of $\kappa$, i.e., | |
| such that $\kappa$ is minimally generated by $\overline{x}_i$ over $\kappa^p$. | |
| Choose a minimal set of generators $y_1, \ldots, y_s$ of $\mathfrak m$. | |
| For each $n$ the elements $x_1, \ldots, x_r, y_1, \ldots, y_s$ generate | |
| $A/\mathfrak m^n$ over $(A/\mathfrak m^n)^p$ by Frobenius. | |
| Some details omitted. We conclude that $F : A^\wedge \to A^\wedge$ | |
| is finite. Hence $\Omega_{A^\wedge/A}$ is a finite $A^\wedge$-module. | |
| On the other hand, for any $a \in A^\wedge$ and $n$ we can find | |
| $a_0 \in A$ such that $a - a_0 \in \mathfrak m^nA^\wedge$. | |
| We conclude that $\text{d}(a) \in \bigcap \mathfrak m^n \Omega_{A^\wedge/A}$ | |
| which implies that $\text{d}(a)$ is zero by | |
| Algebra, Lemma \ref{algebra-lemma-intersect-powers-ideal-module-zero}. | |
| Thus $\Omega_{A^\wedge/A} = 0$. | |
| \medskip\noindent | |
| Suppose $A$ is regular. Then, using the Cohen structure theorem | |
| $x_1, \ldots, x_r, y_1, \ldots, y_s$ is a $p$-basis for the ring | |
| $A^\wedge$, i.e., we have | |
| $$ | |
| A^\wedge = \bigoplus\nolimits_{I, J} (A^\wedge)^p | |
| x_1^{i_1} \ldots x_r^{i_r} y_1^{j_1} \ldots y_s^{j_s} | |
| $$ | |
| with $I = (i_1, \ldots, i_r)$, $J = (j_1, \ldots, j_s)$ and | |
| $0 \leq i_a, j_b \leq p - 1$. Details omitted. In particular, we see that | |
| $\Omega_{A^\wedge}$ is a free $A^\wedge$-module with basis | |
| $\text{d}(x_1), \ldots, \text{d}(x_r), \text{d}(y_1), \ldots, \text{d}(y_s)$. | |
| \medskip\noindent | |
| Now if $A \to A^\wedge$ is formally \'etale or even just formally smooth, | |
| then we see that $\NL_{A^\wedge/A}$ has vanishing cohomology in degrees $-1, 0$ | |
| by Algebra, Proposition \ref{algebra-proposition-characterize-formally-smooth}. | |
| It follows from the Jacobi-Zariski sequence | |
| (Algebra, Lemma \ref{algebra-lemma-exact-sequence-NL}) for the ring | |
| maps $\mathbf{F}_p \to A \to A^\wedge$ that we get an isomorphism | |
| $\Omega_A \otimes_A A^\wedge \cong \Omega_{A^\wedge}$. | |
| Hence we find that $\Omega_A$ is free on | |
| $\text{d}(x_1), \ldots, \text{d}(x_r), \text{d}(y_1), \ldots, \text{d}(y_s)$. | |
| Looking at fraction fields and using that $A$ is normal | |
| we conclude that $a \in A$ is a $p$th power if and only if its image in | |
| $A^\wedge$ is a $p$th power (details omitted; use | |
| Algebra, Lemma \ref{algebra-lemma-derivative-zero-pth-power}). | |
| A second consequence is that the operators $\partial/\partial x_a$ and | |
| $\partial/\partial y_b$ are defined on $A$. | |
| \medskip\noindent | |
| We will show that the above lead to the conclusion that $A$ is finite | |
| over $A^p$ with $p$-basis $x_1, \ldots, x_r, y_1, \ldots, y_s$. | |
| This will contradict the non-excellency of $A$ by a result of | |
| Kunz, see \cite[Corollary 2.6]{Kun76}. | |
| Namely, say $a \in A$ and write | |
| $$ | |
| a = \sum\nolimits_{I, J} (a_{I, J})^p | |
| x_1^{i_1} \ldots x_r^{i_r} y_1^{j_1} \ldots y_s^{j_s} | |
| $$ | |
| with $a_{I, J} \in A^\wedge$. To finish the proof it suffices to | |
| show that $a_{I, J} \in A$. Applying the operator | |
| $$ | |
| (\partial/\partial x_1)^{p - 1} \ldots | |
| (\partial/\partial x_r)^{p - 1} | |
| (\partial/\partial y_1)^{p - 1} \ldots | |
| (\partial/\partial y_s)^{p - 1} | |
| $$ | |
| to both sides we conclude that $a_{I, J}^p \in A$ where | |
| $I = (p - 1, \ldots, p - 1)$ and $J = (p - 1, \ldots, p - 1)$. | |
| By our remark above, this also implies $a_{I, J} \in A$. | |
| After replacing $a$ by $a' = a - a_{I, J}^p x^I y^J$ | |
| we can use a $1$-order lower differential operators to get | |
| another coefficient $a_{I, J}$ to be in $A$. Etc. | |
| \end{proof} | |
| \begin{remark} | |
| \label{remark-reference-existence-regular-nonexcellent-rings} | |
| Non-excellent regular rings whose residue fields have a finite $p$-basis | |
| can be constructed even in the function field of $\mathbb{P}^2_k$, over a | |
| characteristic $p$ field $k = \overline{k}$. See | |
| \cite[$\mathsection 4.1$]{DS18}. | |
| \end{remark} | |
| \noindent | |
| The proof of Lemma \ref{lemma-completion-etale} actually shows a little more. | |
| \begin{lemma} | |
| \label{lemma-excellent-regular-local-rings} | |
| Let $(A, \mathfrak m, \kappa)$ be a regular local ring of characteristic | |
| $p > 0$. Suppose $[\kappa : \kappa^p] < \infty$. Then $A$ is excellent | |
| if and only if $A \to A^\wedge$ is formally \'etale. | |
| \end{lemma} | |
| \begin{proof} | |
| The backward implication follows from Lemma \ref{lemma-completion-etale}. | |
| For the forward implication, note that we already know from | |
| Lemma \ref{lemma-completion-etale} | |
| that $A \to A^\wedge$ is formally unramified or equivalently | |
| that $\Omega_{A^\wedge/A}$ is zero. | |
| Thus, it suffices to show that the completion map is formally smooth when | |
| $A$ is excellent. By N\'eron-Popescu | |
| desingularization $A \to A^\wedge$ can be written as a filtered | |
| colimit of smooth $A$-algebras | |
| (Smoothing Ring Maps, Theorem \ref{smoothing-theorem-popescu}). | |
| Hence $\NL_{A^\wedge/A}$ has vanishing cohomology in degree $-1$. | |
| Thus $A \to A^\wedge$ is formally smooth by Algebra, Proposition | |
| \ref{algebra-proposition-characterize-formally-smooth}. | |
| \end{proof} | |
| \section{Ideals generated by sets of idempotents and localization} | |
| \label{section-ideal-locally-idempotents} | |
| \noindent | |
| Let $R$ be a ring. Consider the ring | |
| $$ | |
| B(R) = R[x_n; n \in \mathbf{Z}]/(x_n(x_n - 1), x_nx_m; n \not = m) | |
| $$ | |
| It is easy to show that every prime $\mathfrak q \subset B(R)$ | |
| is either of the form | |
| $$ | |
| \mathfrak q = \mathfrak pB(R) + (x_n; n \in \mathbf{Z}) | |
| $$ | |
| or of the form | |
| $$ | |
| \mathfrak q = | |
| \mathfrak pB(R) + (x_n - 1) + (x_m; n \not = m, m \in \mathbf{Z}). | |
| $$ | |
| Hence we see that | |
| $$ | |
| \Spec(B(R)) = | |
| \Spec(R) \amalg \coprod\nolimits_{n \in \mathbf{Z}} \Spec(R) | |
| $$ | |
| where the topology is not just the disjoint union topology. It has the | |
| following properties: Each of the copies indexed by $n \in \mathbf{Z}$ | |
| is an open subscheme, namely it is the standard open $D(x_n)$. | |
| The "central" copy of $\Spec(R)$ is in the closure of the union | |
| of any infinitely many of the other copies of $\Spec(R)$. | |
| Note that this last copy of $\Spec(R)$ is cut out by the ideal | |
| $(x_n, n \in \mathbf{Z})$ which is generated by the idempotents $x_n$. | |
| Hence we see that if $\Spec(R)$ is connected, | |
| then the decomposition above is exactly the decomposition of | |
| $\Spec(B(R))$ into connected components. | |
| \medskip\noindent | |
| Next, let $A = \mathbf{C}[x, y]/((y - x^2 + 1)(y + x^2 - 1))$. | |
| The spectrum of $A$ consists of two irreducible components | |
| $C_1 = \Spec(A_1)$, $C_2 = \Spec(A_2)$ | |
| with $A_1 = \mathbf{C}[x, y]/(y - x^2 + 1)$ and | |
| $A_2 = \mathbf{C}[x, y]/(y + x^2 - 1)$. Note that these are | |
| parametrized by $(x, y) = (t, t^2 - 1)$ and $(x, y) = (t, -t^2 + 1)$ | |
| which meet in $P = (-1, 0)$ and $Q = (1, 0)$. We can make a twisted | |
| version of $B(A)$ where we glue $B(A_1)$ to $B(A_2)$ in the following | |
| way: Above $P$ we let $x_n \in B(A_1) \otimes \kappa(P)$ | |
| correspond to $x_n \in B(A_2) \otimes \kappa(P)$, but above $Q$ | |
| we let $x_n \in B(A_1) \otimes \kappa(Q)$ | |
| correspond to $x_{n + 1} \in B(A_2) \otimes \kappa(Q)$. | |
| Let $B^{twist}(A)$ denote the resulting $A$-algebra. | |
| Details omitted. By construction | |
| $B^{twist}(A)$ is Zariski locally over $A$ isomorphic to the untwisted | |
| version. Namely, this happens over both the principal open | |
| $\Spec(A) \setminus \{P\}$ | |
| and the principal open $\Spec(A) \setminus \{Q\}$. | |
| However, our choice of glueing produces enough "monodromy" such that | |
| $\Spec(B^{twist}(A))$ is connected (details omitted). | |
| Finally, there is a central copy of | |
| $\Spec(A) \to \Spec(B^{twist}(A))$ | |
| which gives a closed subscheme whose ideal is Zariski locally | |
| on $B^{twist}(A)$ cut out by ideals generated by idempotents, but | |
| not globally (as $B^{twist}(A)$ has no nontrivial idempotents). | |
| \begin{lemma} | |
| \label{lemma-not-generated-idempotents} | |
| There exists an affine scheme $X = \Spec(A)$ and a | |
| closed subscheme $T \subset X$ such that $T$ is Zariski locally | |
| on $X$ cut out by ideals generated by idempotents, but | |
| $T$ is not cut out by an ideal generated by idempotents. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. | |
| \end{proof} | |
| \section{A ring map which identifies local rings which is not ind-\'etale} | |
| \label{section-not-ind-etale} | |
| \noindent | |
| Note that the ring map $R \to B(R)$ constructed in | |
| Section \ref{section-ideal-locally-idempotents} is | |
| a colimit of finite products of copies of $R$. Hence $R \to B(R)$ | |
| is ind-Zariski, see | |
| Pro-\'etale Cohomology, Definition \ref{proetale-definition-ind-zariski}. | |
| Next, consider the ring map $A \to B^{twist}(A)$ | |
| constructed in Section \ref{section-ideal-locally-idempotents}. | |
| Since this ring map is Zariski locally on $\Spec(A)$ isomorphic to an | |
| ind-Zariski ring map $R \to B(R)$ we conclude that it identifies local rings | |
| (see Pro-\'etale Cohomology, Lemma \ref{proetale-lemma-ind-zariski-implies}). | |
| The discussion in Section \ref{section-ideal-locally-idempotents} | |
| shows there is a section | |
| $B^{twist}(A) \to A$ whose kernel is not generated by idempotents. | |
| Now, if $A \to B^{twist}(A)$ were ind-\'etale, i.e., | |
| $B^{twist}(A) = \colim A_i$ with $A \to A_i$ \'etale, | |
| then the kernel of $A_i \to A$ would be generated by an idempotent | |
| (Algebra, Lemmas \ref{algebra-lemma-map-between-etale} and | |
| \ref{algebra-lemma-surjective-flat-finitely-presented}). | |
| This would contradict the result mentioned above. | |
| \begin{lemma} | |
| \label{lemma-not-ind-etale} | |
| There is a ring map $A \to B$ which identifies local rings but | |
| which is not ind-\'etale. A fortiori it is not ind-Zariski. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Non flasque quasi-coherent sheaf associated to injective module} | |
| \label{section-nonflasque} | |
| \noindent | |
| For more examples of this type see \cite[Expos\'e II, Appendix I]{SGA6} | |
| where Illusie explains some examples due to Verdier. | |
| \medskip\noindent | |
| Consider the affine scheme $X = \Spec(A)$ where | |
| $$ | |
| A = k[x, y, z_1, z_2, \ldots]/(x^nz_n) | |
| $$ | |
| is the ring from | |
| Properties, Example \ref{properties-example-does-not-work-in-general}. | |
| Set $I = (x) \subset A$. Consider the quasi-compact open $U = D(x)$ of $X$. | |
| We have seen in loc.\ cit.\ that there is a section | |
| $s \in \mathcal{O}_X(U)$ which does not come from an $A$-module | |
| map $I^n \to A$ for any $n \geq 0$. | |
| \medskip\noindent | |
| Let $\alpha : A \to J$ be the embedding of $A$ into an injective $A$-module. | |
| Let $Q = J/\alpha(A)$ and denote $\beta : J \to Q$ the quotient map. | |
| We claim that the map | |
| $$ | |
| \Gamma(X, \widetilde{J}) | |
| \longrightarrow | |
| \Gamma(U, \widetilde{J}) | |
| $$ | |
| is not surjective. Namely, we claim that $\alpha(s)$ is not in the image. | |
| To see this, we argue by contradiction. So assume that $x \in J$ is an | |
| element which restricts to $\alpha(s)$ over $U$. Then $\beta(x) \in Q$ | |
| is an element which restricts to $0$ over $U$. Hence we know that | |
| $I^n\beta(x) = 0$ for some $n$, see | |
| Properties, | |
| Lemma \ref{properties-lemma-sections-over-quasi-compact-open-in-affine}. | |
| This implies that we get a morphism | |
| $\varphi : I^n \to A$, $h \mapsto \alpha^{-1}(hx)$. It is easy to see that | |
| this morphism $\varphi$ gives rise to the section $s$ via the map of | |
| Properties, | |
| Lemma \ref{properties-lemma-sections-over-quasi-compact-open-in-affine} | |
| which is a contradiction. | |
| \begin{lemma} | |
| \label{lemma-nonflasque} | |
| There exists an affine scheme $X = \Spec(A)$ and an injective | |
| $A$-module $J$ such that $\widetilde{J}$ is not a flasque sheaf on $X$. | |
| Even the restriction $\Gamma(X, \widetilde{J}) \to \Gamma(U, \widetilde{J})$ | |
| with $U$ a standard open need not be surjective. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. | |
| \end{proof} | |
| \noindent | |
| In fact, we can use a similar construction to get an example of an | |
| injective module whose associated quasi-coherent sheaf has nonzero | |
| cohomology over a quasi-compact open. Namely, we start with the ring | |
| $$ | |
| A = k[x, y, w_1, u_1, w_2, u_2, \ldots]/(x^nw_n, y^nu_n, u_n^2, w_n^2) | |
| $$ | |
| where $k$ is a field. Choose an injective map $A \to I$ where $I$ is an | |
| injective $A$-module. We claim that the element $1/xy$ in | |
| $A_{xy} \subset I_{xy}$ is not in the image of $I_x \oplus I_y \to I_{xy}$. | |
| Arguing by contradiction, suppose that | |
| $$ | |
| \frac{1}{xy} = \frac{i}{x^n} + \frac{j}{y^n} | |
| $$ | |
| for some $n \geq 1$ and $i, j \in I$. Clearing denominators we obtain | |
| $$ | |
| (xy)^{n + m - 1} = x^my^{n + m}i + x^{n + m}y^mj | |
| $$ | |
| for some $m \geq 0$. Multiplying with $u_{n + m}w_{n + m}$ we see | |
| that $u_{n + m}w_{n + m}(xy)^{n + m - 1} = 0$ in $A$ which is the | |
| desired contradiction. | |
| Let $U = D(x) \cup D(y) \subset X = \Spec(A)$. For any $A$-module | |
| $M$ we have an exact sequence | |
| $$ | |
| 0 \to H^0(U, \widetilde{M}) \to M_x \oplus M_y \to M_{xy} \to | |
| H^1(U, \widetilde{M}) \to 0 | |
| $$ | |
| by Mayer-Vietoris. We conclude that $H^1(U, \widetilde{I})$ is nonzero. | |
| \begin{lemma} | |
| \label{lemma-nonvanishing} | |
| There exists an affine scheme $X = \Spec(A)$ whose underlying | |
| topological space is Noetherian and an injective | |
| $A$-module $I$ such that $\widetilde{I}$ has nonvanishing $H^1$ | |
| on some quasi-compact open $U$ of $X$. | |
| \end{lemma} | |
| \begin{proof} | |
| See above. Note that $\Spec(A) = \Spec(k[x, y])$ as topological spaces. | |
| \end{proof} | |
| \section{A non-separated flat group scheme} | |
| \label{section-non-separated-group-scheme} | |
| \noindent | |
| Every group scheme over a field is separated, see | |
| Groupoids, Lemma \ref{groupoids-lemma-group-scheme-over-field-separated}. | |
| This is not true for group schemes over a base. | |
| \medskip\noindent | |
| Let $k$ be a field. Let $S = \Spec(k[x]) = \mathbf{A}^1_k$. | |
| Let $G$ be the affine line with $0$ doubled (see | |
| Schemes, Example \ref{schemes-example-affine-space-zero-doubled}) | |
| seen as a scheme over $S$. Thus a fibre of $G \to S$ is either a | |
| singleton or a set with two elements (one in $U$ and one in $V$). | |
| Thus we can endow these fibres with the structure of a group (by | |
| letting the element in $U$ be the zero of the group structure). | |
| More precisely, $G$ has two opens $U, V$ which map isomorphically | |
| to $S$ such that $U \cap V$ is mapped isomorphically to | |
| $S \setminus \{0\}$. Then | |
| $$ | |
| G \times_S G = U \times_S U \cup V \times_S U \cup | |
| U \times_S V \cup V \times_S V | |
| $$ | |
| where each piece is isomorphic to $S$. Hence we can define a multiplication | |
| $m : G \times_S G \to G$ as the unique $S$-morphism which maps the first | |
| and the last piece into $U$ and the two middle pieces into $V$. This matches | |
| the pointwise description given above. We omit the | |
| verification that this defines a group scheme structure. | |
| \begin{lemma} | |
| \label{lemma-non-separated-group-scheme} | |
| There exists a flat group scheme of finite type over the affine line | |
| which is not separated. | |
| \end{lemma} | |
| \begin{proof} | |
| See the discussion above. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-non-quasi-separated-group-scheme} | |
| There exists a flat group scheme of finite type over the infinite | |
| dimensional affine space which is not quasi-separated. | |
| \end{lemma} | |
| \begin{proof} | |
| The same construction as above can be carried out with the infinite dimensional | |
| affine space $S = \mathbf{A}^\infty_k = \Spec k[x_1, x_2, \ldots]$ as the base | |
| and the origin $0 \in S$ corresponding to the maximal ideal | |
| $(x_1, x_2, \ldots)$ as the closed point which is doubled in $G$. | |
| The resulting group scheme $G \rightarrow S$ is | |
| not quasi-separated as explained in | |
| Schemes, Example \ref{schemes-example-not-quasi-separated}. | |
| \end{proof} | |
| \section{A non-flat group scheme with flat identity component} | |
| \label{section-non-flat-group-scheme} | |
| \noindent | |
| Let $X \to S$ be a monomorphism of schemes. Let $G = S \amalg X$. | |
| Let $m : G \times_S G \to G$ be the $S$-morphism | |
| $$ | |
| G \times_S G = X \times_S X \amalg X \amalg X \amalg S | |
| \longrightarrow G = X \amalg S | |
| $$ | |
| which maps the summands $X \times_S X$ and $S$ into $S$ and | |
| maps the summands $X$ into $X$ by the identity morphism. | |
| This defines a group law. To see this we have to show that | |
| $m \circ (m \times \text{id}_G) = m \circ (\text{id}_G \times m)$ | |
| as maps $G \times_S G \times_S G \to G$. Decomposing | |
| $G \times_S G \times_S G$ into components as above, we see that | |
| we need to verify this for the restriction to each of the $8$-pieces. | |
| Each piece is isomorphic to either $S$, $X$, $X \times_S X$, or | |
| $X \times_S X \times_S X$. Moreover, both maps map these pieces | |
| to $S$, $X$, $S$, $X$ respectively. Having said this, the fact that | |
| $X \to S$ is a monomorphism implies that $X \times_S X \cong X$ | |
| and $X \times_S X \times_S X \cong X$ and that there is in each case | |
| exactly one $S$-morphism $S \to S$ or $X \to X$. Thus we see | |
| that $m \circ (m \times \text{id}_G) = m \circ (\text{id}_G \times m)$. | |
| Thus taking $X \to S$ to be any | |
| nonflat monomorphism of schemes (e.g., a closed immersion) | |
| we get an example of a group scheme | |
| over a base $S$ whose identity component is $S$ (hence flat) | |
| but which is not flat. | |
| \begin{lemma} | |
| \label{lemma-non-flat-group-scheme} | |
| There exists a group scheme $G$ over a base $S$ whose identity | |
| component is flat over $S$ but which is not flat over $S$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A non-separated group algebraic space over a field} | |
| \label{section-non-separated-group-space} | |
| \noindent | |
| Every group scheme over a field is separated, see | |
| Groupoids, Lemma \ref{groupoids-lemma-group-scheme-over-field-separated}. | |
| This is not true for group algebraic spaces over a field | |
| (but see end of this section for positive results). | |
| \medskip\noindent | |
| Let $k$ be a field of characteristic zero. | |
| Consider the algebraic space $G = \mathbf{A}^1_k/\mathbf{Z}$ from | |
| Spaces, Example \ref{spaces-example-affine-line-translation}. | |
| By construction $G$ is the fppf sheaf associated to the presheaf | |
| $$ | |
| T \longmapsto \Gamma(T, \mathcal{O}_T) / \mathbf{Z} | |
| $$ | |
| on the category of schemes over $k$. The obvious addition rule on the presheaf | |
| induces an addition $m : G \times G \to G$ which turns $G$ into a group | |
| algebraic space over $\Spec(k)$. Note that $G$ is not separated | |
| (and not even quasi-separated or locally separated). On the other hand | |
| $G \to \Spec(k)$ is of finite type! | |
| \begin{lemma} | |
| \label{lemma-non-separated-group-space} | |
| There exists a group algebraic space of finite type over a field | |
| which is not separated (and not even quasi-separated or locally separated). | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| Positive results: If the group algebraic space $G$ is either | |
| quasi-separated, or locally separated, or more generally a | |
| decent algebraic space, then $G$ is in fact separated, see | |
| More on Groupoids in Spaces, Lemma | |
| \ref{spaces-more-groupoids-lemma-group-scheme-over-field-separated}. | |
| Moreover, a finite type, separated group algebraic space over a | |
| field is in fact a scheme by More on Groupoids in Spaces, Lemma | |
| \ref{spaces-more-groupoids-lemma-group-space-scheme-locally-finite-type-over-k}. | |
| The idea of the proof is that the schematic locus is open dense, see | |
| Properties of Spaces, Proposition | |
| \ref{spaces-properties-proposition-locally-quasi-separated-open-dense-scheme} | |
| or | |
| Decent Spaces, Theorem \ref{decent-spaces-theorem-decent-open-dense-scheme}. | |
| By translating this open we see that | |
| every point of $G$ has an open neighbourhood which is a scheme. | |
| \section{Specializations between points in fibre \'etale morphism} | |
| \label{section-specializations-fibre-etale} | |
| \noindent | |
| If $f : X \to Y$ is an \'etale, or more generally a locally quasi-finite | |
| morphism of schemes, then there are no specializations between points of | |
| fibres, see | |
| Morphisms, Lemma \ref{morphisms-lemma-locally-quasi-finite-fibres}. | |
| However, for morphisms of algebraic spaces this doesn't hold in general. | |
| \medskip\noindent | |
| To give an example, let $k$ be a field. | |
| Set | |
| $$ | |
| P = k[u, u^{-1}, y, \{x_n\}_{n \in \mathbf{Z}}]. | |
| $$ | |
| Consider the action | |
| of $\mathbf{Z}$ on $P$ by $k$-algebra maps generated by the automorphism | |
| $\tau$ given by the rules $\tau(u) = u$, $\tau(y) = uy$, and | |
| $\tau(x_n) = x_{n + 1}$. For $d \geq 1$ set | |
| $I_d = ((1 - u^d)y, x_n - x_{n + d}, n \in \mathbf{Z})$. | |
| Then $V(I_d) \subset \Spec(P)$ is the fix point locus of $\tau^d$. | |
| Let $S \subset P$ be the multiplicative subset generated by $y$ and | |
| all $1 - u^d$, $d \in \mathbf{N}$. Then we | |
| see that $\mathbf{Z}$ acts freely on $U = \Spec(S^{-1}P)$. | |
| Let $X = U/\mathbf{Z}$ be the quotient algebraic space, see | |
| Spaces, Definition \ref{spaces-definition-quotient}. | |
| \medskip\noindent | |
| Consider the prime ideals $\mathfrak p_n = (x_n, x_{n + 1}, \ldots)$ in | |
| $S^{-1}P$. Note that $\tau(\mathfrak p_n) = \mathfrak p_{n + 1}$. | |
| Hence each of these define point $\xi_n \in U$ whose image in $X$ is | |
| the same point $x$ of $X$. Moreover we have the specializations | |
| $$ | |
| \ldots \leadsto \xi_n \leadsto \xi_{n - 1} \leadsto \ldots | |
| $$ | |
| We conclude that $U \to X$ is an example of the promised type. | |
| \begin{lemma} | |
| \label{lemma-specializations-fibre-etale} | |
| There exists an \'etale morphism of algebraic spaces $f : X \to Y$ | |
| and a nontrivial specialization of points $x \leadsto x'$ in $|X|$ with | |
| $f(x) = f(x')$ in $|Y|$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A torsor which is not an fppf torsor} | |
| \label{section-torsor-not-fppf} | |
| \noindent | |
| In | |
| Groupoids, Remark \ref{groupoids-remark-fun-with-torsors} | |
| we raise the question whether any $G$-torsor is a $G$-torsor for the | |
| fppf topology. In this section we show that this is not always the case. | |
| \medskip\noindent | |
| Let $k$ be a field. All schemes and stacks are over $k$ in what follows. | |
| Let $G \to \Spec(k)$ be the group scheme | |
| $$ | |
| G = (\mu_{2, k})^\infty = | |
| \mu_{2, k} \times_k \mu_{2, k} \times_k \mu_{2, k} \times_k \ldots = | |
| \lim_n (\mu_{2, k})^n | |
| $$ | |
| where $\mu_{2, k}$ is the group scheme of second roots of unity over | |
| $\Spec(k)$, see | |
| Groupoids, Example \ref{groupoids-example-roots-of-unity}. | |
| As an inverse limit of affine schemes we see that $G$ is an affine group | |
| scheme. In fact it is the spectrum of the ring | |
| $k[t_1, t_2, t_3, \ldots]/(t_i^2 - 1)$. The multiplication map | |
| $m : G \times_k G \to G$ is on the algebra level given by | |
| $t_i \mapsto t_i \otimes t_i$. | |
| \medskip\noindent | |
| We claim that any $G$-torsor over $k$ is of the form | |
| $$ | |
| P = \Spec(k[x_1, x_2, x_3, \ldots]/(x_i^2 - a_i)) | |
| $$ | |
| for certain $a_i \in k^*$ and with $G$-action $G \times_k P \to P$ | |
| given by $x_i \to t_i \otimes x_i$ on the algebra level. | |
| We omit the proof. | |
| Actually for the example we only need that $P$ is a $G$-torsor | |
| which is clear since over $k' = k(\sqrt{a_1}, \sqrt{a_2}, \ldots)$ | |
| the scheme $P$ becomes isomorphic to $G$ in a $G$-equivariant manner. | |
| Note that $P$ is trivial if and only if $k' = k$ since if | |
| $P$ has a $k$-rational point then all of the $a_i$ are squares. | |
| \medskip\noindent | |
| We claim that $P$ is an fppf torsor if and only if the field extension | |
| $k' = k(\sqrt{a_1}, \sqrt{a_2}, \ldots)/k$ is finite. | |
| If $k'$ is finite over $k$, then | |
| $\{\Spec(k') \to \Spec(k)\}$ | |
| is an fppf covering which trivializes $P$ and we see that $P$ is indeed | |
| an fppf torsor. Conversely, suppose that $P$ is an fppf $G$-torsor. | |
| This means that there exists an fppf covering | |
| $\{S_i \to \Spec(k)\}$ such that each $P_{S_i}$ is trivial. | |
| Pick an $i$ such that $S_i$ is not empty. Let $s \in S_i$ be a closed | |
| point. By | |
| Varieties, Lemma \ref{varieties-lemma-locally-finite-type-Jacobson} | |
| the field extension $\kappa(s)/k$ is finite, and by construction | |
| $P_{\kappa(s)}$ has a $\kappa(s)$-rational point. Thus we see that | |
| $k \subset k' \subset \kappa(s)$ and $k'$ is finite over $k$. | |
| \medskip\noindent | |
| To get an explicit example take $k = \mathbf{Q}$ and $a_i = i$ | |
| for example (or $a_i$ is the $i$th prime if you like). | |
| \begin{lemma} | |
| \label{lemma-torsors-principal-spaces-not-equal} | |
| Let $S$ be a scheme. Let $G$ be a group scheme over $S$. | |
| The stack $G\textit{-Principal}$ classifying principal homogeneous $G$-spaces | |
| (see Examples of Stacks, Subsection | |
| \ref{examples-stacks-subsection-principal-homogeneous-spaces}) | |
| and the stack $G\textit{-Torsors}$ classifying fppf $G$-torsors | |
| (see Examples of Stacks, Subsection | |
| \ref{examples-stacks-subsection-fppf-torsors}) | |
| are not equivalent in general. | |
| \end{lemma} | |
| \begin{proof} | |
| The discussion above shows that the functor | |
| $G\textit{-Torsors} \to G\textit{-Principal}$ isn't essentially | |
| surjective in general. | |
| \end{proof} | |
| \section{Stack with quasi-compact flat covering which is not algebraic} | |
| \label{section-not-algebraic-stack} | |
| \noindent | |
| In this section we briefly describe an example due to Brian Conrad. | |
| You can find the example online at | |
| \href{https://mathoverflow.net/questions/15082/fpqc-covers-of-stacks/15269#15269}{this location}. | |
| Our example is slightly different. | |
| \medskip\noindent | |
| Let $k$ be an algebraically closed field. | |
| All schemes and stacks are over $k$ in what follows. | |
| Let $G \to \Spec(k)$ be an affine group scheme. | |
| In Examples of Stacks, | |
| Lemma \ref{examples-stacks-lemma-classifying-stacks} | |
| we have given several different equivalent ways to view | |
| $\mathcal{X} = [\Spec(k)/G]$ as a stack in groupoids over | |
| $(\Sch/\Spec(k))_{fppf}$. In particular $\mathcal{X}$ classifies | |
| fppf $G$-torsors. More precisely, a $1$-morphism $T \to \mathcal{X}$ | |
| corresponds to an fppf $G_T$-torsor $P$ over $T$ and $2$-arrows | |
| correspond to isomorphisms of torsors. It follows that | |
| the diagonal $1$-morphism | |
| $$ | |
| \Delta : | |
| \mathcal{X} | |
| \longrightarrow | |
| \mathcal{X} \times_{\Spec(k)} \mathcal{X} | |
| $$ | |
| is representable and affine. Namely, given any pair | |
| of fppf $G_T$-torsors $P_1, P_2$ over a scheme $T/k$ the | |
| scheme $\mathit{Isom}(P_1, P_2)$ is affine over $T$. | |
| The trivial $G$-torsor over $\Spec(k)$ defines a $1$-morphism | |
| $$ | |
| f : \Spec(k) \longrightarrow \mathcal{X}. | |
| $$ | |
| We claim that this is a surjective $1$-morphism. The reason is simply | |
| that by definition for any $1$-morphism $T \to \mathcal{X}$ there exists | |
| a fppf covering $\{T_i \to T\}$ such that $P_{T_i}$ is isomorphic | |
| to the trivial $G_{T_i}$-torsor. Hence the compositions | |
| $T_i \to T \to \mathcal{X}$ factor through $f$. Thus it is clear that | |
| the projection $T \times_\mathcal{X} \Spec(k) \to T$ | |
| is surjective (which is how we define the property that $f$ is surjective, see | |
| Algebraic Stacks, | |
| Definition \ref{algebraic-definition-relative-representable-property}). | |
| In a similar way you show that $f$ is quasi-compact and flat (details omitted). | |
| We also record here the observation that | |
| $$ | |
| \Spec(k) \times_\mathcal{X} \Spec(k) \cong G | |
| $$ | |
| as schemes over $k$. | |
| \medskip\noindent | |
| Suppose there exists a surjective smooth morphism | |
| $p : U \to \mathcal{X}$ where $U$ is a scheme. | |
| Consider the fibre product | |
| $$ | |
| \xymatrix{ | |
| W \ar[d] \ar[r] & U \ar[d] \\ | |
| \Spec(k) \ar[r] & \mathcal{X} | |
| } | |
| $$ | |
| Then we see that $W$ is a nonempty smooth scheme over $k$ which | |
| hence has a $k$-point. This means that we can factor $f$ through $U$. | |
| Hence we obtain | |
| $$ | |
| G \cong | |
| \Spec(k) \times_\mathcal{X} \Spec(k) \cong | |
| (\Spec(k) \times_k \Spec(k)) | |
| \times_{(U \times_k U)} | |
| (U \times_\mathcal{X} U) | |
| $$ | |
| and since the projections $U \times_\mathcal{X} U \to U$ were | |
| assumed smooth we conclude that | |
| $U \times_\mathcal{X} U \to U \times_k U$ is | |
| locally of finite type, see | |
| Morphisms, Lemma \ref{morphisms-lemma-permanence-finite-type}. | |
| It follows that in this case $G$ is locally of finite type over $k$. | |
| Altogether we have proved the following lemma (which can be | |
| significantly generalized). | |
| \begin{lemma} | |
| \label{lemma-BG-algebraic} | |
| Let $k$ be a field. Let $G$ be an affine group scheme over $k$. | |
| If the stack $[\Spec(k)/G]$ has a smooth covering by a | |
| scheme, then $G$ is of finite type over $k$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| To get an explicit example as in the title of this section, take for example | |
| $G = (\mu_{2, k})^\infty$ the group scheme of | |
| Section \ref{section-torsor-not-fppf}, which is not locally of finite type | |
| over $k$. By the discussion above we see that | |
| $\mathcal{X} = [\Spec(k)/G]$ has properties (1) and (2) of | |
| Algebraic Stacks, Definition \ref{algebraic-definition-algebraic-stack}, | |
| but not property (3). Hence $\mathcal{X}$ is not an algebraic stack. | |
| On the other hand, there does exist a scheme $U$ and a surjective, | |
| flat, quasi-compact morphism $U \to \mathcal{X}$, namely the morphism | |
| $f : \Spec(k) \to \mathcal{X}$ we studied above. | |
| \section{Limit preserving on objects, not limit preserving} | |
| \label{section-limit-preserving} | |
| \noindent | |
| Let $S$ be a nonempty scheme. Let $\mathcal{G}$ be an injective abelian sheaf | |
| on $(\Sch/S)_{fppf}$. We obtain a stack in groupoids | |
| $$ | |
| \mathcal{G}\textit{-Torsors} \longrightarrow (\Sch/S)_{fppf} | |
| $$ | |
| over $S$, see Examples of Stacks, Lemma | |
| \ref{examples-stacks-lemma-torsors-sheaf-stack-in-groupoids}. | |
| This stack is limit preserving on objects over $(\Sch/S)_{fppf}$ (see | |
| Criteria for Representability, Section \ref{criteria-section-limit-preserving}) | |
| because every $\mathcal{G}$-torsor is trivial. On the other hand, | |
| $\mathcal{G}\textit{-Torsors}$ is in general not limit preserving (see | |
| Artin's Axioms, Definition \ref{artin-definition-limit-preserving}) | |
| as $\mathcal{G}$ need not be limit preserving as a sheaf. For example, | |
| take any nonzero injective sheaf $\mathcal{I}$ and set | |
| $\mathcal{G} = \prod_{n \in \mathbf{Z}} \mathcal{I}$ to get an | |
| example. | |
| \begin{lemma} | |
| \label{lemma-limit-preserving-on-objects-not-limit-preserving} | |
| Let $S$ be a nonempty scheme. There exists a stack in groupoids | |
| $p : \mathcal{X} \to (\Sch/S)_{fppf}$ | |
| such that $p$ is limit preserving on objects, but $\mathcal{X}$ is not | |
| limit preserving. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A non-algebraic classifying stack} | |
| \label{section-non-algebraic} | |
| \noindent | |
| Let $S = \Spec(\mathbf{F}_p)$ and let $\mu_p$ denote the | |
| group scheme of $p$th roots of unity over $S$. In | |
| Groupoids in Spaces, Section \ref{spaces-groupoids-section-stacks} | |
| we have introduced the quotient stack $[S/\mu_p]$ and in | |
| Examples of Stacks, Section \ref{examples-stacks-section-group-quotient-stacks} | |
| we have shown $[S/\mu_p]$ is the classifying stack for | |
| fppf $\mu_p$-torsors: Given a scheme $T$ over $S$ the category | |
| $\Mor_S(T, [S/\mu_p])$ is canonically equivalent to the | |
| category of fppf $\mu_p$-torsors over $T$. Finally, in | |
| Criteria for Representability, Theorem | |
| \ref{criteria-theorem-flat-groupoid-gives-algebraic-stack} | |
| we have seen that $[S/\mu_p]$ is an algebraic stack. | |
| \medskip\noindent | |
| Now we can ask the question: ``How about the category fibred in groupoids | |
| $\mathcal{S}$ classifying \'etale $\mu_p$-torsors?'' (In other words | |
| $\mathcal{S}$ is a category over $\Sch/S$ whose fibre category over a | |
| scheme $T$ is the category of \'etale $\mu_p$-torsors over $T$.) | |
| \medskip\noindent | |
| The first objection is that this isn't a stack for the fppf topology, | |
| because descent for objects isn't going to hold. For example the | |
| $\mu_p$-torsor $\Spec(\mathbf{F}_p(t)[x]/(x^p - t))$ over | |
| $T = \Spec(\mathbf{F}_p(T))$ is fppf locally trivial, but | |
| not \'etale locally trivial. | |
| \medskip\noindent | |
| A fix for this first problem is to work with the \'etale topology and | |
| in this case descent for objects does work. Indeed it is true that | |
| $\mathcal{S}$ is a stack in groupoids over $(\Sch/S)_\etale$. | |
| Moreover, it is also the case that the diagonal | |
| $\Delta : \mathcal{S} \to \mathcal{S} \times \mathcal{S}$ | |
| is representable (by schemes). This is true because given two | |
| $\mu_p$-torsors (whether they be \'etale locally trivial or not) | |
| the sheaf of isomorphisms between them is representable by a scheme. | |
| \medskip\noindent | |
| Thus we can finally ask if there exists a scheme $U$ and a smooth | |
| and surjective $1$-morphism $U \to \mathcal{S}$. We will show in two | |
| ways that this is impossible: by a direct argument (which we advise | |
| the reader to skip) and by an argument using a general result. | |
| \medskip\noindent | |
| Direct argument (sketch): Note that the $1$-morphism | |
| $\mathcal{S} \to \Spec(\mathbf{F}_p)$ satisfies the | |
| infinitesimal lifting criterion for formal smoothness. | |
| This is true because given a first order infinitesimal thickening | |
| of schemes $T \to T'$ the kernel of $\mu_p(T') \to \mu_p(T)$ | |
| is isomorphic to the sections of the ideal sheaf of $T$ in $T'$, and | |
| hence $H^1_\etale(T, \mu_p) = H^1_\etale(T', \mu_p)$. | |
| Moreover, $\mathcal{S}$ is a limit preserving stack. Hence | |
| if $U \to \mathcal{S}$ is smooth, then $U \to \Spec(\mathbf{F}_p)$ | |
| is limit preserving and satisfies the | |
| infinitesimal lifting criterion for formal smoothness. | |
| This implies that $U$ is smooth over $\mathbf{F}_p$. | |
| In particular $U$ is reduced, hence $H^1_\etale(U, \mu_p) = 0$. | |
| Thus $U \to \mathcal{S}$ factors as | |
| $U \to \Spec(\mathbf{F}_p) \to \mathcal{S}$ | |
| and the first arrow is smooth. By descent of smoothness, we see | |
| that $U \to \mathcal{S}$ being smooth would imply | |
| $\Spec(\mathbf{F}_p) \to \mathcal{S}$ is smooth. However, this | |
| is not the case as | |
| $\Spec(\mathbf{F}_p) \times_\mathcal{S} \Spec(\mathbf{F}_p)$ | |
| is $\mu_p$ which is not smooth over $\Spec(\mathbf{F}_p)$. | |
| \medskip\noindent | |
| Structural argument: In | |
| Criteria for Representability, Section \ref{criteria-section-stacks-etale} | |
| we have seen that we can think of algebraic stacks as those | |
| stacks in groupoids for the \'etale topology with diagonal | |
| representable by algebraic spaces having a smooth covering. | |
| Hence if a smooth surjective $U \to \mathcal{S}$ exists then | |
| $\mathcal{S}$ is an algebraic stack, and in particular satisfies | |
| descent in the fppf topology. But we've seen above that $\mathcal{S}$ | |
| does not satisfies descent in the fppf topology. | |
| \medskip\noindent | |
| Loosely speaking the arguments above show that the classifying | |
| stack in the \'etale topology for \'etale locally trivial torsors | |
| for a group scheme $G$ over a base $B$ is algebraic if and only | |
| if $G$ is smooth over $B$. One of the advantages of working with | |
| the fppf topology is that it suffices to assume that $G \to B$ | |
| is flat and locally of finite presentation. In fact the quotient | |
| stack (for the fppf topology) $[B/G]$ is algebraic if and only | |
| if $G \to B$ is flat and locally of finite presentation, see | |
| Criteria for Representability, Lemma \ref{criteria-lemma-BG-algebraic}. | |
| \section{Sheaf with quasi-compact flat covering which is not algebraic} | |
| \label{section-not-algebraic} | |
| \noindent | |
| Consider the functor $F = (\mathbf{P}^1)^\infty$, i.e., for a scheme $T$ | |
| the value $F(T)$ is the set of $f = (f_1, f_2, f_3, \ldots)$ where each | |
| $f_i : T \to \mathbf{P}^1$ is a morphism of schemes. Note that | |
| $\mathbf{P}^1$ satisfies the sheaf property for fpqc coverings, see | |
| Descent, Lemma \ref{descent-lemma-fpqc-universal-effective-epimorphisms}. | |
| A product of sheaves is a sheaf, so $F$ also satisfies the sheaf property for | |
| the fpqc topology. The diagonal of $F$ is representable: if $f : T \to F$ | |
| and $g : S \to F$ are morphisms, then $T \times_F S$ is the scheme theoretic | |
| intersection of the closed subschemes $T \times_{f_i, \mathbf{P}^1, g_i} S$ | |
| inside the scheme $T \times S$. Consider the group scheme $\text{SL}_2$ which | |
| comes with a surjective smooth affine morphism $\text{SL}_2 \to \mathbf{P}^1$. | |
| Next, consider $U = (\text{SL}_2)^\infty$ with its canonical (product) morphism | |
| $U \to F$. Note that $U$ is an affine scheme. We claim the morphism | |
| $U \to F$ is flat, surjective, and universally open. Namely, suppose | |
| $f : T \to F$ is a morphism. Then $Z = T \times_F U$ is the infinite | |
| fibre product of the schemes $Z_i = T \times_{f_i, \mathbf{P}^1} \text{SL}_2$ | |
| over $T$. Each of the morphisms $Z_i \to T$ is surjective smooth and | |
| affine which implies that | |
| $$ | |
| Z = Z_1 \times_T Z_2 \times_T Z_3 \times_T \ldots | |
| $$ | |
| is a scheme flat and affine over $Z$. A simple limit argument shows that | |
| $Z \to T$ is open as well. | |
| \medskip\noindent | |
| On the other hand, we claim that $F$ isn't an algebraic space. | |
| Namely, if $F$ where an algebraic space it would be a quasi-compact | |
| and separated (by our description of fibre products over $F$) algebraic | |
| space. Hence cohomology of quasi-coherent sheaves would vanish above a | |
| certain cutoff (see | |
| Cohomology of Spaces, Proposition \ref{spaces-cohomology-proposition-vanishing} | |
| and remarks preceding it). But clearly by taking the pullback | |
| of $\mathcal{O}(-2, -2, \ldots, -2)$ under the projection | |
| $$ | |
| (\mathbf{P}^1)^\infty \longrightarrow (\mathbf{P}^1)^n | |
| $$ | |
| (which has a section) we can obtain a quasi-coherent sheaf whose cohomology | |
| is nonzero in degree $n$. Altogether we obtain an answer to a question asked | |
| by Anton Geraschenko on mathoverflow. | |
| \begin{lemma} | |
| \label{lemma-not-algebraic} | |
| There exists a functor $F : \Sch^{opp} \to \textit{Sets}$ | |
| which satisfies the sheaf condition for the fpqc topology, has representable | |
| diagonal $\Delta : F \to F \times F$, and such that there exists a | |
| surjective, flat, universally open, quasi-compact morphism | |
| $U \to F$ where $U$ is a scheme, but such that $F$ is not an algebraic space. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Sheaves and specializations} | |
| \label{section-sheaves} | |
| \noindent | |
| In the following we fix a big \'etale site $\Sch_\etale$ | |
| as constructed in | |
| Topologies, Definition \ref{topologies-definition-big-etale-site}. | |
| Moreover, a scheme will be an object of this site. | |
| Recall that if $x, x'$ are points of a scheme $X$ we say $x$ is a | |
| {\it specialization} of $x'$ or we write $x' \leadsto x$ if | |
| $x \in \overline{\{x'\}}$. This is true in particular if $x = x'$. | |
| \medskip\noindent | |
| Consider the functor $F : \Sch_\etale \to \textit{Ab}$ | |
| defined by the following rules: | |
| $$ | |
| F(X) = \prod\nolimits_{x \in X} | |
| \prod\nolimits_{x' \in X, x' \leadsto x, x' \not = x} | |
| \mathbf{Z}/2\mathbf{Z} | |
| $$ | |
| Given a scheme $X$ we denote $|X|$ the underlying set of points. | |
| An element $a \in F(X)$ will be viewed as a map of sets | |
| $|X| \times |X| \to \mathbf{Z}/2\mathbf{Z}$, $(x, x') \mapsto a(x, x')$ | |
| which is zero if $x = x'$ or if $x$ is not a specialization of $x'$. | |
| Given a morphism of schemes $f : X \to Y$ we define | |
| $$ | |
| F(f) : F(Y) \longrightarrow F(X) | |
| $$ | |
| by the rule that for $b \in F(Y)$ we set | |
| $$ | |
| F(f)(b)(x, x') = | |
| \left\{ | |
| \begin{matrix} | |
| 0 & \text{if }x\text{ is not a specialization of }x' \\ | |
| b(f(x), f(x')) & \text{else.} | |
| \end{matrix} | |
| \right. | |
| $$ | |
| Note that this really does define an element of $F(X)$. We claim that if | |
| $f : X \to Y$ and $g : Y \to Z$ are composable morphisms then | |
| $F(f) \circ F(g) = F(g \circ f)$. Namely, let $c \in F(Z)$ and let | |
| $x' \leadsto x$ be a specialization of points in $X$, then | |
| $$ | |
| F(g \circ f)(x, x') = c(g(f(x)), g(f(x'))) = F(g)(F(f)(c))(x, x') | |
| $$ | |
| because $f(x') \leadsto f(x)$. (This also works if $f(x) = f(x')$.) | |
| \medskip\noindent | |
| Let $G$ be the sheafification of $F$ in the \'etale topology. | |
| \medskip\noindent | |
| I claim that if $X$ is a scheme and $x' \leadsto x$ is a specialization | |
| and $x' \not = x$, then $G(X) \not = 0$. Namely, let $a \in F(X)$ be | |
| an element such that when we think of $a$ as a function | |
| $|X| \times |X| \to \mathbf{Z}/2\mathbf{Z}$ it is nonzero at $(x, x')$. | |
| Let $\{f_i : U_i \to X\}$ be an \'etale covering of $X$. Then we can pick an | |
| $i$ and a point $u_i \in U_i$ with $f_i(u_i) = x$. Since generalizations | |
| lift along flat morphisms (see | |
| Morphisms, Lemma \ref{morphisms-lemma-generalizations-lift-flat}) | |
| we can find a specialization $u'_i \leadsto u_i$ | |
| with $f_i(u'_i) = x'$. By our construction above we see that | |
| $F(f_i)(a) \not = 0$. Hence $a$ determines a nonzero element of $G(X)$. | |
| \medskip\noindent | |
| Note that if $X = \Spec(k)$ where $k$ is a field (or more generally | |
| a ring all of whose prime ideals are maximal), then $F(X) = 0$ | |
| and for every \'etale morphism $U \to X$ we have $F(U) = 0$ because there | |
| are no specializations between distinct points in fibres of an \'etale | |
| morphism. Hence $G(X) = 0$. | |
| \medskip\noindent | |
| Suppose that $X \subset X'$ is a thickening, see | |
| More on Morphisms, Definition \ref{more-morphisms-definition-thickening}. | |
| Then the category of schemes \'etale over $X'$ is equivalent to the | |
| category of schemes \'etale over $X$ by the base change functor | |
| $U' \mapsto U = U' \times_{X'} X$, see | |
| \'Etale Cohomology, | |
| Theorem \ref{etale-cohomology-theorem-topological-invariance}. | |
| Since it is always the case that $F(U) = F(U')$ in this situation | |
| we see that also $G(X) = G(X')$. | |
| \medskip\noindent | |
| As a variant we can consider the presheaf $F_n$ which associates | |
| to a scheme $X$ the collection of maps | |
| $a : |X|^{n + 1} \to \mathbf{Z}/2\mathbf{Z}$ where $a(x_0, \ldots, x_n)$ | |
| is nonzero only if $x_n \leadsto \ldots \leadsto x_0$ is a sequence of | |
| specializations and $x_n \not = x_{n - 1} \not = \ldots \not = x_0$. | |
| Let $G_n$ be the sheaf associated to $F_n$. | |
| In exactly the same way as above one shows that $G_n$ is nonzero | |
| if $\dim(X) \geq n$ and is zero if $\dim(X) < n$. | |
| \begin{lemma} | |
| \label{lemma-sheaf-zero-on-low-dimension} | |
| There exists a sheaf of abelian groups $G$ on | |
| $\Sch_\etale$ with the following properties | |
| \begin{enumerate} | |
| \item $G(X) = 0$ whenever $\dim(X) < n$, | |
| \item $G(X)$ is not zero if $\dim(X) \geq n$, and | |
| \item if $X \subset X'$ is a thickening, then $G(X) = G(X')$. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| See the discussion above. | |
| \end{proof} | |
| \begin{remark} | |
| \label{remark-specialization} | |
| Here are some remarks: | |
| \begin{enumerate} | |
| \item The presheaves $F$ and $F_n$ are separated presheaves. | |
| \item It turns out that $F$, $F_n$ are not sheaves. | |
| \item One can show that $G$, $G_n$ is actually a sheaf for the fppf topology. | |
| \end{enumerate} | |
| We will prove these results if we need them. | |
| \end{remark} | |
| \section{Sheaves and constructible functions} | |
| \label{section-constructible-functions} | |
| \noindent | |
| In the following we fix a big \'etale site $\Sch_\etale$ as constructed in | |
| Topologies, Definition \ref{topologies-definition-big-etale-site}. | |
| Moreover, a scheme will be an object of this site. | |
| In this section we say that a {\it constructible partition} | |
| of a scheme $X$ is a locally finite disjoint union decomposition | |
| $X = \coprod_{i \in I} X_i$ such that each $X_i \subset X$ is a | |
| locally constructible subset of $X$. Locally finite means that | |
| for any quasi-compact open $U \subset X$ there are only finitely | |
| many $i \in I$ such that $X_i \cap U$ is not empty. | |
| Note that if $f : X \to Y$ is a morphism of schemes and | |
| $Y = \coprod Y_j$ is a constructible partition, then | |
| $X = \coprod f^{-1}(Y_j)$ is a constructible partition of $X$. | |
| Given a set $S$ and a scheme $X$ a {\it constructible function} | |
| $f : |X| \to S$ is a map such that $X = \coprod_{s \in S} f^{-1}(s)$ | |
| is a constructible partition of $X$. | |
| If $G$ is an (abstract group) and $a, b : |X| \to G$ are constructible | |
| functions, then $ab : |X| \to G, x \mapsto a(x)b(x)$ is a constructible | |
| function too. The reason is that given any two constructible partitions | |
| there is a third one refining both. | |
| \medskip\noindent | |
| Let $A$ be any abelian group. For any scheme $X$ we define | |
| $$ | |
| F(X) = | |
| \frac{\{a : |X| \to A \mid a \text{ is a constructible function}\}}{\{\text{locally constant functions }|X| \to A\}} | |
| $$ | |
| We think of an element $a$ of $F(X)$ simply as a function well defined | |
| up to adding a locally constant one. Given a morphism of schemes | |
| $f : X \to Y$ and an element $b \in F(Y)$, then we define | |
| $F(f)(b) = b \circ f$. Thus $F$ is a presheaf on $\Sch_\etale$. | |
| \medskip\noindent | |
| Note that if $\{f_i : U_i \to X\}$ is an fppf covering, and $a \in F(X)$ | |
| is such that $F(f_i)(a) = 0$ in $F(U_i)$, then $a \circ f_i$ is a locally | |
| constant function for each $i$. This means in turn that $a$ is a locally | |
| constant function as the morphisms $f_i$ are open. Hence $a = 0$ in $F(X)$. | |
| Thus we see that $F$ is a separated presheaf (in the fppf topology | |
| hence a fortiori in the \'etale topology). | |
| \medskip\noindent | |
| Let $G$ be the sheafification of $F$ in the \'etale topology. | |
| Since $F$ is separated, and since $F(X) \not = 0$ for example when | |
| $X$ is the spectrum of a discrete valuation ring, we see that $G$ | |
| is not zero. | |
| \medskip\noindent | |
| Let $X = \Spec(k)$ where $k$ is a field. | |
| Then any \'etale covering of $X$ can be dominated | |
| by a covering $\{\Spec(k') \to \Spec(k)\}$ with $k'/k$ | |
| a finite separable extension of fields. Since $F(\Spec(k')) = 0$ | |
| we see that $G(X) = 0$. | |
| \medskip\noindent | |
| Suppose that $X \subset X'$ is a thickening, see | |
| More on Morphisms, Definition \ref{more-morphisms-definition-thickening}. | |
| Then the category of schemes \'etale over $X'$ is equivalent to the | |
| category of schemes \'etale over $X$ by the base change functor | |
| $U' \mapsto U = U' \times_{X'} X$, see | |
| \'Etale Cohomology, | |
| Theorem \ref{etale-cohomology-theorem-topological-invariance}. | |
| Since $F(U) = F(U')$ in this situation we see that also $G(X) = G(X')$. | |
| \medskip\noindent | |
| The sheaf $G$ is limit preserving, see | |
| Limits of Spaces, | |
| Definition \ref{spaces-limits-definition-locally-finite-presentation}. | |
| Namely, let $R$ be a ring which is written as a directed colimit | |
| $R = \colim_i R_i$ of rings. Set $X = \Spec(R)$ and | |
| $X_i = \Spec(R_i)$, so that $X = \lim_i X_i$. Then | |
| $G(X) = \colim_i G(X_i)$. To prove this one first proves that | |
| a constructible partition of $\Spec(R)$ comes from a constructible | |
| partitions of some $\Spec(R_i)$. Hence the result for $F$. To | |
| get the result for the sheafification, use that any \'etale ring map | |
| $R \to R'$ comes from an \'etale ring map $R_i \to R_i'$ for some $i$. | |
| Details omitted. | |
| \begin{lemma} | |
| \label{lemma-weird-sheaf} | |
| There exists a sheaf of abelian groups $G$ on | |
| $\Sch_\etale$ with the following properties | |
| \begin{enumerate} | |
| \item $G(\Spec(k)) = 0$ whenever $k$ is a field, | |
| \item $G$ is limit preserving, | |
| \item if $X \subset X'$ is a thickening, then $G(X) = G(X')$, and | |
| \item $G$ is not zero. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{The lisse-\'etale site is not functorial} | |
| \label{section-lisse-etale-not-functorial} | |
| \noindent | |
| The {\it lisse-\'etale} site | |
| $X_{lisse,\etale}$ of $X$ is the category of schemes smooth over $X$ | |
| endowed with (usual) \'etale coverings, see | |
| Cohomology of Stacks, Section \ref{stacks-cohomology-section-lisse-etale}. | |
| Let $f : X \to Y$ be a morphism of schemes. | |
| There is a functor | |
| $$ | |
| u : Y_{lisse,\etale} \longrightarrow X_{lisse,\etale},\quad | |
| V/Y \longmapsto V \times_Y X | |
| $$ | |
| which is continuous. Hence we obtain an adjoint pair of functors | |
| $$ | |
| u^s : | |
| \Sh(X_{lisse,\etale}) | |
| \longrightarrow | |
| \Sh(Y_{lisse,\etale}), | |
| \quad | |
| u_s : | |
| \Sh(Y_{lisse,\etale}) | |
| \longrightarrow | |
| \Sh(X_{lisse,\etale}), | |
| $$ | |
| see Sites, Section \ref{sites-section-continuous-functors}. | |
| We claim that, in general, $u$ does {\bf not} define a morphism of sites, see | |
| Sites, Definition \ref{sites-definition-morphism-sites}. | |
| In other words, we claim that $u_s$ is not left exact in general. Note that | |
| representable presheaves are sheaves on lisse-\'etale sites. Hence, by | |
| Sites, Lemma \ref{sites-lemma-pullback-representable-sheaf} | |
| we see that $u_sh_V = h_{V \times_Y X}$. Now consider two morphisms | |
| $$ | |
| \xymatrix{ | |
| V_1 \ar[rd] \ar@<1ex>[rr]^a \ar@<-1ex>[rr]_b & & V_2 \ar[ld] \\ | |
| & Y | |
| } | |
| $$ | |
| of schemes $V_1, V_2$ smooth over $Y$. Now if $u_s$ is left exact, then | |
| we would have | |
| $$ | |
| u_s \text{Equalizer}(h_a, h_b : h_{V_1} \to h_{V_2}) | |
| = | |
| \text{Equalizer}(h_{a \times 1}, h_{b \times 1} : | |
| h_{V_1 \times_Y X} \to h_{V_2 \times_Y X}) | |
| $$ | |
| We will take the morphisms $a, b : V_1 \to V_2$ such that there exists | |
| no morphism from a scheme smooth over $Y$ into $(a = b) \subset V_1$, i.e., | |
| such that the left hand side is the empty sheaf, but such that after | |
| base change to $X$ the equalizer is nonempty and smooth over $X$. | |
| A silly example is to take $X = \Spec(\mathbf{F}_p)$, | |
| $Y = \Spec(\mathbf{Z})$ and $V_1 = V_2 = \mathbf{A}^1_\mathbf{Z}$ | |
| with morphisms $a(x) = x$ and $b(x) = x + p$. Note that the equalizer | |
| of $a$ and $b$ is the fibre of $\mathbf{A}^1_\mathbf{Z}$ over $(p)$. | |
| \begin{lemma} | |
| \label{lemma-lisse-etale-not-functorial} | |
| The lisse-\'etale site is not functorial, even for morphisms of schemes. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Sheaves on the category of Noetherian schemes} | |
| \label{section-sheaves-locally-Noetherian} | |
| \noindent | |
| Let $S$ be a locally Noetherian scheme. As in | |
| Artin's Axioms, Section \ref{artin-section-noetherian} | |
| consider the inclusion functor | |
| $$ | |
| u : (\textit{Noetherian}/S)_{fppf} \longrightarrow (\Sch/S)_{fppf} | |
| $$ | |
| of the fppf site of locally Noetherian schemes over $S$ into a | |
| big fppf site of $S$. As explained in the section referenced, | |
| this functor is continuous. Hence we obtain an adjoint pair of functors | |
| $$ | |
| u^s : | |
| \Sh((\Sch/S)_{fppf}) | |
| \longrightarrow | |
| \Sh((\textit{Noetherian}/S)_{fppf}) | |
| $$ | |
| and | |
| $$ | |
| u_s : | |
| \Sh((\textit{Noetherian}/S)_{fppf}) | |
| \longrightarrow | |
| \Sh((\Sch/S)_{fppf}) | |
| $$ | |
| see Sites, Section \ref{sites-section-continuous-functors}. | |
| However, we claim that $u$ in general does not define a | |
| morphism of sites, see Sites, Definition \ref{sites-definition-morphism-sites}. | |
| In other words, we claim that the functor $u_s$ is not left exact in general. | |
| \medskip\noindent | |
| Let $p$ be a prime number and set $S = \Spec(\mathbf{F}_p)$. | |
| Consider the injective map of sheaves | |
| $$ | |
| a : \mathcal{F} \longrightarrow \mathcal{G} | |
| $$ | |
| on $(\textit{Noetherian}/S)_{fppf}$ defined as follows: for $U$ | |
| a locally Noetherian scheme over $S$ we define | |
| $$ | |
| \mathcal{G}(U) = \Gamma(U, \mathcal{O}_U)^* = | |
| \Mor_S(U, \mathbf{G}_{m, S}) | |
| $$ | |
| and we take | |
| $$ | |
| \mathcal{F}(U) = \{f \in \mathcal{G}(U) \mid \text{fppf locally }f | |
| \text{ has arbitrary }p\text{-power roots}\} | |
| $$ | |
| A Noetherian $\mathbf{F}_p$-algebra $A$ has a nilpotent nilradical | |
| $I \subset A$, the $p$-power roots of $1$ in $A$ are of the | |
| elements of the form $1 + a$, $a \in I$, and hence no-nontrivial | |
| $p$-power root of $1$ has arbitrary $p$-power roots. We conclude | |
| that $\mathcal{F}(U)$ is a $p$-torsion free abelian group for any | |
| locally Noetherian scheme $U$; some details omitted. It follows that | |
| $p : \mathcal{F} \to \mathcal{F}$ | |
| is an injective map of abelian sheaves on $(\textit{Noetherian}/S)_{fppf}$. | |
| \medskip\noindent | |
| To get a contradiction, assume $u_s$ is exact. Then | |
| $p : u_s\mathcal{F} \to u_s\mathcal{F}$ is injective too | |
| and we find that $(u_s\mathcal{F})(V)$ is a $p$-torsion | |
| free abelian group for any $V$ over $S$. Since | |
| representable presheaves are sheaves on fppf sites, by | |
| Sites, Lemma \ref{sites-lemma-pullback-representable-sheaf}, | |
| we see that $u_s\mathcal{G}$ is represented by | |
| $\mathbf{G}_{m, S}$. Using that $u_s\mathcal{F} \to u_s\mathcal{G}$ | |
| is injective, we find a $p$-torsion free subgroup | |
| $$ | |
| (u_s\mathcal{F})(V) \subset \Gamma(V, \mathcal{O}_V)^* | |
| $$ | |
| for every scheme $V$ over $S$ with the following property: | |
| for every morphism $V \to U$ of schemes over $S$ with $U$ | |
| locally Noetherian the subgroup | |
| $$ | |
| \mathcal{F}(U) \subset \Gamma(U, \mathcal{O}_U)^* | |
| $$ | |
| maps into the subgroup $(u_s\mathcal{F})(V)$ by the restriction | |
| mapping $\Gamma(U, \mathcal{O}_U)^* \to \Gamma(V, \mathcal{O}_V)^*$. | |
| \medskip\noindent | |
| The actual contradiction now is obtained as follows: | |
| let $k = \bigcup_{n \geq 0} \mathbf{F}_p(t^{1/{p^n}})$ | |
| and set | |
| $$ | |
| B = k \otimes_{\mathbf{F}_p(t)} k | |
| $$ | |
| and $V = \Spec(B)$. Since we have the two projection morphisms | |
| $V \to \Spec(k)$ corresponding to the two coprojections $k \to B$ | |
| and since $\Spec(k)$ is Noetherian, we conclude the subgroup | |
| $$ | |
| (u_s\mathcal{F})(V) \subset B^* | |
| $$ | |
| contains $k^* \otimes 1$ and $1 \otimes k^*$. This is a contradiction | |
| because | |
| $$ | |
| (t^{1/p} \otimes 1) \cdot (1 \otimes t^{-1/p}) = | |
| t^{1/p} \otimes t^{-1/p} | |
| $$ | |
| is a nontrivial $p$-torsion unit of $B$. | |
| \begin{lemma} | |
| \label{lemma-not-a-morphism-of-sites-noetherian-to-all} | |
| With $S = \Spec(\mathbf{F}_p)$ the inclusion functor | |
| $(\textit{Noetherian}/S)_{fppf} \to (\Sch/S)_{fppf}$ | |
| does not define a morphism of sites. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Derived pushforward of quasi-coherent modules} | |
| \label{section-derived-push-quasi-coherent} | |
| \noindent | |
| Let $k$ be a field of characteristic $p > 0$. Let $S = \Spec(k[x])$. | |
| Let $G = \mathbf{Z}/p\mathbf{Z}$ viewed either as an abstract group | |
| or as a constant group scheme over $S$. Consider the algebraic stack | |
| $\mathcal{X} = [S/G]$ where $G$ acts trivially on $S$, see | |
| Examples of Stacks, Remark \ref{examples-stacks-remark-X-mod-G-group} | |
| and | |
| Criteria for Representability, Lemma \ref{criteria-lemma-BG-algebraic}. | |
| Consider the structure morphism | |
| $$ | |
| f : \mathcal{X} \longrightarrow S | |
| $$ | |
| This morphism is quasi-compact and quasi-separated. Hence we get a functor | |
| $$ | |
| Rf_{\QCoh, *} : | |
| D^{+}_\QCoh(\mathcal{O}_\mathcal{X}) | |
| \longrightarrow | |
| D^{+}_\QCoh(\mathcal{O}_S), | |
| $$ | |
| see | |
| Derived Categories of Stacks, Proposition | |
| \ref{stacks-perfect-proposition-derived-direct-image-quasi-coherent}. | |
| Let's compute $Rf_{\QCoh, *}\mathcal{O}_\mathcal{X}$. | |
| Since $D_\QCoh(\mathcal{O}_S)$ is equivalent to | |
| the derived category of $k[x]$-modules (see | |
| Derived Categories of Schemes, Lemma | |
| \ref{perfect-lemma-affine-compare-bounded}) | |
| this is equivalent to computing | |
| $R\Gamma(\mathcal{X}, \mathcal{O}_\mathcal{X})$. | |
| For this we can use the covering $S \to \mathcal{X}$ and the spectral | |
| sequence | |
| $$ | |
| H^q(S \times_\mathcal{X} \ldots \times_\mathcal{X} S, O) | |
| \Rightarrow H^{p + q}(\mathcal{X}, \mathcal{O}_\mathcal{X}) | |
| $$ | |
| see | |
| Cohomology of Stacks, Proposition | |
| \ref{stacks-cohomology-proposition-smooth-covering-compute-cohomology}. | |
| Note that | |
| $$ | |
| S \times_\mathcal{X} \ldots \times_\mathcal{X} S = S \times G^p | |
| $$ | |
| which is affine. Thus the complex | |
| $$ | |
| k[x] \to \text{Map}(G, k[x]) \to \text{Map}(G^2, k[x]) \to \ldots | |
| $$ | |
| computes $R\Gamma(\mathcal{X}, \mathcal{O}_\mathcal{X})$. | |
| Here for $\varphi \in \text{Map}(G^{p - 1}, k[x])$ its differential is | |
| the map which sends $(g_1, \ldots, g_p)$ to | |
| $$ | |
| \varphi(g_2, \ldots, g_p) + | |
| \sum\nolimits_{i = 1}^{p - 1} | |
| (-1)^i\varphi(g_1, \ldots, g_i + g_{i + 1}, \ldots, g_p) | |
| + (-1)^p\varphi(g_1, \ldots, g_{p - 1}). | |
| $$ | |
| This is just the complex computing the group cohomology of $G$ acting | |
| trivially on $k[x]$ (insert future reference here). The cohomology of | |
| the cyclic group $G$ on $k[x]$ is exactly one copy of $k[x]$ in each | |
| cohomological degree $\geq 0$ (insert future reference here). We conclude | |
| that | |
| $$ | |
| Rf_*\mathcal{O}_\mathcal{X} = \bigoplus\nolimits_{n \geq 0} \mathcal{O}_S[-n] | |
| $$ | |
| Now, consider the complex | |
| $$ | |
| E = \bigoplus\nolimits_{m \geq 0} \mathcal{O}_\mathcal{X}[m] | |
| $$ | |
| This is an object of $D_\QCoh(\mathcal{O}_\mathcal{X})$. We interrupt the | |
| discussion for a general result. | |
| \begin{lemma} | |
| \label{lemma-is-limit} | |
| Let $\mathcal{X}$ be an algebraic stack. Let $K$ be an object of | |
| $D(\mathcal{O}_\mathcal{X})$ whose cohomology sheaves are locally | |
| quasi-coherent (Sheaves on Stacks, Definition | |
| \ref{stacks-sheaves-definition-locally-quasi-coherent}) | |
| and satisfy the flat base change property (Cohomology of Stacks, | |
| Definition \ref{stacks-cohomology-definition-flat-base-change}). | |
| Then there exists a distinguished triangle | |
| $$ | |
| K \to | |
| \prod\nolimits_{n \geq 0} \tau_{\geq -n} K \to | |
| \prod\nolimits_{n \geq 0} \tau_{\geq -n} K \to K[1] | |
| $$ | |
| in $D(\mathcal{O}_\mathcal{X})$. In other words, $K$ is the derived | |
| limit of its canonical truncations. | |
| \end{lemma} | |
| \begin{proof} | |
| Recall that we work on the ``big fppf site'' $\mathcal{X}_{fppf}$ | |
| of $\mathcal{X}$ (by our conventions | |
| for sheaves of $\mathcal{O}_\mathcal{X}$-modules in the chapters | |
| Sheaves on Stacks and Cohomology on Stacks). Let $\mathcal{B}$ be the set | |
| of objects $x$ of $\mathcal{X}_{fppf}$ which lie over an affine scheme $U$. | |
| Combining | |
| Sheaves on Stacks, Lemmas | |
| \ref{stacks-sheaves-lemma-compare-fppf-etale}, | |
| \ref{stacks-sheaves-lemma-cohomology-restriction}, | |
| Descent, Lemma \ref{descent-lemma-quasi-coherent-and-flat-base-change}, | |
| and | |
| Cohomology of Schemes, Lemma | |
| \ref{coherent-lemma-quasi-coherent-affine-cohomology-zero} | |
| we see that $H^p(x, \mathcal{F}) = 0$ if $\mathcal{F}$ is | |
| locally quasi-coherent and $x \in \mathcal{B}$. | |
| Now the claim follows from | |
| Cohomology on Sites, Lemma \ref{sites-cohomology-lemma-is-limit-dimension} | |
| with $d = 0$. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-sum-is-product} | |
| Let $\mathcal{X}$ be an algebraic stack. If $\mathcal{F}_n$ is a collection | |
| of locally quasi-coherent sheaves with the flat base change property on | |
| $\mathcal{X}$, then $\oplus_n \mathcal{F}_n[n] \to \prod_n \mathcal{F}_n[n]$ | |
| is an isomorphism in $D(\mathcal{O}_\mathcal{X})$. | |
| \end{lemma} | |
| \begin{proof} | |
| This is true because by Lemma \ref{lemma-is-limit} we see that the direct sum | |
| is isomorphic to the product. | |
| \end{proof} | |
| \noindent | |
| We continue our discussion. Since a quasi-coherent module is locally | |
| quasi-coherent and satisfies the flat base change property | |
| (Sheaves on Stacks, Lemma \ref{stacks-sheaves-lemma-quasi-coherent}) we get | |
| $$ | |
| E = \prod\nolimits_{m \geq 0} \mathcal{O}_\mathcal{X}[m] | |
| $$ | |
| Since cohomology commutes | |
| with limits we see that | |
| $$ | |
| Rf_*E = \prod\nolimits_{m \geq 0} | |
| \left(\bigoplus\nolimits_{n \geq 0} \mathcal{O}_S[m - n]\right) | |
| $$ | |
| Note that this complex is not an object of $D_\QCoh(\mathcal{O}_S)$ | |
| because the cohomology sheaf in degree $0$ is an infinite product of copies | |
| of $\mathcal{O}_S$ which is not even a locally quasi-coherent | |
| $\mathcal{O}_S$-module. | |
| \begin{lemma} | |
| \label{lemma-push-not-OK} | |
| A quasi-compact and quasi-separated morphism | |
| $f : \mathcal{X} \to \mathcal{Y}$ of algebraic stacks | |
| need not induce a functor | |
| $Rf_* : D_\QCoh(\mathcal{O}_\mathcal{X}) \to | |
| D_\QCoh(\mathcal{O}_\mathcal{Y})$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A big abelian category} | |
| \label{section-big} | |
| \noindent | |
| The purpose of this section is to give an example of a ``big'' abelian category | |
| $\mathcal{A}$ and objects $M, N$ such that the collection of isomorphism | |
| classes of extensions $\Ext_\mathcal{A}(M, N)$ is not a set. | |
| The example is due to Freyd, see \cite[page 131, Exercise A]{Freyd}. | |
| \medskip\noindent | |
| We define $\mathcal{A}$ as follows. An object of $\mathcal{A}$ | |
| consists of a triple $(M, \alpha, f)$ where $M$ is an abelian group and | |
| $\alpha$ is an ordinal and $f : \alpha \to \text{End}(M)$ is a map. | |
| A morphism $(M, \alpha, f) \to (M', \alpha', f')$ is given by a homomorphism | |
| of abelian groups $\varphi : M \to M'$ such that for {\it any} ordinal $\beta$ | |
| we have | |
| $$ | |
| \varphi \circ f(\beta) = f'(\beta) \circ \varphi | |
| $$ | |
| Here the rule is that we set $f(\beta) = 0$ if $\beta$ is not in | |
| $\alpha$ and similarly we set $f'(\beta)$ equal to zero if $\beta$ is not an | |
| element of $\alpha'$. We omit the verification that the category so defined | |
| is abelian. | |
| \medskip\noindent | |
| Consider the object $Z = (\mathbf{Z}, \emptyset, f)$, i.e., all the | |
| operators are zero. The observation is that computed in | |
| $\mathcal{A}$ the group $\Ext^1_\mathcal{A}(Z, Z)$ is a proper class | |
| and not a set. Namely, for each ordinal $\alpha$ we can find an extension | |
| $(M, \alpha + 1, f)$ of $Z$ by $Z$ whose underlying group is | |
| $M = \mathbf{Z} \oplus \mathbf{Z}$ and where the value of $f$ is | |
| always zero except for | |
| $$ | |
| f(\alpha) = | |
| \left( | |
| \begin{matrix} | |
| 0 & 1 \\ | |
| 0 & 0 | |
| \end{matrix} | |
| \right). | |
| $$ | |
| This clearly produces a proper class of isomorphism classes of extensions. | |
| In particular, the derived category of $\mathcal{A}$ has proper classes for | |
| its collections of morphism, see | |
| Derived Categories, Lemma \ref{derived-lemma-ext-1}. This means that some | |
| care has to be exercised when defining Verdier quotients of triangulated | |
| categories. | |
| \begin{lemma} | |
| \label{lemma-big-abelian-category} | |
| There exists a ``big'' abelian category $\mathcal{A}$ whose | |
| $\Ext$-groups are proper classes. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Weakly associated points and scheme theoretic density} | |
| \label{section-weak-ass-dense} | |
| \noindent | |
| Let $k$ be a field. Let $R = k[z, x_i, y_i]/(z^2, zx_iy_i)$ where | |
| $i$ runs over the elements of $\mathbf{N}$. Note that $R = R_0 \oplus M_0$ where | |
| $R_0 = k[x_i, y_i]$ is a subring and $M_0$ is an ideal of square zero | |
| with $M_0 \cong R_0/(x_iy_i)$ as $R_0$-module. The prime | |
| $\mathfrak p = (z, x_i)$ is weakly associated to $R$ as an $R$-module | |
| (Algebra, Definition \ref{algebra-definition-weakly-associated}). | |
| Indeed, the element $z$ in $R_\mathfrak p$ is nonzero but annihilated | |
| by $\mathfrak pR_\mathfrak p$. On the other hand, consider the open | |
| subscheme | |
| $$ | |
| U = \bigcup D(x_i) \subset \Spec(R) = S | |
| $$ | |
| We claim that $U \subset S$ is scheme theoretically dense | |
| (Morphisms, Definition \ref{morphisms-definition-scheme-theoretically-dense}). | |
| To prove this it suffices to show that $\mathcal{O}_S \to j_*\mathcal{O}_U$ | |
| is injective where $j : U \to S$ is the inclusion morphism, see | |
| Morphisms, Lemma \ref{morphisms-lemma-characterize-scheme-theoretically-dense}. | |
| Translated back into algebra, we have to show that for all $g \in R$ | |
| the map | |
| $$ | |
| R_g \longrightarrow \prod R_{x_ig} | |
| $$ | |
| is injective. Write $g = g_0 + m_0$ with $g_0 \in R_0$ and $m_0 \in M_0$. | |
| Then $R_g = R_{g_0}$ (details omitted). Hence we may assume $g \in R_0$. | |
| We may also assume $g$ is not zero. Now $R_g = (R_0)_g \oplus (M_0)_g$. | |
| Since $R_0$ is a domain, the map $(R_0)_g \to \prod (R_0)_{x_ig}$ is | |
| injective. If $g \in (x_iy_i)$ then $(M_0)_g = 0$ and there is nothing | |
| to prove. If $g \not \in (x_iy_i)$ then, since | |
| $(x_iy_i)$ is a radical ideal of $R_0$, we have to show that | |
| $M_0 \to \prod (M_0)_{x_ig}$ is injective. The kernel of | |
| $R_0 \to M_0 \to (M_0)_{x_n}$ is $(x_iy_i, y_n)$. Since | |
| $(x_iy_i, y_n)$ is a radical ideal, if $g \not \in (x_iy_i, y_n)$ | |
| then the kernel of $R_0 \to M_0 \to (M_0)_{x_ng}$ is $(x_iy_i, y_n)$. | |
| As $g \not \in (x_iy_i, y_n)$ for all $n \gg 0$ we conclude that | |
| the kernel is contained in $\bigcap_{n \gg 0} (x_iy_i, y_n) = (x_iy_i)$ | |
| as desired. | |
| \medskip\noindent | |
| Second example due to Ofer Gabber. Let $k$ be a field and let | |
| $R$, resp.\ $R'$ be the ring of functions $\mathbf{N} \to k$, resp.\ the ring | |
| of eventually constant functions $\mathbf{N} \to k$. Then $\Spec(R)$, | |
| resp.\ $\Spec(R')$ is the | |
| Stone-{\v C}ech compactification\footnote{Every element $f \in R$ is of | |
| the form $ue$ where $u$ is a unit and $e$ is an idempotent. Then | |
| Algebra, Lemma \ref{algebra-lemma-ring-with-only-minimal-primes} | |
| shows $\Spec(R)$ is Hausdorff. On the other hand, $\mathbf{N}$ with the | |
| discrete topology can be viewed as a dense open subset. Given a set map | |
| $\mathbf{N} \to X$ to a Hausdorff, quasi-compact topological space $X$, | |
| we obtain a ring map $\mathcal{C}^0(X; k) \to R$ where $\mathcal{C}^0(X; k)$ | |
| is the $k$-algebra of locally constant maps $X \to k$. This gives | |
| $\Spec(R) \to \Spec(\mathcal{C}^0(X; k)) = X$ proving the universal | |
| property.} $\beta\mathbf{N}$, resp.\ the | |
| one point compactification\footnote{Here one argues that there is really | |
| only one extra maximal ideal in $R'$.} | |
| $\mathbf{N}^* = \mathbf{N} \cup \{\infty\}$. | |
| All points are weakly associated since all primes are minimal in the | |
| rings $R$ and $R'$. | |
| \begin{lemma} | |
| \label{lemma-example-schematically-dense-missing-weakly-associated-point} | |
| There exists a reduced scheme $X$ and a schematically dense open | |
| $U \subset X$ such that some weakly associated point $x \in X$ is not in $U$. | |
| \end{lemma} | |
| \begin{proof} | |
| In the first example we have $\mathfrak p \not \in U$ by construction. | |
| In Gabber's examples the schemes $\Spec(R)$ or $\Spec(R')$ are reduced. | |
| \end{proof} | |
| \section{Example of non-additivity of traces} | |
| \label{section-non-additive} | |
| \noindent | |
| Let $k$ be a field and let $R = k[\epsilon]$ be the ring of dual numbers | |
| over $k$. In other words, $R = k[x]/(x^2)$ and $\epsilon$ is the congruence | |
| class of $x$ in $R$. Consider the short exact sequence of complexes | |
| $$ | |
| \xymatrix{ | |
| 0 \ar[d] \ar[r] & | |
| R \ar[d]^\epsilon \ar[r]_1 & | |
| R \ar[d] \\ | |
| R \ar[r]^1 & R \ar[r] & 0 | |
| } | |
| $$ | |
| Here the columns are the complexes, the first row is placed in degree $0$, and | |
| the second row in degree $1$. Denote the first complex (i.e., the | |
| left column) by $A^\bullet$, the second by $B^\bullet$ and the third | |
| $C^\bullet$. We claim that the diagram | |
| \begin{equation} | |
| \label{equation-commutes-up-to-homotopy} | |
| \vcenter{ | |
| \xymatrix{ | |
| A^\bullet \ar[d]_{1 + \epsilon} \ar[r] & | |
| B^\bullet \ar[r] \ar[d]_1 & | |
| C^\bullet \ar[d]_1 \\ | |
| A^\bullet \ar[r] & B^\bullet \ar[r] & C^\bullet | |
| } | |
| } | |
| \end{equation} | |
| commutes in $K(R)$, i.e., is a diagram of complexes commuting up to homotopy. | |
| Namely, the square on the right commutes and the one on the left is off by | |
| the homotopy $1 : A^1 \to B^0$. On the other hand, | |
| $$ | |
| \text{Tr}_{A^\bullet}(1 + \epsilon) + \text{Tr}_{C^\bullet}(1) | |
| \not = \text{Tr}_{B^\bullet}(1). | |
| $$ | |
| \begin{lemma} | |
| \label{lemma-nonadditivity-of-trace} | |
| There exists a ring $R$, a distinguished triangle | |
| $(K, L, M, \alpha, \beta, \gamma)$ in the homotopy category $K(R)$, | |
| and an endomorphism $(a, b, c)$ of this distinguished triangle, such that | |
| $K$, $L$, $M$ are perfect complexes and | |
| $\text{Tr}_K(a) + \text{Tr}_M(c) \not = \text{Tr}_L(b)$. | |
| \end{lemma} | |
| \begin{proof} | |
| Consider the example above. The map $\gamma : C^\bullet \to A^\bullet[1]$ | |
| is given by multiplication by $\epsilon$ in degree $0$, see | |
| Derived Categories, Definition \ref{derived-definition-distinguished-triangle}. | |
| Hence it is also true that | |
| $$ | |
| \xymatrix{ | |
| C^\bullet \ar[d] \ar[r]_\gamma & A^\bullet[1] \ar[d] \\ | |
| C^\bullet \ar[r]^\gamma & A^\bullet[1] | |
| } | |
| $$ | |
| commutes in $K(R)$ as $\epsilon(1 + \epsilon) = \epsilon$. | |
| Thus we indeed have a morphism of distinguished triangles. | |
| \end{proof} | |
| \section{Being projective is not local on the base} | |
| \label{section-non-descending-property-projective} | |
| \noindent | |
| In the chapter on descent we have seen that many properties of morphisms | |
| are local on the base, even in the fpqc topology. See | |
| Descent, Sections \ref{descent-section-descending-properties-morphisms}, | |
| \ref{descent-section-descending-properties-morphisms-fpqc}, and | |
| \ref{descent-section-descending-properties-morphisms-fppf}. | |
| This is not true for projectivity of morphisms. | |
| \begin{lemma} | |
| \label{lemma-non-descending-property-projective} | |
| The properties | |
| \begin{enumerate} | |
| \item[] $\mathcal{P}(f) =$``$f$ is projective'', and | |
| \item[] $\mathcal{P}(f) =$``$f$ is quasi-projective'' | |
| \end{enumerate} | |
| are not Zariski local on the base. A fortiori, they are not fpqc local | |
| on the base. | |
| \end{lemma} | |
| \begin{proof} | |
| Following Hironaka \cite[Example B.3.4.1]{H}, | |
| we define a proper morphism of smooth complex 3-folds | |
| $f:V_Y\to Y$ | |
| which is Zariski-locally projective, but not projective. Since $f$ is proper | |
| and not projective, it is also not quasi-projective. | |
| \medskip\noindent | |
| Let $Y$ be projective 3-space over the complex numbers ${\mathbf C}$. | |
| Let $C$ and $D$ be smooth conics in $Y$ such | |
| that the closed subscheme $C\cap D$ is reduced and consists | |
| of two complex points $P$ and $Q$. (For example, | |
| let $C=\{ [x,y,z,w]: xy=z^2, w=0\}$, $D=\{ [x,y,z,w]: | |
| xy=w^2, z=0\}$, $P=[1,0,0,0]$, | |
| and $Q=[0,1,0,0]$.) | |
| On $Y-Q$, first blow up the curve $C$, and then blow | |
| up the strict transform of the curve $D$ (Divisors, Definition | |
| \ref{divisors-definition-strict-transform}). On $Y-P$, first blow up | |
| the curve $D$, and then blow up the strict transform of the curve | |
| $C$. Over $Y-P-Q$, the two varieties we have constructed are canonically | |
| isomorphic, and so we can glue them over $Y-P-Q$. The result | |
| is a smooth proper 3-fold $V_Y$ over ${\mathbf C}$. The morphism | |
| $f:V_Y\to Y$ is proper and Zariski-locally projective (since | |
| it is a blowup over $Y-P$ and over $Y-Q$), by Divisors, | |
| Lemma \ref{divisors-lemma-blowing-up-projective}. We will show that | |
| $V_Y$ is not projective over ${\mathbf C}$. That will imply that | |
| $f$ is not projective. | |
| \medskip\noindent | |
| To do this, let $L$ be the inverse image in $V_Y$ of a complex point | |
| of $C-P-Q$, and $M$ the inverse image of a complex point of $D-P-Q$. | |
| Then $L$ and $M$ are isomorphic to the projective line | |
| ${\mathbf P}^1_{{\mathbf C}}$. | |
| Next, let $E$ be the inverse image in $V_Y$ of $C\cup D\subset Y$ in $V_Y$; | |
| thus $E\rightarrow C\cup D$ is a proper morphism, with fibers | |
| isomorphic to ${\mathbf P}^1$ over $(C\cup D)-\{P,Q\}$. | |
| The inverse | |
| image of $P$ in $E$ is a union of two lines $L_0$ and $M_0$, and we have | |
| rational equivalences of cycles $L\sim L_0+M_0$ and $M\sim M_0$ on $E$ | |
| (using that $C$ and $D$ are isomorphic to ${\mathbf P}^1$). | |
| Note the asymmetry resulting from the order in which we blew | |
| up the two curves. Near $Q$, the opposite happens. So the inverse image | |
| of $Q$ is the union of two lines $L_0'$ and $M_0'$, and we have | |
| rational equivalences $L\sim L_0'$ and $M\sim L_0'+M_0'$ on $E$. | |
| Combining these equivalences, we find that $L_0+M_0'\sim 0$ | |
| on $E$ and hence on $V_Y$. If $V_Y$ were projective over ${\mathbf C}$, | |
| it would have | |
| an ample line bundle $H$, which would have degree $> 0$ on all curves | |
| in $V_Y$. In particular $H$ would have positive degree on $L_0+M_0'$, | |
| contradicting that the degree of a line bundle is well-defined | |
| on 1-cycles modulo rational equivalence on a proper scheme | |
| over a field (Chow Homology, | |
| Lemma \ref{chow-lemma-proper-pushforward-rational-equivalence} | |
| and Lemma \ref{chow-lemma-factors}). | |
| So $V_Y$ is not projective over ${\mathbf C}$. | |
| \end{proof} | |
| \noindent | |
| In different terminology, Hironaka's 3-fold $V_Y$ is a small | |
| resolution of the blowup $Y'$ of $Y$ along the reduced subscheme | |
| $C\cup D$; here $Y'$ has two node singularities. If we define $Z$ by blowing | |
| up $Y$ along $C$ and then along the strict transform | |
| of $D$, then $Z$ is a smooth projective 3-fold, and the non-projective | |
| 3-fold $V_Y$ differs from $Z$ by a ``flop'' over $Y-P$. | |
| \section{Non-effective descent data for projective schemes} | |
| \label{section-non-effective-descent-projective} | |
| \noindent | |
| In the chapter on descent we have seen that descent data for schemes relative | |
| to an fpqc morphism are effective for several classes | |
| of morphisms. In particular, affine morphisms and more generally | |
| quasi-affine morphisms satisfy descent for fpqc coverings | |
| (Descent, Lemma \ref{descent-lemma-quasi-affine}). | |
| This is not true for projective morphisms. | |
| \begin{lemma} | |
| \label{lemma-non-effective-descent-projective} | |
| There is an etale covering $X\to S$ of schemes and a descent datum | |
| $(V/X,\varphi)$ relative to $X\to S$ such that | |
| $V\to X$ is projective, | |
| but the descent datum is not effective in the category of schemes. | |
| \end{lemma} | |
| \begin{proof} | |
| We imitate Hironaka's example of a smooth separated complex | |
| algebraic space of dimension 3 | |
| which is not a scheme \cite[Example B.3.4.2]{H}. | |
| \medskip\noindent | |
| Consider the action of the group $G = \mathbf{Z}/2 = \{1, g\}$ | |
| on projective 3-space | |
| $\mathbf{P}^3$ over the complex numbers by | |
| $$ | |
| g[x,y,z,w] = [y,x,w,z]. | |
| $$ | |
| The action is free outside the two disjoint lines | |
| $L_1=\{ [x,x,z,z]\}$ and $L_2=\{ [x,-x,z,-z]\}$ in | |
| ${\mathbf P}^3$. Let $Y={\mathbf P}^3-(L_1\cup L_2)$. There is a | |
| smooth quasi-projective scheme $S=Y/G$ over ${\mathbf C}$ such that | |
| $Y\to S$ is a $G$-torsor (Groupoids, | |
| Definition \ref{groupoids-definition-principal-homogeneous-space}). | |
| Explicitly, we can define $S$ as the image of the open subset $Y$ | |
| in ${\mathbf P}^3$ under the morphism | |
| \begin{align*} | |
| {\mathbf P}^3 & \to \text{Proj } {\mathbf C}[x,y,z,w]^G\\ | |
| & = \text{Proj } {\mathbf C}[u_0,u_1,v_0,v_1,v_2]/(v_0v_1=v_2^2), | |
| \end{align*} | |
| where $u_0=x+y$, $u_1=z+w$, $v_0=(x-y)^2$, $v_1=(z-w)^2$, | |
| and $v_2=(x-y)(z-w)$, and the ring is graded with $u_0,u_1$ | |
| in degree 1 and $v_0,v_1,v_2$ in degree 2. | |
| \medskip\noindent | |
| Let $C=\{ [x,y,z,w]: xy=z^2, w=0\}$ and $D=\{ [x,y,z,w]: | |
| xy=w^2, z=0\}$. These are smooth conic curves in ${\mathbf P}^3$, contained | |
| in the $G$-invariant open subset $Y$, with $g(C)=D$. Also, | |
| $C\cap D$ consists of the two points $P:=[1,0,0,0]$ | |
| and $Q:=[0,1,0,0]$, and these two points are switched by the action | |
| of $G$. | |
| \medskip\noindent | |
| Let $V_Y\to Y$ be the scheme which over $Y-P$ | |
| is defined by blowing up $D$ and then the strict transform | |
| of $C$, and over $Y-Q$ is defined by blowing up $C$ and then | |
| the strict transform of $D$. (This is the same construction | |
| as in the proof of Lemma \ref{lemma-non-descending-property-projective}, | |
| except that $Y$ here denotes an open subset of ${\mathbf P}^3$ | |
| rather than all of ${\mathbf P}^3$.) | |
| Then the action of $G$ on $Y$ lifts to an action of $G$ on $V_Y$, | |
| which switches the inverse images of $Y-P$ and $Y-Q$. This action | |
| of $G$ on $V_Y$ gives a descent datum $(V_Y/Y,\varphi_Y)$ | |
| on $V_Y$ relative to the $G$-torsor | |
| $Y\to S$. The morphism $V_Y\to Y$ | |
| is proper but not projective, as shown in the proof | |
| of Lemma \ref{lemma-non-descending-property-projective}. | |
| \medskip\noindent | |
| Let $X$ be the disjoint union of the open subsets $Y-P$ and $Y-Q$; | |
| then we have surjective etale morphisms $X\to Y\to S$. | |
| Let $V$ be the pullback of $V_Y\to Y$ to $X$; then the morphism | |
| $V\to X$ is projective, since $V_Y\to Y$ is a blowup over each of the open | |
| subsets $Y-P$ and $Y-Q$. Moreover, the descent datum $(V_Y/Y,\varphi_Y)$ | |
| pulls back to a descent datum $(V/X,\varphi)$ relative to the | |
| etale covering $X\to S$. | |
| \medskip\noindent | |
| Suppose that this descent datum is effective in the category | |
| of schemes. That is, there is a scheme $U\to S$ | |
| which pulls back to the morphism $V\to X$ together | |
| with its descent datum. Then $U$ would be the quotient | |
| of $V_Y$ by its $G$-action. | |
| $$ | |
| \xymatrix{ | |
| V \ar[r]\ar[d]& X\ar[d] \\ | |
| V_Y \ar[r]\ar[d]& Y\ar[d] \\ | |
| U \ar[r]& S | |
| } | |
| $$ | |
| \medskip\noindent | |
| Let $E$ be the inverse image of $C\cup D\subset Y$ in $V_Y$; | |
| thus $E\rightarrow C\cup D$ is a proper morphism, with fibers | |
| isomorphic to ${\mathbf P}^1$ over $(C\cup D)-\{P,Q\}$. | |
| The inverse image of $P$ in $E$ is a union of two lines $L_0$ | |
| and $M_0$. It follows that the inverse image of $Q=g(P)$ in $E$ | |
| is the union of two lines $L_0'=g(M_0)$ and $M_0'=g(L_0)$. | |
| As shown in the proof | |
| of Lemma \ref{lemma-non-descending-property-projective}, | |
| we have a rational equivalence $L_0+M_0'=L_0+g(L_0)\sim 0$ on $E$. | |
| \medskip\noindent | |
| By descent of closed subschemes, there is a curve $L_1\subset U$ | |
| (isomorphic to ${\mathbf P}^1$) | |
| whose inverse image in $V_Y$ is $L_0\cup g(L_0)$. (Use Descent, Lemma | |
| \ref{descent-lemma-affine}, noting that a closed immersion is an affine | |
| morphism.) | |
| Let $R$ be a complex point of $L_1$. Since | |
| we assumed that $U$ is a scheme, we can choose a function | |
| $f$ in the local ring $O_{U,R}$ that vanishes at $R$ but not | |
| on the whole curve $L_1$. Let $D_{\text{loc}}$ be an irreducible component | |
| of the closed subset $\{f = 0\}$ in $\Spec O_{U,R}$; then | |
| $D_{\text{loc}}$ has codimension 1. | |
| The closure of $D_{\text{loc}}$ in $U$ is an irreducible divisor $D_U$ | |
| in $U$ which contains the point $R$ but not the whole curve $L_1$. | |
| The inverse image of $D_U$ in $V_Y$ is an effective divisor $D$ | |
| which intersects $L_0\cup g(L_0)$ but does not contain either | |
| curve $L_0$ or $g(L_0)$. | |
| \medskip\noindent | |
| Since the complex 3-fold $V_Y$ is smooth, $O(D)$ is a line | |
| bundle on $V_Y$. We use here that a regular local ring is factorial, | |
| or in other words is a UFD, see | |
| More on Algebra, Lemma \ref{more-algebra-lemma-regular-local-UFD}. | |
| The restriction of $O(D)$ to the proper surface | |
| $E\subset V_Y$ is a line bundle which has positive degree on the 1-cycle | |
| $L_0+g(L_0)$, by our information on $D$. Since | |
| $L_0+g(L_0)\sim 0$ on $E$, this contradicts | |
| that the degree of a line bundle is well-defined | |
| on 1-cycles modulo rational equivalence on a proper scheme | |
| over a field (Chow Homology, | |
| Lemma \ref{chow-lemma-proper-pushforward-rational-equivalence} | |
| and Lemma \ref{chow-lemma-factors}). Therefore the descent datum | |
| $(V/X,\varphi)$ is in fact not effective; that is, $U$ does not exist | |
| as a scheme. | |
| \end{proof} | |
| \noindent | |
| In this example, the descent datum {\it is }effective in the category | |
| of algebraic spaces. More precisely, | |
| $U$ exists as a smooth separated algebraic space | |
| of dimension 3 over ${\mathbf C}$, | |
| for example by Algebraic Spaces, Lemma \ref{spaces-lemma-quotient}. | |
| Hironaka's 3-fold $U$ is a small resolution of the blowup $S'$ | |
| of the smooth quasi-projective 3-fold $S$ along the irreducible nodal curve | |
| $(C\cup D)/G$; the 3-fold $S'$ has a node singularity. The | |
| other small resolution of $S'$ (differing from $U$ by a ``flop'') | |
| is again an algebraic space which is not a scheme. | |
| \section{A family of curves whose total space is not a scheme} | |
| \label{section-family-of-curves} | |
| \noindent | |
| In Quot, Section \ref{quot-section-curves} we define a family of curves over | |
| a scheme $S$ to be a proper, flat, finitely presented morphism | |
| of relative dimension $\leq 1$ from an algebraic space $X$ to $S$. | |
| If $S$ is the spectrum of a complete Noetherian local ring, then | |
| $X$ is a scheme, see | |
| More on Morphisms of Spaces, Lemma | |
| \ref{spaces-more-morphisms-lemma-projective-over-complete}. | |
| In this section we show this is not true in general. | |
| \medskip\noindent | |
| Let $k$ be a field. We start with a proper flat morphism | |
| $$ | |
| Y \longrightarrow \mathbf{A}^1_k | |
| $$ | |
| and a point $y \in Y(k)$ lying over $0 \in \mathbf{A}^1_k(k)$ | |
| with the following properties | |
| \begin{enumerate} | |
| \item the fibre $Y_0$ is a smooth geometrically irreducible curve over $k$, | |
| \item for any proper closed subscheme $T \subset Y$ dominating | |
| $\mathbf{A}^1_k$ the intersection $T \cap Y_0$ contains at least one point | |
| distinct from $y$. | |
| \end{enumerate} | |
| Given such a surface we construct our example as follows. | |
| $$ | |
| \xymatrix{ | |
| Y \ar[rd] & Z \ar[d] \ar[l] \ar[r] & X \ar[ld] \\ | |
| & \mathbf{A}^1_k | |
| } | |
| $$ | |
| Here $Z \to Y$ is the blowup of $Y$ in $y$. Let $E \subset Z$ be the | |
| exceptional divisor and let $C \subset Z$ be the strict transform of $Y_0$. | |
| We have $Z_0 = E \cup C$ scheme theoretically (to see this use that | |
| $Y$ is smooth at $y$ and moreover $Y \to \mathbf{A}^1_k$ is smooth at $y$). | |
| By Artin's results (\cite{ArtinII}; use | |
| Semistable Reduction, Lemma \ref{models-lemma-properties-form} | |
| to see that the normal bundle of $C$ is negative) | |
| we can blow down the curve $C$ in $Z$ to obtain an algebraic space $X$ | |
| as in the diagram. Let $x \in X(k)$ be the image of $C$. | |
| \medskip\noindent | |
| We claim that $X$ is not a scheme. Namely, if it were a scheme, | |
| then there would be an affine open neighbourhood $U \subset X$ of $x$. | |
| Set $T = X \setminus U$. Then $T$ dominates $\mathbf{A}^1_k$ | |
| (as the fibres of $X \to \mathbf{A}^1_k$ are proper of dimension $1$ | |
| and the fibres of $U \to \mathbf{A}^1_k$ are affine hence different). | |
| Let $T' \subset Z$ be the closed subscheme mapping isomorphically | |
| to $T$ (as $x \not \in T$). Then the image of $T'$ in $X$ | |
| contradicts condition (2) above (as $T' \cap Z_0$ is contained in | |
| the exceptional divisor $E$ of the blowing up $Z \to Y$). | |
| \medskip\noindent | |
| To finish the discussion we need to construct our $Y$. | |
| We will assume the characteristic of $k$ is not $3$. | |
| Write $\mathbf{A}^1_k = \Spec(k[t])$ and take | |
| $$ | |
| Y \quad : \quad T_0^3 + T_1^3 + T_2^3 - tT_0T_1T_2 = 0 | |
| $$ | |
| in $\mathbf{P}^2_{k[t]}$. The fibre of this for $t = 0$ | |
| is a smooth projective genus $1$ curve. On the affine piece | |
| $V_+(T_0)$ we get the affine equation | |
| $$ | |
| 1 + x^3 + y^3 - txy = 0 | |
| $$ | |
| which defines a smooth surface over $k$. Since the same is true on the other | |
| affine pieces by symmetry we see that $Y$ is a smooth surface. | |
| Finally, we see from the affine equation also that the fraction | |
| field is $k(x, y)$ hence $Y$ is a rational surface. | |
| Now the Picard group of a rational surface is finitely generated | |
| (insert future reference here). | |
| Hence in order to choose $y \in Y_0(k)$ with property (2) | |
| it suffices to choose $y$ such that | |
| \begin{equation} | |
| \label{equation-three} | |
| \mathcal{O}_{Y_0}(ny) \not \in \Im(\Pic(Y) \to \Pic(Y_0)) | |
| \text{ for all }n > 0 | |
| \end{equation} | |
| Namely, the sum of the $1$-dimensional irreducible components of a $T$ | |
| contradicting (2) would give an effective Cartier divisor intersection $Y_0$ | |
| in the divisor $ny$ for some $n \geq 1$ and we would conclude | |
| that $\mathcal{O}_{Y_0}(ny)$ is in the image of the restriction map. | |
| Observe that since $Y_0$ has genus $\geq 1$ the map | |
| $$ | |
| Y_0(k) \to \Pic(Y_0),\quad y \mapsto \mathcal{O}_{Y_0}(y) | |
| $$ | |
| is injective. Now if $k$ is an uncountable algebraically closed field, | |
| then using the countability of $\Pic(Y)$ and the remark | |
| just made, we can find a $y \in Y_0(k)$ satisfying (\ref{equation-three}) | |
| and hence (2). | |
| \begin{lemma} | |
| \label{lemma-family-of-curves-not-scheme} | |
| There exists a field $k$ and a family of curves | |
| $X \to \mathbf{A}^1_k$ such that $X$ is not a scheme. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Derived base change} | |
| \label{section-derived-base-change} | |
| \noindent | |
| Let $R \to R'$ be a ring map. In | |
| More on Algebra, Section \ref{more-algebra-section-derived-base-change} | |
| we construct a derived base change functor | |
| $- \otimes_R^\mathbf{L} R' : D(R) \to D(R')$. | |
| Next, let $R \to A$ be a second ring map. Picture | |
| $$ | |
| \xymatrix{ | |
| A \ar[r] & A \otimes_R R' \ar@{=}[r] & A' \\ | |
| R \ar[u] \ar[r] & R' \ar[u] \ar[ur] | |
| } | |
| $$ | |
| Given an $A$-module $M$ the tensor product $M \otimes_R R'$ is a | |
| $A \otimes_R R'$-module, i.e., an $A'$-module. For the ring | |
| map $A \to A'$ there is a derived functor | |
| $$ | |
| - \otimes_A^\mathbf{L} A' : D(A) \longrightarrow D(A') | |
| $$ | |
| but this functor does not agree with $- \otimes_R^\mathbf{L} R'$ | |
| in general. More precisely, for $K \in D(A)$ the canonical map | |
| $$ | |
| K \otimes_R^{\mathbf{L}} R' \longrightarrow | |
| K \otimes_A^{\mathbf{L}} A' | |
| $$ | |
| in $D(R')$ constructed in | |
| More on Algebra, Equation (\ref{more-algebra-equation-comparison-map}) | |
| isn't an isomorphism in general. Thus one may wonder if there exists a | |
| ``derived base change functor'' $T : D(A) \to D(A')$, i.e., a functor | |
| such that $T(K)$ maps to $K \otimes_R^\mathbf{L} R'$ in $D(R')$. | |
| In this section we show it does not exist in general. | |
| \medskip\noindent | |
| Let $k$ be a field. Set $R = k[x, y]$. Set $R' = R/(xy)$ and $A = R/(x^2)$. | |
| The object $A \otimes_R^\mathbf{L} R'$ in $D(R')$ is represented by | |
| $$ | |
| x^2 : R' \longrightarrow R' | |
| $$ | |
| and we have $H^0(A \otimes_R^\mathbf{L} R') = A \otimes_R R'$. We claim that | |
| there does not exist an object $E$ of $D(A \otimes_R R')$ mapping to | |
| $A \otimes_R^\mathbf{L} R'$ in $D(R')$. Namely, for such an $E$ the module | |
| $H^0(E)$ would be free, hence $E$ would decompose as | |
| $H^0(E)[0] \oplus H^{-1}(E)[1]$. But it is easy to see that | |
| $A \otimes_R^\mathbf{L} R'$ is not isomorphic to the sum of its | |
| cohomology groups in $D(R')$. | |
| \begin{lemma} | |
| \label{lemma-no-derived-base-change} | |
| Let $R \to R'$ and $R \to A$ be ring maps. In general there does not | |
| exist a functor $T : D(A) \to D(A \otimes_R R')$ | |
| of triangulated categories such that an $A$-module $M$ gives an | |
| object $T(M)$ of $D(A \otimes_R R')$ which maps to | |
| $M \otimes_R^\mathbf{L} R'$ under the map $D(A \otimes_R R') \to D(R')$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{An interesting compact object} | |
| \label{section-interesting-compact} | |
| \noindent | |
| Let $R$ be a ring. Let $(A, \text{d})$ be a differential graded $R$-algebra. | |
| If $A = R$, then we know that every compact object of $D(A, \text{d}) = D(R)$ | |
| is represented by a finite complex of finite projective modules. In other | |
| words, compact objects are perfect, see | |
| More on Algebra, Proposition \ref{more-algebra-proposition-perfect-is-compact}. | |
| The analogue in the language of differential graded modules would | |
| be the question: ``Is every compact object of $D(A, \text{d})$ represented | |
| by a differential graded $A$-module $P$ which is finite and | |
| graded projective?'' | |
| \medskip\noindent | |
| For general differential graded algebras, this is not true. Namely, | |
| let $k$ be a field of characteristic $2$ | |
| (so we don't have to worry about signs). | |
| Let $A = k[x, y]/(y^2)$ | |
| with | |
| \begin{enumerate} | |
| \item $x$ of degree $0$ | |
| \item $y$ of degree $-1$, | |
| \item $\text{d}(x) = 0$, and | |
| \item $\text{d}(y) = x^2 + x$. | |
| \end{enumerate} | |
| Then $x : A \to A$ is a projector in $K(A, \text{d})$. | |
| Hence we see that | |
| $$ | |
| A = \Ker(x) \oplus \Im(1 - x) | |
| $$ | |
| in $K(A, \text{d})$, see | |
| Differential Graded Algebra, Lemma \ref{dga-lemma-homotopy-direct-sums} and | |
| Derived Categories, Lemma | |
| \ref{derived-lemma-projectors-have-images-triangulated}. | |
| It is clear that $A$ is a compact object of $D(A, \text{d})$. | |
| Then $\Ker(x)$ is a compact object of $D(A, \text{d})$ | |
| as follows from | |
| Derived Categories, Lemma \ref{derived-lemma-compact-objects-subcategory}. | |
| \medskip\noindent | |
| Next, suppose that $M$ is a differential graded (right) $A$-module | |
| representing $\Ker(x)$ and suppose that $M$ is finite and | |
| projective as a graded $A$-module. Because every finite graded projective | |
| module over $k[x, y]/(y^2)$ is graded free, we see that $M$ is | |
| finite free as a graded $k[x, y]/(y^2)$-module (i.e., when we forget | |
| the differential). We set $N = M/M(x^2 + x)$. | |
| Consider the exact sequence | |
| $$ | |
| 0 \to M \xrightarrow{x^2 + x} M \to N \to 0 | |
| $$ | |
| Since $x^2 + x$ is of degree $0$, in the center of $A$, and | |
| $\text{d}(x^2 + x) = 0$ we see that this is a short exact sequence | |
| of differential graded $A$-modules. Moreover, as $\text{d}(y) = x^2 + x$ | |
| we see that the differential on $N$ is linear. The maps | |
| $$ | |
| H^{-1}(N) \to H^0(M) | |
| \quad\text{and}\quad | |
| H^0(M) \to H^0(N) | |
| $$ | |
| are isomorphisms as $H^*(M) = H^0(M) = k$ since $M \cong \Ker(x)$ | |
| in $D(A, \text{d})$. A computation of the boundary map shows that | |
| $H^*(N) = k[x, y]/(x, y^2)$ as a graded module; we omit | |
| the details. Since $N$ is a free $k[x, y]/(y^2, x^2 + x)$-module | |
| we have a resolution | |
| $$ | |
| \ldots \to N[2] \xrightarrow{y} N[1] \xrightarrow{y} N \to N/Ny \to 0 | |
| $$ | |
| compatible with differentials. Since $N$ is bounded and since | |
| $H^0(N) = k[x,y]/(x, y^2)$ it follows from | |
| Homology, Lemma \ref{homology-lemma-first-quadrant-ss} | |
| that $H^0(N/Ny) = k[x]/(x)$. But as $N/Ny$ is a finite complex of free | |
| $k[x]/(x^2 + x) = k \times k$-modules, we see that its cohomology | |
| has to have even dimension, a contradiction. | |
| \begin{lemma} | |
| \label{lemma-no-good-representatif-compact-object} | |
| There exists a differential graded algebra $(A, \text{d})$ and | |
| a compact object $E$ of $D(A, \text{d})$ such that $E$ cannot | |
| be represented by a finite and graded projective differential | |
| graded $A$-module. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Two differential graded categories} | |
| \label{section-nongraded-differential-graded} | |
| \noindent | |
| In this section we construct two differential graded categories satisfying | |
| axioms (A), (B), and (C) as in | |
| Differential Graded Algebra, Situation \ref{dga-situation-ABC} | |
| whose objects do not come with a $\mathbf{Z}$-grading. | |
| \medskip\noindent | |
| {\bf Example I.} Let $X$ be a topological space. Denote | |
| $\underline{\mathbf{Z}}$ the constant sheaf with value $\mathbf{Z}$. | |
| Let $A$ be an $\underline{\mathbf{Z}}$-torsor. In this setting we say | |
| a sheaf of abelian groups $\mathcal{F}$ is {\it $A$-graded} if given a | |
| local section $a \in A(U)$ there is a projector | |
| $p_a : \mathcal{F}|_U \to \mathcal{F}|_U$ such that | |
| whenever we have a local isomorphism $\underline{\mathbf{Z}}|_U \to A|_U$ | |
| then $\mathcal{F}|_U = \bigoplus_{n \in \mathbf{Z}} p_n(\mathcal{F})$. | |
| Another way to say this is that locally on $X$ the abelian sheaf | |
| $\mathcal{F}$ has a $\mathbf{Z}$-grading, but on overlaps the different | |
| choices of gradings differ by a shift in degree given by the transition | |
| functions for the torsor $A$. | |
| We say that a pair $(\mathcal{F}, \text{d})$ is an | |
| {\it $A$-graded complex of abelian sheaves}, if $\mathcal{F}$ | |
| is an $A$-graded abelian sheaf and $\text{d} : \mathcal{F} \to \mathcal{F}$ | |
| is a differential, i.e., $\text{d}^2 = 0$ such that | |
| $p_{a + 1} \circ \text{d} = \text{d} \circ p_a$ for every local | |
| section $a$ of $A$. In other words, $\text{d}(p_a(\mathcal{F}))$ | |
| is contained in $p_{a + 1}(\mathcal{F})$. | |
| \medskip\noindent | |
| Next, consider the category $\mathcal{A}$ with | |
| \begin{enumerate} | |
| \item objects are $A$-graded complexes of abelian sheaves, and | |
| \item for objects $(\mathcal{F}, \text{d})$, $(\mathcal{G}, \text{d})$ we set | |
| $$ | |
| \Hom_\mathcal{A}((\mathcal{F}, \text{d}), (\mathcal{G}, \text{d})) = | |
| \bigoplus \Hom^n(\mathcal{F}, \mathcal{G}) | |
| $$ | |
| where $\Hom^n(\mathcal{F}, \mathcal{G})$ is the group of | |
| maps of abelian sheaves $f$ such that | |
| $f(p_a(\mathcal{F})) \subset p_{a + n}(\mathcal{G})$ for all | |
| local sections $a$ of $A$. As differential we take | |
| $\text{d}(f) = \text{d} \circ f - (-1)^n f \circ \text{d}$, see | |
| Differential Graded Algebra, Example \ref{dga-example-category-complexes}. | |
| \end{enumerate} | |
| We omit the verification that this is indeed a differential graded category | |
| satisfying (A), (B), and (C). All the properties may be verified locally on | |
| $X$ where one just recovers the differential graded category of complexes | |
| of abelian sheaves. Thus we obtain a triangulated category | |
| $K(\mathcal{A})$. | |
| \medskip\noindent | |
| Twisted derived category of $X$. Observe that given an object | |
| $(\mathcal{F}, \text{d})$ of $\mathcal{A}$, there is a well defined | |
| $A$-graded cohomology sheaf $H(\mathcal{F}, \text{d})$. | |
| Hence it is clear what is meant by a quasi-isomorphism | |
| in $K(\mathcal{A})$. We can invert quasi-isomorphisms | |
| to obtain the {\it derived category $D(\mathcal{A})$ of complexes of | |
| $A$-graded sheaves}. If $A$ is the trivial torsor, then $D(\mathcal{A})$ | |
| is equal to $D(X)$, but for nonzero torsors, one obtains a kind of | |
| {\it twisted} derived category of $X$. | |
| \medskip\noindent | |
| {\bf Example II.} Let $C$ be a smooth curve over a perfect field $k$ of | |
| characteristic $2$. Then $\Omega_{C/k}$ comes endowed with a canonical | |
| square root. Namely, we can write $\Omega_{C/k} = \mathcal{L}^{\otimes 2}$ | |
| such that for every local function $f$ on $C$ the section | |
| $\text{d}(f)$ is equal to $s^{\otimes 2}$ for some local section | |
| $s$ of $\mathcal{L}$. The ``reason'' is that | |
| $$ | |
| \text{d}(a_0 + a_1t + \ldots +a_dt^d) = | |
| (\sum\nolimits_{i\text{ odd}} a_i^{1/2} t^{(i - 1)/2})^2\text{d}t | |
| $$ | |
| (insert future reference here). This in particular determines a | |
| canonical connection | |
| $$ | |
| \nabla_{can} : | |
| \Omega_{C/k} | |
| \longrightarrow | |
| \Omega_{C/k} \otimes_{\mathcal{O}_C} \Omega_{C/k} | |
| $$ | |
| whose $2$-curvature is zero (namely, the unique connection such that the | |
| squares have derivative equal to zero). | |
| Observe that the category of vector bundles | |
| with connections is a tensor category, hence we also obtain canonical | |
| connections $\nabla_{can}$ on the invertible sheaves | |
| $\Omega_{C/k}^{\otimes n}$ for all $n \in \mathbf{Z}$. | |
| \medskip\noindent | |
| Let $\mathcal{A}$ be the category with | |
| \begin{enumerate} | |
| \item objects are pairs $(\mathcal{F}, \nabla)$ consisting of a | |
| finite locally free sheaf $\mathcal{F}$ endowed with a connection | |
| $$ | |
| \nabla : | |
| \mathcal{F} | |
| \longrightarrow | |
| \mathcal{F} \otimes_{\mathcal{O}_C} \Omega_{C/k} | |
| $$ | |
| whose $2$-curvature is zero, and | |
| \item morphisms between $(\mathcal{F}, \nabla_\mathcal{F})$ and | |
| $(\mathcal{G}, \nabla_\mathcal{G})$ | |
| are given by | |
| $$ | |
| \Hom_\mathcal{A}((\mathcal{F}, \nabla_\mathcal{F}), | |
| (\mathcal{G}, \nabla_\mathcal{G})) = | |
| \bigoplus \Hom_{\mathcal{O}_C}(\mathcal{F}, | |
| \mathcal{G} \otimes_{\mathcal{O}_C} \Omega_{C/k}^{\otimes n}) | |
| $$ | |
| For an element | |
| $f : \mathcal{F} \to \mathcal{G} \otimes \Omega_{C/k}^{\otimes n}$ | |
| of degree $n$ we set | |
| $$ | |
| \text{d}(f) = | |
| \nabla_{\mathcal{G} \otimes \Omega_{C/k}^{\otimes n}} \circ f + | |
| f \circ \nabla_\mathcal{F} | |
| $$ | |
| with suitable identifications. | |
| \end{enumerate} | |
| We omit the verification that this forms a differential graded | |
| category with properties (A), (B), (C). Thus we obtain a triangulated | |
| homotopy category $K(\mathcal{A})$. | |
| \medskip\noindent | |
| If $C = \mathbf{P}^1_k$, then $K(\mathcal{A})$ is the zero category. | |
| However, if $C$ is a smooth proper curve of genus $> 1$, then | |
| $K(\mathcal{A})$ is not zero. Namely, suppose that $\mathcal{N}$ | |
| is an invertible sheaf | |
| of degree $0 \leq d < g - 1$ with a nonzero section $\sigma$. | |
| Then set | |
| $(\mathcal{F}, \nabla_\mathcal{F}) = (\mathcal{O}_C, \text{d})$ | |
| and | |
| $(\mathcal{G}, \nabla_\mathcal{G}) = (\mathcal{N}^{\otimes 2}, \nabla_{can})$. | |
| We see that | |
| $$ | |
| \Hom_\mathcal{A}^n((\mathcal{F}, \nabla_\mathcal{F}), | |
| (\mathcal{G}, \nabla_\mathcal{G})) = | |
| \left\{ | |
| \begin{matrix} | |
| 0 & \text{if} & n < 0 \\ | |
| \Gamma(C, \mathcal{N}^{\otimes 2}) & \text{if} & n = 0 \\ | |
| \Gamma(C, \mathcal{N}^{\otimes 2} \otimes \Omega_{C/k}) & \text{if} & n = 1 | |
| \end{matrix} | |
| \right. | |
| $$ | |
| The first $0$ because the degree of | |
| $\mathcal{N}^{\otimes 2} \otimes \Omega_{C/k}^{\otimes -1}$ | |
| is negative by the condition $d < g - 1$. Now, the section | |
| $\sigma^{\otimes 2}$ has derivative equal zero, hence the homomorphism | |
| group | |
| $$ | |
| \Hom_{K(\mathcal{A})}((\mathcal{F}, \nabla_\mathcal{F}), | |
| (\mathcal{G}, \nabla_\mathcal{G})) | |
| $$ | |
| is nonzero. | |
| \section{The stack of proper algebraic spaces is not algebraic} | |
| \label{section-proper-spaces-not-algebraic} | |
| \noindent | |
| In Quot, Section \ref{quot-section-stack-of-spaces} | |
| we introduced and studied the stack in groupoids | |
| $$ | |
| p'_{fp, flat, proper} : | |
| \Spacesstack'_{fp, flat, proper} | |
| \longrightarrow | |
| \Sch_{fppf} | |
| $$ | |
| the stack whose category of sections over a scheme $S$ | |
| is the category of flat, proper, finitely presented algebraic | |
| spaces over $S$. We proved that this satisfies many of | |
| Artin's axioms. In this section we why this stack | |
| is not algebraic by showing that formal effectiveness | |
| fails in general. | |
| \medskip\noindent | |
| The canonical example uses that the universal deformation space of | |
| an abelian variety of dimension $g$ has $g^2$ formal parameters | |
| whereas any effective formal deformation can be defined over a | |
| complete local ring of dimension $\leq g(g + 1)/2$. | |
| Our example will be constructed by writing down a | |
| suitable non-effective deformation of a K3 surface. | |
| We will only sketch the argument and not give all the details. | |
| \medskip\noindent | |
| Let $k = \mathbf{C}$ be the field of complex numbers. | |
| Let $X \subset \mathbf{P}^3_k$ be a smooth degree | |
| $4$ surface over $k$. We have | |
| $\omega_X \cong \Omega^2_{X/k} \cong \mathcal{O}_X$. | |
| Finally, we have | |
| $\dim_k H^0(X, T_{X/k}) = 0$, | |
| $\dim_k H^1(X, T_{X/k}) = 20$, and | |
| $\dim_k H^2(X, T_{X/k}) = 0$. | |
| Since $L_{X/k} = \Omega_{X/k}$ because $X$ is smooth over $k$, | |
| and since $\Ext^i_{\mathcal{O}_X}(\Omega_{X/k}, \mathcal{O}_X) = | |
| H^i(X, T_{X/k})$, and because we have Cotangent, Lemma | |
| \ref{cotangent-lemma-find-obstruction-ringed-topoi} | |
| we find that there is a universal deformation of $X$ | |
| over | |
| $$ | |
| k[[x_1, \ldots, x_{20}]] | |
| $$ | |
| Suppose that this universal deformation is effective | |
| (as in Artin's Axioms, Section \ref{artin-section-formal-objects}). | |
| Then we would get a flat, proper morphism | |
| $$ | |
| f : Y \longrightarrow \Spec(k[[x_1, \ldots, x_{20}]]) | |
| $$ | |
| where $Y$ is an algebraic space recovering the universal deformation. | |
| This is impossible for the following reason. Since $Y$ is separated | |
| we can find an affine open subscheme $V \subset Y$. Since the special | |
| fibre $X$ of $Y$ is smooth, we see that $f$ is smooth. Hence $Y$ | |
| is regular being smooth over regular and it follows | |
| that the complement $D$ of $V$ in $Y$ is an effective Cartier divisor. | |
| Then $\mathcal{O}_Y(D)$ is a nontrivial element of $\Pic(Y)$ | |
| (to prove this you show that the complement of a nonempty affine open in | |
| a proper smooth algebraic space over a field is always a nontrivial | |
| in the Picard group and you apply this to the generic fibre of $f$). | |
| Finally, to get a contradiction, we show that $\Pic(Y) = 0$. | |
| Namely, the map $\Pic(Y) \to \Pic(X)$ is injective, | |
| because $H^1(X, \mathcal{O}_X) = 0$ (hence all deformations of | |
| $\mathcal{O}_X$ to $Y \times \Spec(k[[x_i]]/\mathfrak m^n)$ | |
| are trivial) and Grothendieck's existence theorem | |
| (which says that coherent modules giving rise to the | |
| same sheaves on thickenings are isomorphic). | |
| If $X$ is general enough, then $\Pic(X) = \mathbf{Z}$ | |
| generated by $\mathcal{O}_X(1)$. Hence it suffices to show that | |
| $\mathcal{O}_X(n)$, $n > 0$ does not deform to the first | |
| order neighbourhood\footnote{This argument works as long as | |
| the map $c_1 : \Pic(X) \to H^1(X, \Omega_{X/k})$ | |
| is injective, which is true for $k$ any field of characteristic zero | |
| and any smooth hypersurface $X$ of degree $4$ in $\mathbf{P}^3_k$.}. | |
| Consider the cup-product | |
| $$ | |
| H^1(X, \Omega_{X/k}) \times H^1(X, T_{X/k}) | |
| \longrightarrow H^2(X, \mathcal{O}_X) | |
| $$ | |
| This is a nondegenerate pairing by coherent duality. | |
| A computation shows that the Chern class | |
| $c_1(\mathcal{O}_X(n)) \in H^1(X, \Omega_{X/k})$ | |
| in Hodge cohomology is nonzero. | |
| Hence there is a first order deformation | |
| whose cup product with $c_1(\mathcal{O}_X(n))$ is nonzero. | |
| Then finally, one shows this cup product is the obstruction | |
| class to lifting. | |
| \begin{lemma} | |
| \label{lemma-proper-spaces-not-algebraic} | |
| The stack in groupoids | |
| $$ | |
| p'_{fp, flat, proper} : | |
| \Spacesstack'_{fp, flat, proper} | |
| \longrightarrow | |
| \Sch_{fppf} | |
| $$ | |
| whose category of sections over a scheme $S$ is the category of | |
| flat, proper, finitely presented algebraic spaces over $S$ | |
| (see Quot, Section \ref{quot-section-stack-of-spaces}) | |
| is not an algebraic stack. | |
| \end{lemma} | |
| \begin{proof} | |
| If it was an algebraic stack, then every formal object would be | |
| effective, see Artin's Axioms, Lemma \ref{artin-lemma-effective}. | |
| The discussion above show this is not the case | |
| after base change to $\Spec(\mathbf{C})$. | |
| Hence the conclusion. | |
| \end{proof} | |
| \section{An example of a non-algebraic Hom-stack} | |
| \label{section-non-algebraic-hom-stack} | |
| \noindent | |
| Let $\mathcal{Y}, \mathcal{Z}$ be algebraic stacks over a scheme $S$. | |
| The {\it Hom-stack} $\underline{\Mor}_S(\mathcal{Y}, \mathcal{Z})$ | |
| is the stack in groupoids over $S$ whose category of sections over | |
| a scheme $T$ is given by the category | |
| $$ | |
| \Mor_T(\mathcal{Y} \times_S T, \mathcal{Z} \times_S T) | |
| $$ | |
| whose objects are $1$-morphisms and whose morphisms are $2$-morphisms. | |
| We omit the proof this is indeed a stack in groupoids over | |
| $(\Sch/S)_{fppf}$ (insert future reference here). Of course, in | |
| general the Hom-stack will not be algebraic. In this section we | |
| give an example where it is not true and where $\mathcal{Y}$ is | |
| representable by a proper flat scheme over $S$ and $\mathcal{Z}$ | |
| is smooth and proper over $S$. | |
| \medskip\noindent | |
| Let $k$ be an algebraically closed field which is not the algebraic | |
| closure of a finite field. Let $S = \Spec(k[[t]])$ | |
| and $S_n = \Spec(k[t]/(t^n)) \subset S$. Let $f : X \to S$ be a map | |
| satisfying the following | |
| \begin{enumerate} | |
| \item $f$ is projective and flat, and its fibres are geometrically | |
| connected curves, | |
| \item the fibre $X_0 = X \times_S S_0$ is a nodal curve with smooth | |
| irreducible components whose dual graph has a loop consisting of | |
| rational curves, | |
| \item $X$ is a regular scheme. | |
| \end{enumerate} | |
| To make such a surface $X$ we can take for example | |
| $$ | |
| X\quad :\quad T_0T_1T_2 - t(T_0^3 + T_1^3 + T_2^3) = 0 | |
| $$ | |
| in $\mathbf{P}^2_{k[[t]]}$. Let $A_0$ be a non-zero abelian variety over $k$ | |
| for example an elliptic curve. Let $A = A_0 \times_{\Spec(k)} S$ be the | |
| constant abelian scheme over $S$ associated to $A_0$. We will show that the | |
| stack $\mathcal{X} = \underline{\Mor}_S(X, [S/A]))$ is not algebraic. | |
| \medskip\noindent | |
| Recall that $[S/A]$ is on the one hand the quotient stack of $A$ acting | |
| trivially on $S$ and on | |
| the other hand equal to the stack classifying fppf $A$-torsors, see | |
| Examples of Stacks, Proposition | |
| \ref{examples-stacks-proposition-equal-quotient-stacks}. | |
| Observe that $[S/A] = [\Spec(k)/A_0] \times_{\Spec(k)} S$. This allows | |
| us to describe the fibre category over a scheme $T$ as follows | |
| \begin{align*} | |
| \mathcal{X}_T | |
| & = | |
| \underline{\Mor}_S(X, [S/A])_T \\ | |
| & = | |
| \Mor_T(X \times_S T, [S/A] \times_S T) \\ | |
| & = | |
| \Mor_S(X \times_S T, [S/A]) \\ | |
| & = | |
| \Mor_{\Spec(k)}(X \times_S T, [\Spec(k)/A_0]) | |
| \end{align*} | |
| for any $S$-scheme $T$. In other words, the groupoid $\mathcal{X}_T$ | |
| is the groupoid of fppf $A_0$-torsors on $X \times_S T$. | |
| Before we discuss why $\mathcal{X}$ is not an algebraic stack, | |
| we need a few lemmas. | |
| \begin{lemma} | |
| \label{lemma-torsors-over-two-dimensional-regular} | |
| Let $W$ be a two dimensional regular integral Noetherian scheme | |
| with function field $K$. Let $G \to W$ be an abelian scheme. | |
| Then the map $H^1_{fppf}(W, G) \to H^1_{fppf}(\Spec(K), G)$ | |
| is injective. | |
| \end{lemma} | |
| \begin{proof}[Sketch of proof] | |
| Let $P \to W$ be an fppf $G$-torsor which is trivial in the generic point. | |
| Then we have a morphism $\Spec(K) \to P$ over $W$ and we can take | |
| its scheme theoretic image $Z \subset P$. Since $P \to W$ is proper | |
| (as a torsor for a proper group algebraic space over $W$) | |
| we see that $Z \to W$ is a proper birational morphism. | |
| By Spaces over Fields, Lemma \ref{spaces-over-fields-lemma-finite-in-codim-1} | |
| the morphism $Z \to W$ is finite away from finitely many closed points | |
| of $W$. By (insert future reference on resolving indeterminacies | |
| of morphisms by blowing quadratic transformations for surfaces) | |
| the irreducible components of the geometric fibres of $Z \to W$ | |
| are rational curves. By | |
| More on Groupoids in Spaces, Lemma | |
| \ref{spaces-more-groupoids-lemma-no-nonconstant-morphism-from-P1-to-group} | |
| there are no nonconstant morphisms from rational curves | |
| to group schemes or torsors over such. | |
| Hence $Z \to W$ is finite, whence $Z$ is a scheme and $Z \to W$ | |
| is an isomorphism by | |
| Morphisms, Lemma \ref{morphisms-lemma-finite-birational-over-normal}. | |
| In other words, the torsor $P$ is trivial. | |
| \end{proof} | |
| \begin{lemma} | |
| \label{lemma-torsors-over-field-torsion} | |
| Let $G$ be a smooth commutative group algebraic space over a field $K$. | |
| Then $H^1_{fppf}(\Spec(K), G)$ is torsion. | |
| \end{lemma} | |
| \begin{proof} | |
| Every $G$-torsor $P$ over $\Spec(K)$ is smooth over $K$ as a form of $G$. | |
| Hence $P$ has a point over a finite separable extension $L/K$. | |
| Say $[L : K] = n$. Let $[n](P)$ denote the $G$-torsor whose class is $n$ | |
| times the class of $P$ in $H^1_{fppf}(\Spec(K), G)$. There is a canonical | |
| morphism | |
| $$ | |
| P \times_{\Spec(K)} \ldots \times_{\Spec(K)} P \to [n](P) | |
| $$ | |
| of algebraic spaces over $K$. This morphism is symmetric as | |
| $G$ is abelian. Hence it factors through the quotient | |
| $$ | |
| (P \times_{\Spec(K)} \ldots \times_{\Spec(K)} P)/S_n | |
| $$ | |
| On the other hand, the morphism $\Spec(L) \to P$ defines a morphism | |
| $$ | |
| (\Spec(L) \times_{\Spec(K)} \ldots \times_{\Spec(K)} \Spec(L))/S_n | |
| \longrightarrow (P \times_{\Spec(K)} \ldots \times_{\Spec(K)} P)/S_n | |
| $$ | |
| and the reader can verify that the scheme on the left has a $K$-rational | |
| point. Thus we see that $[n](P)$ is the trivial torsor. | |
| \end{proof} | |
| \noindent | |
| To prove $\mathcal{X} = \underline{\Mor}_S(X, [S/A])$ | |
| is not an algebraic stack, by | |
| Artin's Axioms, Lemma \ref{artin-lemma-effective}, | |
| it is enough to show the following. | |
| \begin{lemma} | |
| \label{lemma-not-essentially-surjective} | |
| The canonical map $\mathcal{X}(S) \to \lim \mathcal{X}(S_n)$ | |
| is not essentially surjective. | |
| \end{lemma} | |
| \begin{proof}[Sketch of proof] | |
| Unwinding definitions, it is enough to check that | |
| $H^1(X, A_0) \to \lim H^1(X_n, A_0)$ is not surjective. | |
| As $X$ is regular and projective, by | |
| Lemmas \ref{lemma-torsors-over-field-torsion} and | |
| \ref{lemma-torsors-over-two-dimensional-regular} | |
| each $A_0$-torsor over $X$ is torsion. | |
| In particular, the group $H^1(X, A_0)$ is torsion. | |
| It is thus enough to show: | |
| (a) the group $H^1(X_0, A_0)$ is non-torsion, and | |
| (b) the maps $H^1(X_{n + 1}, A_0) \to H^1(X_n, A_0)$ are surjective for all $n$. | |
| \medskip\noindent | |
| Ad (a). One constructs a nontorsion $A_0$-torsor $P_0$ on the nodal | |
| curve $X_0$ by glueing trivial $A_0$-torsors on each component | |
| of $X_0$ using non-torsion points on $A_0$ as the isomorphisms | |
| over the nodes. More precisely, let $x \in X_0$ be a node | |
| which occurs in a loop consisting of rational curves. | |
| Let $X'_0 \to X_0$ be the normalization of $X_0$ in $X_0 \setminus \{x\}$. | |
| Let $x', x'' \in X'_0$ be the two points mapping to $x_0$. | |
| Then we take $A_0 \times_{\Spec(k)} X'_0$ and we identify | |
| $A_0 \times {x'}$ with $A_0 \times \{x''\}$ using translation | |
| $A_0 \to A_0$ by a nontorsion point $a_0 \in A_0(k)$ (there is such | |
| a nontorsion point as $k$ is algebraically closed and not the algebraic | |
| closure of a finite field -- this is actually not trivial to prove). | |
| One can show that the glueing is an algebraic space (in fact one can | |
| show it is a scheme) and that it is an nontorsion $A_0$-torsor over $X_0$. | |
| The reason that it is nontorsion is that if $[n](P_0)$ has a section, | |
| then that section produces a morphism $s : X'_0 \to A_0$ such that | |
| $[n](a_0) = s(x') - s(x'')$ in the group law on $A_0(k)$. However, | |
| since the irreducible components of the loop are rational to | |
| section $s$ is constant on them ( | |
| More on Groupoids in Spaces, Lemma | |
| \ref{spaces-more-groupoids-lemma-no-nonconstant-morphism-from-P1-to-group}). | |
| Hence $s(x') = s(x'')$ and we obtain a contradiction. | |
| \medskip\noindent | |
| Ad (b). Deformation theory shows that the obstruction to deforming an | |
| $A_0$-torsor $P_n \to X_n$ to an $A_0$-torsor $P_{n + 1} \to X_{n + 1}$ | |
| lies in $H^2(X_0, \omega)$ for a suitable vector bundle $\omega$ on $X_0$. | |
| The latter vanishes as $X_0$ is a curve, proving the claim. | |
| \end{proof} | |
| \begin{proposition} | |
| \label{proposition-nonalghomstack} | |
| The stack $\mathcal{X} = \underline{\Mor}_S(X, [S/A])$ is not algebraic. | |
| \end{proposition} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \begin{remark} | |
| \label{remark-contradict-aoki} | |
| Proposition \ref{proposition-nonalghomstack} contradicts | |
| \cite[Theorem 1.1]{AokiHomStacks}. The problem is the non-effectivity | |
| of formal objects for $\underline{\Mor}_S(X, [S/A])$. The same problem | |
| is mentioned in the Erratum \cite{AokiHomStacksErr} to | |
| \cite{AokiHomStacks}. Unfortunately, the Erratum goes on | |
| to assert that $\underline{\Mor}_S(\mathcal{Y}, \mathcal{Z})$ | |
| is algebraic if $\mathcal{Z}$ is separated, which also contradicts | |
| Proposition \ref{proposition-nonalghomstack} as $[S/A]$ is separated. | |
| \end{remark} | |
| \section{An algebraic stack not satisfying strong formal effectiveness} | |
| \label{section-non-formal-effectiveness} | |
| \noindent | |
| This is \cite[Example 4.12]{Bhatt-Algebraize}. | |
| Let $k$ be an algebraically closed field. | |
| Let $A$ be an abelian variety over $k$. | |
| Assume that $A(k)$ is not torsion (this always holds if $k$ | |
| is not the algebraic closure of a finite field). | |
| Let $\mathcal{X} = [\Spec(k)/A]$. | |
| We claim there exists an ideal $I \subset k[x, y]$ | |
| such that | |
| $$ | |
| \mathcal{X}_{\Spec(k[x, y]^\wedge)} | |
| \longrightarrow | |
| \lim \mathcal{X}_{\Spec(k[x, y]/I^n)} | |
| $$ | |
| is not essentially surjective. Namely, let $I$ | |
| be the ideal generated by $xy(x + y - 1)$. | |
| Then $X_0 = V(I)$ consists of three copies of $\mathbf{A}^1_k$ | |
| glued into a triangle at three points. Hence we can make an infinite order | |
| torsor $P_0$ for $A$ over $X_0$ by taking the trivial torsor | |
| over the irreducible components of $X_0$ and glueing | |
| using translation by nontorsion points. | |
| Exactly as in the proof of Lemma \ref{lemma-not-essentially-surjective} | |
| we can lift $P_0$ to a torsor $P_n$ over $X_n = \Spec(k[x, y]/I^n)$. | |
| Since $k[x, y]^\wedge$ is a two dimensional regular domain | |
| we see that any torsor $P$ for $A$ over $\Spec(k[x, y]^\wedge)$ | |
| is torsion (Lemmas \ref{lemma-torsors-over-two-dimensional-regular} | |
| and \ref{lemma-torsors-over-field-torsion}). Hence the system of | |
| torsors is not in the image of the displayed functor. | |
| \begin{lemma} | |
| \label{lemma-non-formal-effectiveness} | |
| Let $k$ be an algebraically closed field which is not the closure | |
| of a finite field. Let $A$ be an abelian variety over $k$. | |
| Let $\mathcal{X} = [\Spec(k)/A]$. | |
| There exists an inverse system of $k$-algebras $R_n$ | |
| with surjective transition maps whose kernels are locally nilpotent | |
| and a system $(\xi_n)$ of $\mathcal{X}$ lying over the system | |
| $(\Spec(R_n))$ such that this system is not effective | |
| in the sense of Artin's Axioms, Remark \ref{artin-remark-strong-effectiveness}. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{A counter example to Grothendieck's existence theorem} | |
| \label{section-Grothendieck-existence} | |
| \noindent | |
| Let $k$ be a field and let $A = k[[t]]$. Let $X$ be the glueing of | |
| $U = \Spec(A[x])$ and $V = \Spec(A[y])$ by the identification | |
| $$ | |
| U \setminus \{0_U\} \longrightarrow V \setminus \{0_V\} | |
| $$ | |
| sending $x$ to $y$ where $0_U \in U$ and $O_V \in V$ are the points | |
| corresponding to the maximal ideals $(x, t)$ and $(y, t)$. Set | |
| $A_n = A/(t^n)$ and set $X_n = X \times_{\Spec(A)} \Spec(A_n)$. | |
| Let $\mathcal{F}_n$ be the coherent sheaf on $X_n$ | |
| corresponding to the $A_n[x]$-module $A_n[x]/(x) \cong A_n$ | |
| and the $A_n[y]$ module $0$ with obvious glueing. | |
| Let $\mathcal{I} \subset \mathcal{O}_X$ be the sheaf of | |
| ideals generate by $t$. Then $(\mathcal{F}_n)$ is an object of | |
| the category $\textit{Coh}_{\text{support proper over } A}(X, \mathcal{I})$ | |
| defined in | |
| Cohomology of Schemes, Section \ref{coherent-section-existence-proper-support}. | |
| On the other hand, this object is not in the image of | |
| the functor | |
| Cohomology of Schemes, | |
| Equation (\ref{coherent-equation-completion-functor-proper-over-A}). | |
| Namely, if it where there would be a finite $A[x]$-module $M$, | |
| a finite $A[y]$-module $N$ and an isomorphism $M[1/t] \cong N[1/t]$ | |
| such that $M/t^nM \cong A_n[x]/(x)$ and $N/t^nN = 0$ for all $n$. | |
| It is easy to see that this is impossible. | |
| \begin{lemma} | |
| \label{lemma-counter-Grothendieck-existence} | |
| Counter examples to algebraization of coherent sheaves. | |
| \begin{enumerate} | |
| \item Grothendieck's existence theorem as stated in | |
| Cohomology of Schemes, Theorem \ref{coherent-theorem-grothendieck-existence} | |
| is false if we drop the assumption that $X \to \Spec(A)$ is separated. | |
| \item The stack of coherent sheaves $\Cohstack_{X/B}$ | |
| of Quot, Theorems \ref{quot-theorem-coherent-algebraic-general} and | |
| \ref{quot-theorem-coherent-algebraic} is in general | |
| not algebraic if we drop the assumption that $X \to S$ is separated | |
| \item The functor $\Quotfunctor_{\mathcal{F}/X/B}$ of | |
| Quot, Proposition \ref{quot-proposition-quot} | |
| is not an algebraic space in general if we drop the assumption | |
| that $X \to B$ is separated. | |
| \end{enumerate} | |
| \end{lemma} | |
| \begin{proof} | |
| Part (1) we saw above. This shows that $\textit{Coh}_{X/A}$ fails | |
| axiom [4] of Artin's Axioms, Section \ref{artin-section-axioms}. Hence it | |
| cannot be an algebraic stack by Artin's Axioms, Lemma | |
| \ref{artin-lemma-effective}. | |
| In this way we see that (2) is true. To see (3), note that | |
| there are compatible surjections $\mathcal{O}_{X_n} \to \mathcal{F}_n$ | |
| for all $n$. Thus we see that $\Quotfunctor_{\mathcal{O}_X/X/A}$ | |
| fails axiom [4] and we see that (3) is true as before. | |
| \end{proof} | |
| \section{Affine formal algebraic spaces} | |
| \label{section-affine-formal-algebraic-space} | |
| \noindent | |
| Let $K$ be a field and let $(V_i)_{i \in I}$ be a directed inverse | |
| system of nonzero vector spaces over $K$ with surjective transition maps and | |
| with $\lim V_i = 0$, see Section \ref{section-zero-limit}. | |
| Let $R_i = K \oplus V_i$ as $K$-algebra where $V_i$ is | |
| an ideal of square zero. Then $R_i$ is an inverse system of | |
| $K$-algebras with surjective transition maps with nilpotent kernels | |
| and with $\lim R_i = K$. The affine formal | |
| algebraic space $X = \colim \Spec(R_i)$ is an example of an affine | |
| formal algebraic space which is not McQuillan. | |
| \begin{lemma} | |
| \label{lemma-affine-not-mcquillan} | |
| There exists an affine formal algebraic space which is not McQuillan. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| Let $0 \to W_i \to V_i \to K \to 0$ be a system of exact sequences | |
| as in Section \ref{section-zero-limit}. Let | |
| $A_i = K[V_i]/(ww'; w, w' \in W_i)$. | |
| Then there is a compatible system of surjections $A_i \to K[t]$ | |
| with nilpotent kernels and | |
| the transition maps $A_i \to A_j$ are surjective with nilpotent | |
| kernels as well. Recall that $V_i$ is free over $K$ with | |
| basis given by $s \in S_i$. Then, if the characteristic of $K$ is zero, | |
| the degree $d$ part of $A_i$ is free over $K$ with basis given by | |
| $s^d$, $s \in S_i$ each of which map to $t^d$. Hence the inverse system of | |
| the degree $d$ parts of the $A_i$ is isomorphic to the inverse | |
| system of the vector spaces $V_i$. As $\lim V_i = 0$ we conclude that | |
| $\lim A_i = K$, at least when the characteristic of $K$ is zero. | |
| This gives an example of an affine formal algebraic space | |
| whose ``regular functions'' do not separate points. | |
| \begin{lemma} | |
| \label{lemma-affine-formal-functions-do-not-separate-points} | |
| There exists an affine formal algebraic space $X$ | |
| whose regular functions do not separate points, in the following sense: | |
| If we write $X = \colim X_\lambda$ as in | |
| Formal Spaces, Definition | |
| \ref{formal-spaces-definition-affine-formal-algebraic-space} | |
| then $\lim \Gamma(X_\lambda, \mathcal{O}_{X_\lambda})$ | |
| is a field, but $X_{red}$ has infinitely many points. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| Let $K$, $I$, and $(V_i)$ be as above. Consider systems | |
| $$ | |
| \Phi = (\Lambda, J_i \subset \Lambda, (M_i) \to (V_i)) | |
| $$ | |
| where $\Lambda$ is an augmented $K$-algebra, | |
| $J_i \subset \Lambda$ for $i \in I$ is an ideal of square zero, | |
| $(M_i) \to (V_i)$ is a map of inverse systems of $K$-vector spaces | |
| such that $M_i \to V_i$ is surjective for each $i$, such that | |
| $M_i$ has a $\Lambda$-module structure, such that the transition maps | |
| $M_i \to M_j$, $i > j$ are $\Lambda$-linear, and such that | |
| $J_j M_i \subset \Ker(M_i \to M_j)$ for $i > j$. | |
| Claim: There exists a system as above such that $M_j = M_i/J_j M_i$ | |
| for all $i > j$. | |
| \medskip\noindent | |
| If the claim is true, then we obtain a representable morphism | |
| $$ | |
| \colim_{i \in I} \Spec(\Lambda/J_i \oplus M_i) | |
| \longrightarrow | |
| \text{Spf}(\lim \Lambda/J_i) | |
| $$ | |
| of affine formal algebraic spaces whose source is not McQuillan | |
| but the target is. Here $\Lambda/J_i \oplus M_i$ has the usual | |
| $\Lambda/J_i$-algebra structure where $M_i$ is an ideal of square zero. | |
| Representability translates exactly into the | |
| condition that $M_i/J_jM_i = M_j$ for $i > j$. The source | |
| of the morphism is not McQuillan as the projections | |
| $\lim_{i \in I} M_i \to M_i$ are not be surjective. This is true | |
| because the maps $\lim V_i \to V_i$ are not surjective | |
| and we have the surjection $M_i \to V_i$. Some details omitted. | |
| \medskip\noindent | |
| Proof of the claim. First, note that there exists at least one | |
| system, namely | |
| $$ | |
| \Phi_0 = (K, J_i = (0), (V_i) \xrightarrow{\text{id}} (V_i)) | |
| $$ | |
| Given a system $\Phi$ we will prove there exists a morphism of systems | |
| $\Phi \to \Phi'$ (morphisms of systems defined in the obvious manner) | |
| such that $\Ker(M_i/J_j M_i \to M_j)$ maps to zero in | |
| $M'_i/J'_j M'_i$. Once this is done we can do the usual trick | |
| of setting $\Phi_n = (\Phi_{n - 1})'$ inductively for $n \geq 1$ and | |
| taking $\Phi = \colim \Phi_n$ to get a system with the desired properties. | |
| Details omitted. | |
| \medskip\noindent | |
| Construction of $\Phi'$ given $\Phi$. Consider the set $U$ of | |
| triples $u = (i, j, \xi)$ where $i > j$ and $\xi \in \Ker(M_i \to M_j)$. | |
| We will let $s, t : U \to I$ denote the maps $s(i, j, \xi) = i$ | |
| and $t(i, j, \xi) = j$. Then we set $\xi_u \in M_{s(u)}$ the third | |
| component of $u$. We take | |
| $$ | |
| \Lambda' = \Lambda[x_u; u \in U]/(x_u x_{u'}; u, u' \in U) | |
| $$ | |
| with augmentation $\Lambda' \to K$ given by the augmentation of $\Lambda$ | |
| and sending $x_u$ to zero. | |
| We take $J'_k = J_k \Lambda' + (x_{u,\ t(u) \geq k})$. | |
| We set | |
| $$ | |
| M'_i = M_i \oplus \bigoplus\nolimits_{s(u) \geq i} K\epsilon_{i, u} | |
| $$ | |
| As transition maps $M'_i \to M'_j$ for $i > j$ we use | |
| the given map $M_i \to M_j$ and we send $\epsilon_{i, u}$ to | |
| $\epsilon_{j, u}$. The map $M'_i \to V_i$ induces the given map | |
| $M_i \to V_i$ and sends $\epsilon_{i, u}$ to zero. | |
| Finally, we let $\Lambda'$ act on $M'_i$ as follows: | |
| for $\lambda \in \Lambda$ we act by the $\Lambda$-module | |
| structure on $M_i$ and via the augmentation $\Lambda \to K$ | |
| on $\epsilon_{i, u}$. The element $x_u$ acts as $0$ on $M_i$ | |
| for all $i$. Finally, we define | |
| $$ | |
| x_u \epsilon_{i, u} = \text{image of }\xi_u\text{ in }M_i | |
| $$ | |
| and we set all other products $x_{u'} \epsilon_{i, u}$ equal to zero. | |
| The displayed formula makes sense because $s(u) \geq i$ and | |
| $\xi_u \in M_{s(u)}$. The main things the check are $J'_j M'_i \subset M'_i$ | |
| maps to zero in $M'_j$ for $i > j$ and that $\Ker(M_i \to M_j)$ | |
| maps to zero in $M'_i/J_j M'_i$. The reason for the last fact | |
| is that $\xi = x_{(i, j, \xi)} \epsilon_{i, (i, j, \xi)} \in J'_j M'_i$ | |
| for any $\xi \in \Ker(M_i \to M_j)$. | |
| We omit the details. | |
| \begin{lemma} | |
| \label{lemma-representable-morphism-affine-formal-not-mcquillan-top} | |
| There exists a representable morphism $f : X \to Y$ of | |
| affine formal algebraic spaces with $Y$ McQuillan, but $X$ not | |
| McQuillan. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Flat maps are not directed limits of finitely presented flat maps} | |
| \label{section-flat-not-colimit-flat-finitely-presented} | |
| \noindent | |
| The goal of this section is to give an example of a flat ring map which | |
| is not a filtered colimit of flat and finitely presented ring maps. In | |
| \cite{gabber-nonexcellent} it is shown that if $A$ is a nonexcellent | |
| local ring of dimension $1$ and residue characteristic zero, then the | |
| (flat) ring map $A \to A^\wedge$ to its completion is not a filtered | |
| colimit of finite type flat ring maps. The example in this section | |
| will have a source which is an excellent ring. We encourage the reader | |
| to submit other examples; please email | |
| \href{mailto:stacks.project@gmail.com}{stacks.project@gmail.com} | |
| if you have one. | |
| \medskip\noindent | |
| For the construction, fix a prime $p$, and let | |
| $A = \mathbf{F}_p[x_1, \ldots, x_n]$. | |
| Choose an absolute integral closure $A^+$ of $A$, i.e., $A^+$ is the | |
| integral closure of $A$ in an algebraic closure of its fraction field. | |
| In \cite[\S 6.7]{HHBigCM} it is shown that $A \to A^+$ is flat. | |
| \medskip\noindent | |
| We claim that the $A$-algebra $A^+$ is not a filtered colimit of finitely | |
| presented flat $A$-algebras if $n \geq 3$. | |
| \medskip\noindent | |
| We sketch the argument in the case $n = 3$, and we leave the generalization to | |
| higher $n$ to the reader. It is enough to prove the analogous statement for | |
| the map $R \to R^+$, where $R$ is the strict henselization of $A$ at the | |
| origin and $R^+$ is its absolute integral closure. Observe that $R$ | |
| is a henselian regular local ring whose residue field $k$ is an | |
| algebraic closure of $\mathbf{F}_p$. | |
| \medskip\noindent | |
| Choose an ordinary abelian surface $X$ over $k$ and a very ample line bundle | |
| $L$ on $X$. The section ring $\Gamma_*(X, L) = \bigoplus_n H^0(X,L^n)$ is | |
| the coordinate ring of the affine cone over $X$ with respect to $L$. It is | |
| a normal ring for $L$ sufficiently positive. Let $S$ denote the henselization | |
| of $\Gamma_*(X, L)$ at vertex of the cone. Then $S$ is a henselian Noetherian | |
| normal domain of dimension $3$. We obtain a finite injective | |
| map $R \to S$ as the henselization of a Noether normalization | |
| for the finite type $k$-algebra $\Gamma_*(X, L)$. As $R^+$ is an | |
| absolute integral closure of $R$, we can also fix an embedding $S \to R^+$. | |
| Thus $R^+$ is also the absolute integral closure of $S$. To show $R^+$ | |
| is not a filtered colimit of flat $R$-algebras, it suffices to show: | |
| \begin{enumerate} | |
| \item If there exists a factorization $S \to P \to R^+$ with $P$ flat | |
| and finite type over $R$, then there exists a factorization | |
| $S \to T \to R^+$ with $T$ finite flat over $R$. | |
| \item For any factorization $S \to T \to R^+$ with $S \to T$ finite, | |
| the ring $T$ is not $R$-flat. | |
| \end{enumerate} | |
| Indeed, since $S$ is finitely presented over $R$, if one could write | |
| $R^+ = \colim_i P_i$ as a filtered colimit of finitely presented flat | |
| $R$-algebras $P_i$, then $S \to R^+$ would factor as $S \to P_i \to R^+$ | |
| for $i \gg 0$, which contradicts the above pair of assertions. | |
| Assertion (1) follows from the fact that $R$ is henselian and a | |
| slicing argument, see More on Morphisms, Lemma | |
| \ref{more-morphisms-lemma-qf-fp-flat-neighbourhood-dominates-fppf}. | |
| Part (2) was proven in \cite{BhattSmallCMMod}; for the convenience of | |
| the reader, we recall the argument. | |
| \medskip\noindent | |
| Let $U \subset \Spec(S)$ be the punctured spectrum, so there are natural | |
| maps $X \leftarrow U \subset \Spec(S)$. The first map gives an | |
| identification $H^1(U, \mathcal{O}_U) \simeq H^1(X, \mathcal{O}_X)$. | |
| By passing to the Witt vectors of the perfection and using the | |
| Artin-Schreier sequence\footnote{Here we use that $S$ is a strictly | |
| henselian local ring of characteristic $p$ and hence | |
| $S \to S$, $f \mapsto f^p - f$ is surjective. | |
| Also $S$ is a normal domain and hence | |
| $\Gamma(U, \mathcal{O}_U) = S$. Thus $H^1_\etale(U, \mathbf{Z}/p)$ | |
| is the kernel of the map $H^1(U, \mathcal{O}_U) \to H^1(U, \mathcal{O}_U)$ | |
| induced by $f \mapsto f^p - f$.}, this gives an identification | |
| $H^1_\etale(U, \mathbf{Z}_p) \simeq H^1_\etale(X, \mathbf{Z}_p)$. | |
| In particular, this group is a finite free $\mathbf{Z}_p$-module of | |
| rank $2$ (since $X$ is ordinary). To get a contradiction assume | |
| there exists an | |
| $R$-flat $T$ as in (2) above. Let $V \subset \Spec(T)$ denote the preimage | |
| of $U$, and write $f : V \to U$ for the induced finite surjective map. | |
| Since $U$ is normal, there is a trace map $f_*\mathbf{Z}_p \to \mathbf{Z}_p$ | |
| on $U_\etale$ whose composition with the pullback | |
| $\mathbf{Z}_p \to f_*\mathbf{Z}_p$ is multiplication by $d = \deg(f)$. | |
| Passing to cohomology, and using that $H^1_\etale(U, \mathbf{Z}_p)$ | |
| is nontorsion, then shows that $H^1_\etale(V, \mathbf{Z}_p)$ is nonzero. | |
| Since $H^1_\etale(V, \mathbf{Z}_p) \simeq \lim H^1_\etale(V, \mathbf{Z}/p^n)$ | |
| as there is no $R^1\lim$ interference, the group | |
| $H^1(V_\etale,\mathbf{Z}/p)$ must be non-zero. Since $T$ is $R$-flat we | |
| have $\Gamma(V, \mathcal{O}_V) = T$ which is strictly henselian and the | |
| Artin-Schreier sequence shows $H^1(V, \mathcal{O}_V) \neq 0$. | |
| This is equivalent to $H^2_\mathfrak m(T) \neq 0$, where | |
| $\mathfrak m \subset R$ is the maximal ideal. Thus, we obtain | |
| a contradiction since $T$ is finite flat (i.e., finite free) as an | |
| $R$-module and $H^2_\mathfrak m(R) = 0$. This contradiction proves (2). | |
| \begin{lemma} | |
| \label{lemma-weird-flat-map} | |
| There exists a commutative ring $A$ and a flat $A$-algebra $B$ | |
| which cannot be written as a filtered colimit of finitely | |
| presented flat $A$-algebras. In fact, we may either choose $A$ to | |
| be a finite type $\mathbf{F}_p$-algebra or a $1$-dimensional | |
| Noetherian local ring with residue field of characteristic $0$. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{The category of modules modulo torsion modules} | |
| \label{section-serre-quotient-modulo-torsion-modules} | |
| \noindent | |
| The category of torsion groups is a Serre subcategory | |
| (Homology, Definition \ref{homology-definition-serre-subcategory}) | |
| of the category of all abelian groups. More generally, for any ring $A$, | |
| the category of torsion $A$-modules is a Serre subcategory of the | |
| category of all $A$-modules, see | |
| More on Algebra, Section \ref{more-algebra-section-abelian-categories-modules}. | |
| If $A$ is a domain, then the quotient category | |
| (Homology, Lemma \ref{homology-lemma-serre-subcategory-is-kernel}) | |
| is equivalent to the category of vector spaces over the fraction field. | |
| This follows from the following more general proposition. | |
| \begin{proposition} | |
| \label{proposition-localization-and-serre-quotients} | |
| Let $A$ be a ring. Let $S$ be a multiplicative subset of $A$. | |
| Let $\text{Mod}_A$ denote the category of $A$-modules and $\mathcal{T}$ its | |
| Serre subcategory of modules for which any element is annihilated by some | |
| element of $S$. Then there is a canonical equivalence | |
| $\text{Mod}_A/\mathcal{T} \rightarrow \text{Mod}_{S^{-1}A}$. | |
| \end{proposition} | |
| \begin{proof} | |
| The functor $\text{Mod}_A \to \text{Mod}_{S^{-1}A}$ given by $M | |
| \mapsto M \otimes_A S^{-1}A$ is exact (by Algebra, Proposition | |
| \ref{algebra-proposition-localization-exact}) | |
| and maps modules in $\mathcal{T}$ to zero. | |
| Thus, by the universal property given in Homology, Lemma | |
| \ref{homology-lemma-serre-subcategory-is-kernel}, the functor descends to a | |
| functor $\text{Mod}_A/\mathcal{T} \to \text{Mod}_{S^{-1}A}$. | |
| \medskip\noindent | |
| Conversely, any $A$-module $M$ with $M \otimes_A S^{-1}A = 0$ | |
| is an object of $\mathcal{T}$, since | |
| $M \otimes_A S^{-1}A \cong S^{-1} M$ | |
| (Algebra, Lemma \ref{algebra-lemma-tensor-localization}). Thus | |
| Homology, Lemma \ref{homology-lemma-quotient-by-kernel-exact-functor} | |
| shows that the functor | |
| $\text{Mod}_A/\mathcal{T} \to \text{Mod}_{S^{-1}A}$ is faithful. | |
| \medskip\noindent | |
| Furthermore, this embedding is essentially surjective: a preimage to an | |
| $S^{-1}A$-module $N$ is $N_A$, that is $N$ regarded as an $A$-module, since the | |
| canonical map $N_A \otimes_A S^{-1}A \to N$ which maps $x \otimes a/s$ to | |
| $(a/s) \cdot x$ is an isomorphism of $S^{-1}A$-modules. | |
| \end{proof} | |
| \begin{proposition} | |
| \label{proposition-quotient-by-torsion-modules} | |
| Let $A$ be a ring. Let $Q(A)$ denote its total quotient ring | |
| (as in Algebra, Example \ref{algebra-example-localize-at-prime}). Let | |
| $\text{Mod}_A$ denote the category of $A$-modules and $\mathcal{T}$ its | |
| Serre subcategory of torsion modules. Let $\text{Mod}_{Q(A)}$ | |
| denote the category | |
| of $Q(A)$-modules. Then there is a canonical equivalence | |
| $\text{Mod}_A/\mathcal{T} \rightarrow \text{Mod}_{Q(A)}$. | |
| \end{proposition} | |
| \begin{proof} | |
| Follows immediately from applying Proposition | |
| \ref{proposition-localization-and-serre-quotients} to the multiplicative subset | |
| $S = \{f \in A \mid f \text{ is not a zerodivisor in }A\}$, since a module is a | |
| torsion module if and only if all of its elements are each annihilated by some | |
| element of $S$. | |
| \end{proof} | |
| \begin{proposition} | |
| \label{proposition-quotient-by-finitely-generated-torsion-modules} | |
| Let $A$ be a Noetherian integral domain. Let $K$ denote its field of fractions. | |
| Let $\text{Mod}_A^{fg}$ denote the category of finitely generated $A$-modules | |
| and $\mathcal{T}^{fg}$ its Serre subcategory of finitely generated torsion | |
| modules. Then $\text{Mod}_A^{fg}/\mathcal{T}^{fg}$ is canonically equivalent | |
| to the category of finite dimensional $K$-vector spaces. | |
| \end{proposition} | |
| \begin{proof} | |
| The equivalence given in Proposition | |
| \ref{proposition-quotient-by-torsion-modules} restricts along the embedding | |
| $\text{Mod}_A^{fg}/\mathcal{T}^{fg} \to \text{Mod}_A/\mathcal{T}$ to an | |
| equivalence $\text{Mod}_A^{fg}/\mathcal{T}^{fg} \to \text{Vect}_K^{fd}$. | |
| The Noetherian assumption guarantees that $\text{Mod}_A^{fg}$ is an | |
| abelian category (see | |
| More on Algebra, Section \ref{more-algebra-section-abelian-categories-modules}) | |
| and that the canonical functor | |
| $\text{Mod}_A^{fg}/\mathcal{T}^{fg} \to \text{Mod}_A/\mathcal{T}$ | |
| is full (else torsion submodules of finitely | |
| generated modules might not be objects of $\mathcal{T}^{fg}$). | |
| \end{proof} | |
| \begin{proposition} | |
| \label{proposition-quotient-abelian-groups-by-torsion-groups} | |
| The quotient of the category of abelian groups modulo its | |
| Serre subcategory of torsion groups is the category of | |
| $\mathbf{Q}$-vector spaces. | |
| \end{proposition} | |
| \begin{proof} | |
| The claim follows directly from | |
| Proposition \ref{proposition-quotient-by-torsion-modules}. | |
| \end{proof} | |
| \section{Different colimit topologies} | |
| \label{section-colimit-topology} | |
| \noindent | |
| This example is \cite[Example 1.2, page 553]{TSH}. Let | |
| $G_n = \mathbf{Q} \times \mathbf{R}^n$, $n \geq 1$ seen as a topological group | |
| for addition endowed with the usual (Euclidean) topology. Consider the closed | |
| embeddings $G_n \to G_{n + 1}$ mapping $(x_0, \ldots, x_n)$ to | |
| $(x_0, \ldots, x_n, 0)$. We claim that $G = \colim G_n$ endowed with the | |
| topology | |
| $$ | |
| U \subset G\text{ open} \Leftrightarrow G_n \cap U\text{ open }\forall n | |
| $$ | |
| is not a topological group. | |
| \medskip\noindent | |
| To see this we consider the set | |
| $$ | |
| U = \{(x_0, x_1, x_2, \ldots)\text{ such that } | |
| |x_j| < |\cos(jx_0)| \text{ for } j > 0\} | |
| $$ | |
| Using that $jx_0$ is never an integral multiple of $\pi/2$ as $\pi$ | |
| is not rational it is easy to show that $U \cap G_n$ is open. Since | |
| $0 \in U$, if the topology above made $G$ into a topological group, | |
| then there would be an open neighbourhood $V \subset G$ of $0$ | |
| such that $V + V \subset U$. Then, for every $j \geq 0$ there would | |
| exist $\epsilon_j > 0$ such that $(0, \ldots, 0, x_j, 0, \ldots) \in V$ | |
| for $|x_j| < \epsilon_j$. Since $V + V \subset U$ we would have | |
| $$ | |
| (x_0, 0, \ldots, 0, x_j, 0, \ldots) \in U | |
| $$ | |
| for $|x_0| < \epsilon_0$ and $|x_j| < \epsilon_j$. However, if we | |
| take $j$ large enough such that $j \epsilon_0 > \pi/2$, then we can | |
| choose $x_0 \in \mathbf{Q}$ such that $|\cos(jx_0)|$ is smaller than | |
| $\epsilon_j$, hence there exists an $x_j$ with | |
| $|\cos(jx_0)| < |x_j| < \epsilon_j$. This contradiction proves the claim. | |
| \begin{lemma} | |
| \label{lemma-colimit-topology} | |
| There exists a system $G_1 \to G_2 \to G_3 \to \ldots$ of (abelian) | |
| topological groups such that $\colim G_n$ taken in the category of | |
| topological spaces is different from $\colim G_n$ taken in the category | |
| of topological groups. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{Universally submersive but not V covering} | |
| \label{section-universally-submersive-not-V} | |
| \noindent | |
| Let $A$ be a valuation ring. Let $\mathfrak p \subset A$ be a prime | |
| ideal which is neither the minimal prime nor the maximal ideal. | |
| (A good case to keep in mind is when $A$ has three prime ideals | |
| and $\mathfrak p$ is the one in the ``middle''.) | |
| Consider the morphism of affine schemes | |
| $$ | |
| \Spec(A_\mathfrak p) \amalg \Spec(A/\mathfrak p) \longrightarrow \Spec(A) | |
| $$ | |
| We claim this is universally submersive. In order to prove this, let | |
| $\Spec(B) \to \Spec(A)$ be a morphism of affine schemes given by the ring | |
| map $A \to B$. Then we have to show that | |
| $$ | |
| \Spec(B_\mathfrak p) \amalg \Spec(B/\mathfrak pB) \to \Spec(B) | |
| $$ | |
| is submersive. First of all it is surjective. Next, suppose that | |
| $T \subset \Spec(B)$ is a subset such that | |
| $T_1 = \Spec(B_\mathfrak p) \cap T$ and $T_2 = \Spec(B/\mathfrak p B) \cap T$ | |
| are closed. Then we see that $T$ is the image of the spectrum | |
| of a $B$-algebra because both $T_1$ and $T_2$ are spectra of $B$-algebras. | |
| Hence to show that $T$ is closed it suffices to show that | |
| $T$ is stable under specialization, see | |
| Algebra, Lemma \ref{algebra-lemma-image-stable-specialization-closed}. | |
| To see this, suppose that $p \leadsto q$ is a specialization | |
| of points in $\Spec(B)$ with $p \in T$. | |
| Let $A'$ be a valuation ring and let $\Spec(A') \to \Spec(B)$ | |
| be a morphism such that the generic point $\eta$ of $\Spec(A')$ | |
| maps to $p$ and the closed point $s$ of $\Spec(A')$ maps to $q$, see | |
| Schemes, Lemma \ref{schemes-lemma-points-specialize}. | |
| Observe that the image of the composition $\gamma : \Spec(A') \to \Spec(A)$ | |
| is exactly the set of points $\xi \in \Spec(A)$ with | |
| $\gamma(\eta) \leadsto \xi \leadsto \gamma(s)$ (details omitted). | |
| If $\mathfrak p \not \in \Im(\gamma)$, then we see that | |
| either both $p, q \in \Spec(B_\mathfrak p)$ or | |
| both $p, q \in \Spec(B/\mathfrak pB)$. | |
| In this case the fact that $T_1$, resp.\ $T_2$ is closed | |
| implies that $q \in T_1$, resp.\ $q \in T_2$ and hence $q \in T$. | |
| Finally, suppose $\mathfrak p \in \Im(\gamma)$, say | |
| $\mathfrak p = \gamma(r)$. Then we have specializations | |
| $p \leadsto r$ and $r \leadsto q$. In this case | |
| $p, r \in \Spec(B_\mathfrak p)$ and $r, q \in \Spec(B/\mathfrak pB)$. | |
| Then we fist conclude $r \in T_1 \subset T$, then | |
| $r \in T_2$ as $r$ maps to $\mathfrak p$, and then $q \in T_2 \subset T$ | |
| as desired. | |
| \medskip\noindent | |
| On the other hand, we claim that the singleton family | |
| $$ | |
| \{\Spec(A_\mathfrak p) \amalg \Spec(A/\mathfrak p) \longrightarrow \Spec(A)\} | |
| $$ | |
| is not a V covering. See | |
| Topologies, Definition \ref{topologies-definition-V-covering}. | |
| Namely, if it where a V covering, there would | |
| be an extension of valuation ring $A \subset B$ such that | |
| $\Spec(B) \to \Spec(A)$ factors through | |
| $\Spec(A_\mathfrak p) \amalg \Spec(A/\mathfrak p)$. | |
| This would imply $\Spec(A')$ is disconnected which is absurd. | |
| \begin{lemma} | |
| \label{lemma-universally-submersive-not-V} | |
| There exists a morphism $X \to Y$ of affine schemes | |
| which is universally submersive such that $\{X \to Y\}$ | |
| is not a V covering. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \section{The spectrum of the integers is not quasi-compact} | |
| \label{section-canonical} | |
| \noindent | |
| Of course the title of this section doesn't refer to | |
| the spectrum of the integers as a topological space, | |
| because any spectrum is quasi-compact as a topological space | |
| (Algebra, Lemma \ref{algebra-lemma-quasi-compact}). | |
| No, it refers to the spectrum of the integers in the | |
| canonical topology on the category of schemes, and the | |
| definition of a quasi-compact object in a site | |
| (Sites, Definition \ref{sites-definition-quasi-compact}). | |
| \medskip\noindent | |
| Let $U$ be a nonprincipal ultrafilter on the set $P$ of prime numbers. | |
| For a subset $T \subset P$ we denote $T^c = P \setminus T$ the complement. | |
| For $A \in U$ let $S_A \subset \mathbf{Z}$ be the multiplicative | |
| subset generated by $p \in A$. Set | |
| $$ | |
| \mathbf{Z}_A = S_A^{-1}\mathbf{Z} | |
| $$ | |
| Observe that $\Spec(\mathbf{Z}_A) = \{(0)\} \cup A^c \subset \Spec(\mathbf{Z})$ | |
| if we think of $P$ as the set of closed points of $\Spec(\mathbf{Z})$. | |
| If $A, B \in U$, then $A \cap B \in U$ and $A \cup B \in U$ | |
| and we have | |
| $$ | |
| \mathbf{Z}_{A \cap B} = | |
| \mathbf{Z}_A \times_{\mathbf{Z}_{A \cup B}} \mathbf{Z}_B | |
| $$ | |
| (fibre product of rings). In particular, for any | |
| integer $n$ and elements $A_1, \ldots, A_n \in U$ the morphisms | |
| $$ | |
| \Spec(\mathbf{Z}_{A_1}) \amalg \ldots \amalg \Spec(\mathbf{Z}_{A_n}) | |
| \longrightarrow \Spec(\mathbf{Z}) | |
| $$ | |
| factors through $\Spec(\mathbf{Z}[1/p])$ for some $p$ | |
| (namely for any $p \in A_1 \cap \ldots \cap A_n$). | |
| We conclude that the family of flat morphisms | |
| $\{\Spec(\mathbf{Z}_A) \to \Spec(\mathbf{Z})\}_{A \in U}$ is jointly | |
| surjective, but no finite subset is. | |
| \medskip\noindent | |
| For a $\mathbf{Z}$-module $M$ we set | |
| $$ | |
| M_A = S_A^{-1}M = M \otimes_{\mathbf{Z}} \mathbf{Z}_A | |
| $$ | |
| Claim I: for every $\mathbf{Z}$-module $M$ we have | |
| $$ | |
| M = | |
| \text{Equalizer}\left( | |
| \xymatrix{ | |
| \prod\nolimits_{A \in U} M_A \ar@<1ex>[r] \ar@<-1ex>[r] & | |
| \prod\nolimits_{A, B \in U} M_{A \cup B} | |
| } | |
| \right) | |
| $$ | |
| First, assume $M$ is torsion free. Then $M_A \subset M_P$ for all $A \in U$. | |
| Hence we see that we have to prove | |
| $$ | |
| M = \bigcap\nolimits_{A \in U} M_A\text{ inside }M_P = M \otimes \mathbf{Q} | |
| $$ | |
| Namely, since $U$ is nonprincipal, for any prime $p$ we have | |
| $\{p\}^c \in U$. Also, $M_{\{p\}^c} = M_{(p)}$ is equal to the | |
| localization at the prime $(p)$. | |
| Thus the above is clear because already $M_{(2)} \cap M_{(3)} = M$. | |
| Next, assume $M$ is torsion. Then we have | |
| $$ | |
| M = \bigoplus\nolimits_{p \in P} M[p^\infty] | |
| $$ | |
| and correspondingly we have | |
| $$ | |
| M_A = \bigoplus\nolimits_{p \not \in A} M[p^\infty] | |
| $$ | |
| because we are localizing at the primes in $A$. Suppose that | |
| $(x_A) \in \prod M_A$ is in the equalizer. Denote | |
| $x_p = x_{\{p\}^c} \in M[p^{\infty}]$. Then the equalizer | |
| property says | |
| $$ | |
| x_A = (x_p)_{p \not \in A} | |
| $$ | |
| and in particular it says that $x_p$ is zero for all but a finite | |
| number of $p \not \in A$. To finish the proof in the torsion case | |
| it suffices to show that $x_p$ is zero for all but a finite number | |
| of primes $p$. If not write $\{p \in P \mid x_p \not = 0\} = T \amalg T'$ | |
| as the disjoint union of two infinite sets. Then either | |
| $T \not \in U$ or $T' \not \in U$ because $U$ is an ultrafilter | |
| (namely if both $T, T'$ are in $U$ then $U$ contains $T \cap T' = \emptyset$ | |
| which is not allowed). Say $T \not \in U$. Then $T = A^c$ and this | |
| contradicts the finiteness mentioned above. | |
| Finally, suppose that $M$ is a general module. Then we look | |
| at the short exact sequence | |
| $$ | |
| 0 \to M_{tors} \to M \to M/M_{tors} \to 0 | |
| $$ | |
| and we look at the following large diagram | |
| $$ | |
| \xymatrix{ | |
| M_{tors} \ar[r] \ar[d] & | |
| \prod\nolimits_{A \in U} M_{tors, A} \ar@<1ex>[r] \ar@<-1ex>[r] \ar[d] & | |
| \prod\nolimits_{A, B \in U} M_{tors, A \cup B} \ar[d] \\ | |
| M \ar[r] \ar[d] & | |
| \prod\nolimits_{A \in U} M_A \ar@<1ex>[r] \ar@<-1ex>[r] \ar[d] & | |
| \prod\nolimits_{A, B \in U} M_{A \cup B} \ar[d] \\ | |
| M/M_{tors} \ar[r] & | |
| \prod\nolimits_{A \in U} (M/M_{tors})_A \ar@<1ex>[r] \ar@<-1ex>[r] & | |
| \prod\nolimits_{A, B \in U} (M/M_{tors})_{A \cup B} \\ | |
| } | |
| $$ | |
| Doing a diagram chase using exactness of the columns and the result | |
| for the torsion module $M_{tors}$ and the torsion free module | |
| $M/M_{tors}$ proving Claim I for $M$. | |
| This gives an example of the phenomenon in the following lemma. | |
| \begin{lemma} | |
| \label{lemma-non-fpqc-descent} | |
| There exists a ring $A$ and an infinite family of flat ring maps | |
| $\{A \to A_i\}_{i \in I}$ such that for every $A$-module $M$ | |
| $$ | |
| M = | |
| \text{Equalizer}\left( | |
| \xymatrix{ | |
| \prod\nolimits_{i \in I} M \otimes_A A_i \ar@<1ex>[r] \ar@<-1ex>[r] & | |
| \prod\nolimits_{i, j \in I} M \otimes_A A_i \otimes_A A_j | |
| } | |
| \right) | |
| $$ | |
| but there is no finite subfamily where the same thing is true. | |
| \end{lemma} | |
| \begin{proof} | |
| See discussion above. | |
| \end{proof} | |
| \noindent | |
| We continue working with our nonprincipal ultrafilter $U$ on the set $P$ | |
| of prime numbers. | |
| Let $R$ be a ring. Denote $R_A = S_A^{-1}R = R \otimes \mathbf{Z}_A$ | |
| for $A \in U$. | |
| Claim II: given closed subsets $T_A \subset \Spec(R_A)$, $A \in U$ | |
| such that | |
| $$ | |
| (\Spec(R_{A \cup B}) \to \Spec(R_A))^{-1}T_A = | |
| (\Spec(R_{A \cup B}) \to \Spec(R_B))^{-1}T_B | |
| $$ | |
| for all $A, B \in U$, there is a closed subset $T \subset \Spec(R)$ | |
| with $T_A = (\Spec(R_A) \to \Spec(R))^{-1}(T)$ for all $A \in U$. | |
| Let $I_A \subset R_A$ for $A \in U$ be the radical ideal cutting out $T_A$. | |
| Then the glueing condition implies | |
| $S_{A \cup B}^{-1}I_A = S_{A \cup B}^{-1}I_B$ | |
| in $R_{A \cup B}$ for all $A, B \in U$ (because localization preserves | |
| being a radical ideal). Let $I' \subset R$ be the set of elements | |
| mapping into $I_P \subset R_P = R \otimes \mathbf{Q}$. | |
| Then we see for $A \in U$ that | |
| \begin{enumerate} | |
| \item $I_A \subset I'_A = S_A^{-1}I'$, and | |
| \item $M_A = I'_A/I_A$ is a torsion module. | |
| \end{enumerate} | |
| Of course we obtain canonical identifications | |
| $S_{A \cup B}^{-1}M_A = S_{A \cup B}^{-1}M_B$ for $A, B \in U$. | |
| Decomposing the torsion modules $M_A$ into their $p$-primary | |
| components, the reader easily shows that there exist $p$-power torsion | |
| $R$-modules $M_p$ such that | |
| $$ | |
| M_A = \bigoplus\nolimits_{p \not \in A} M_p | |
| $$ | |
| compatible with the canonical identifications given above. | |
| Setting $M = \bigoplus_{p \in P} M_p$ we find canonical isomorphisms | |
| $M_A = S_A^{-1}M$ compatible with the above canonical identifications. | |
| Then we get a canonical map | |
| $$ | |
| I' \longrightarrow M | |
| $$ | |
| of $R$-modules wich recovers the map $I_A \to M_A$ for all $A \in U$. | |
| This is true by all the compatibilities mentioned above and the | |
| claim proved previously that $M$ is the equalizer of the two | |
| maps from $\prod_{A \in U} M_A$ to $\prod_{A, B \in U} M_{A \cup B}$. | |
| Let $I = \Ker(I' \to M)$. Then $I$ is an ideal and | |
| $T = V(I)$ is a closed subset which | |
| recovers the closed subsets $T_A$ for all $A \in U$. This proves Claim II. | |
| \begin{lemma} | |
| \label{lemma-Z-not-quasi-compact} | |
| The scheme $\Spec(\mathbf{Z})$ is not quasi-compact | |
| in the canonical topology on the category of schemes. | |
| \end{lemma} | |
| \begin{proof} | |
| With notation as above consider the family of morphisms | |
| $$ | |
| \mathcal{W} = \{\Spec(\mathbf{Z}_A) \to \Spec(\mathbf{Z})\}_{A \in U} | |
| $$ | |
| By Descent, Lemma \ref{descent-lemma-universal-effective-epimorphism} | |
| and the two claims proved above | |
| this is a universal effective epimorphism. | |
| In any category with fibre products, the universal effective epimorphisms | |
| give $\mathcal{C}$ the structure of a site (modulo some set theoretical | |
| issues which are easy to fix) defining the canonical topology. | |
| Thus $\mathcal{W}$ is a covering for the canonical topology. | |
| On the other hand, we have seen above that any finite subfamily | |
| $$ | |
| \{\Spec(\mathbf{Z}_{A_i}) \to \Spec(\mathbf{Z})\}_{i = 1, \ldots, n},\quad | |
| n \in \mathbf{N}, A_1, \ldots, A_n \in U | |
| $$ | |
| factors through $\Spec(\mathbf{Z}[1/p])$ for some $p$. | |
| Hence this finite family cannot be a universal effective epimorphism | |
| and more generally no universal effective epimorphism | |
| $\{g_j : T_j \to \Spec(\mathbf{Z})\}$ can refine | |
| $\{\Spec(\mathbf{Z}_{A_i}) \to \Spec(\mathbf{Z})\}_{i = 1, \ldots, n}$. | |
| By Sites, Definition \ref{sites-definition-quasi-compact} | |
| this means that $\Spec(\mathbf{Z})$ is not quasi-compact | |
| in the canonical topology. To see that our notion of quasi-compactness | |
| agrees with the usual topos theoretic definition, see | |
| Sites, Lemma \ref{sites-lemma-quasi-compact}. | |
| \end{proof} | |
| \input{chapters} | |
| \bibliography{my} | |
| \bibliographystyle{amsalpha} | |
| \end{document} | |