TITLE: Linear Algebra by Hoffman and Kunze, Section 3.4, Exercise Problem 12
QUESTION [5 upvotes]: I am trying to work out problems from Linear Algebra, by Hoffman and Kunze and came across this problem in the exercise of Section 3.4, I have a difficulty solving the (c) part of the problem.
Problem 12
If $V$ is an $n$ - dimensional vector space over the field $F$, and let $B = \{\alpha_1,\alpha_2,\alpha_3, \cdots \alpha_n\}$ be an ordered basis for $V$.
(a) There is a unique Linear Operator $T$ on $V$ such that : 
$$ 
\begin{align}
T(\alpha_j) = \alpha_{j+1}, \quad j=1, \cdots ,n-1 \quad T(\alpha_n)=0
\end{align}
$$
What is the matrix $A$ of $T$ in the ordered basis $B$?
(b) Prove that $T^n=0$, but $T^{n-1} \neq 0$
(c) Let $S$ be any linear operator on $V$ such that $S^n=0$, but $S^{n-1} \neq 0$ . Prove that there is an ordered basis $B^{'}$ for $V$ such that the matrix of $S$ in the ordered basis $B^{'}$ is the matrix $A$ of part (a).
(d) Prove that if $M$ and $N$ are $n \times n$ matrices $F$ such that $M^n = N^n = 0$, but $M^{n-1} \neq 0 \neq N^{n-1}$, then $M,N$ are similar.

However the solution for the problem (c) can be obtained assuming (d) is true, in the following way:  
Let $[S]_B$ represent the matrix corresponding to the linear operator $S$ under some basis $B$, and we want to show that this operator has the matrix $[S]_{B^{'}}=A$ under some basis $B^{'}$. 
If the two nilpotent matrices of order $n$ are similar, then there must be an invertible matrix $P$ such that $[S]_{B^{'}} = P^{-1}[S]_BP$. The matrix $P$ can be used to prove the existence of another basis $B^{'}$ such that:
$$
\begin{align}
[\alpha]_{B} = P[\alpha]_{B^{'}}
\end{align}
$$
and therefore, there indeed exists a basis $B^{'}$ such that
$$
\begin{align}
[S]_{B^{'}} = P^{-1}[S]_BP
\end{align}
$$ 

I am also having a problem solving part (d), however, I was wondering if one could prove (c) without using (d) explicitly ? I will be thankful for any hints to solve the problem!

REPLY [5 votes]: (c) Let $S$ be any linear operator on $V$ such that $S^n=0$, but $S^{n-1} \neq 0$. Prove that there is an ordered basis $\mathfrak{B}'$ for $V$ such that the matrix of $S$ in the ordered basis $\mathfrak{B}'$ is the matrix $A$ of part (a).

Since $S^{n-1} \neq 0$, there exists $v \in V$ such that $S^{n-1} v\neq 0$. Let$$\mathfrak{B}' = \{v, Sv, S^2v, \dots, S^{n-1}v\}.$$If we can show that $\mathfrak{B}'$ is a basis, the definition of $\mathfrak{B}'$ makes it clear that $[S]_{\mathfrak{B}'} = A$.
Since there are $n$ vectors in $\mathfrak{B}'$ and $V$ is an $n$-dimensional vector space, it is enough to show $\mathfrak{B}'$ is linearly independent. Suppose$$c_1v + c_2Sv + \dots + c_nS^{n-1}v = 0.$$Apply $S^{n-1}$ to both sides. Since $S^n = 0$, all the terms except the first one vanish, and we have $c_1 S^{n-1} v = 0$, and hence $c_1 = 0$ because $S^{n-1} v \neq 0$. Now, we can similarly apply $S^{n-2}$ to show that $c_2 = 0$, and so on (this may be formalized by induction, if desired), and we conclude that all the $c_j$ are $0$ and $\mathfrak{B}'$ is linearly independent, and hence a basis.

(d) Prove that if $M$ and $N$ are $n \times n$ matrices over $F$ such that$$M^n = N^n = 0$$but$$M^{n-1} \neq 0 \neq N^{n-1},$$then $M$ and $N$ are similar.

Let $U$ be the linear operator on $V$ whose matrix with respect to the ordered basis $\mathfrak{B}$ is $M$. Then $U$ satisfies the conditions of part (c), so there exist an ordered basis for which the matrix of $U$ is $A$. Hence, $M$ is similar to $A$. Similarly, $N$ is similar to $A$, so since similarity is an equivalence relation, $M$ and $N$ are similar.