vision-fixhub/ds9-unparsed-04/00ace310b3ffe53ec35f40b259e32aa8e2e9b0d1f094e2344b7fb5d4bc16796e.md

DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790820 One sheet must be established per relationship - list all accounts included in the relationship

1. Relationship Detalls Status: 6. Approved Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP: 00000483290 Stewart Oldfield Booking Center: New York • New PWM Relationship E Existing PM Relationship Relationship to PWM: f existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *This KY a periodic review for high risk remediation Original KYC1748087 opening new checking account with account title as Zorro Management LLC(House Act) and adding 2 new signors: El Client Referral • RM Prospect • Intermediary/FIM • Other Source (CIB, etc.) How Was the Clients Introduced? How long has the RM personally known the reached out seal end on 7/17 tral aea, a tapened under 2r la agement and ec e agnos to this. Does Deutsche Bank pay a retrocession or similar compensation to a third party for the Introduction of this • Yes R El No (If Yes, describe): List all existing and new accounts Involved in this relatlonship Legal Entity Account Name / Number Accounts) Opening Date (Intended/actual) Zorro Management, LLC - Deposit-42966807 2 Zorro Management, LLC (House Acct) 42967439 12/20/2016 3/13/2017 LSJE, LLC - Deposit-42959295 4 Mort, Inc - Deposit-42959017 5 Jeepers Inc- Brokerage-N4G024935 Hyperion Air, LLC - Deposit-42953432 Plan D LLC - Deposits-42953467 2/25/2015 2/6/2015 9/23/2013 10/18/2013 10/18/2013 JEGE LLC - Deposits-42953475 JEGE Inc - Deposits-42953459 10/18/2013 10/18/2013 Who is the primary contact person for the RM? (Note: This erson needs to have signator Darren Indyke referred method of contac DB-SDNY-0000213 USAP 2894176

One sheet must be established for each account to be opened 2. Account Ownership Summary Zorro Management, LLC - Deposit Act. Number (if avaitatie.)t.

purpose or this courth to manage day expenses are carpany account, custody services, long term investment, payment expense accounty the DB Group: Same Booking Center (Indicate account number): 42966807 L DB Group: Other Booking Center (Indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ..): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month?: 0-10 Inflows/outflows between 50k and 100k on a monthly basis rain the expected volume of assets and currency for the account approx. 90 days after 485559.78 What is the expected volume of assets and currency for the account approx one year after opening?

Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? Ores No Please list all parties related to the account. For each party: : Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). Legal Description Account PIC Entityof Source Holder OwnerTrust / Beneficialor Full of Wealth Founder of Owner required Significant Legal Grantor/Settlor Founding Other Intermediary Shareholder Representative Donor please (FIM) (>=25%) describe other roles entity and/or (indicate indicate ownership relationship between parties) • L Parties elated to this account Zorro Management, M LLC Jeffrey E. Epstein Darren Indyke • • DB-SDNY-0000214 U$A92899177

2. Account Ownership Summary Zorro Management, LLC (House Acct) stew oldfield Acct. Number ( availables: 42967439 yate the purpose of the age the portal expenses er the compa gount, usody series, ng term investment, payment/expense accounty? The Indicate from where the assets are experted to arrive? • De Group: Same Booking Center (indicate account number): 42967439 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, .): What Is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 nflows/outflows of no more than 15k on a monthly basis rat is the expected volume of assets and curency for the account apro. 0 days after 9906.52 loreat is the expected volume of assets and currency for the accoune approx. one year after 12000 Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected) If none of the check boxes apply, describe the party's relation to the account in the Other" column : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate SignatoryLimited Financial Significant Legal Grantor/Settlor FoundingOther Entityof Source Holder OwnerTrust / Beneficialor Full of Wealth Founder of Owner POA POA intermeday sha holler Representative Donor (please (>=25%) required Foundation describe Non-PIC other roles entity and or (Indicate indicate ownership relationship (%) between parties) Parties elated to this account Zorro Management, IZ LLC Jeffrey E. Epstein Darren Indyke 5 • • • DB-SDNY-0000215 U$AP2894178

3. Account Ownership Summary LSJE, LLC - Deposit Acct. Number (i availate):.

protect act man a mortal ernese hear cou, urdy serves, ng tem westmen, parent ense cung? the DE Group: Same Booking Center (Indicate account number): 42959295 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 Inflows/outflows of $0-$30k on a monthly basis opent is the expected volume of assets and currency for the account approx. 90 days after

opening the expected volume of asses and currency for the account approx one year after | 350000 currency Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? • Yes No Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Entityof Source Holder OwnerTrust / Beneficiallor Full POA of Wealth Founder of Owner PDA intermedlary hareholder presentate Crater seton undininer please required Foundation entity other roles and/or (indicate indicate ownership relationship between (parties) 2 Parties elated to this account LSJE, LLC Jeffrey E. Epstein Darren Indyke L • • • • • • • • • DB-SDNY-0000216 U$AP2894179

2. Account Ownership Summary Mort, Inc - Deposit Acct. Number (i avanadet

protect race man a mortal ernest hear cou, undy serves, ng tem westmen, parent ense cung? the • DB Group: Same Booking Center (indicate account number): 42959017 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (Indicate estimated number and volume per month)?: 0-5 Inflows/outflows of less than $10k on monthly basis vraing the expected wolume of assets and currency for the account approx. 90 days after 4853.12 opening the expected volume of asses and currency for the account approx one year after 6500 currency Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). : Always describe the relationship between the parties in the last column. If none of the check boxes apply, describe the party's relation to the account in the "Other" column Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Entityof Source Holder OwnerTrust / Beneficiallor Full POA of Wealth Founder of Owner PDA intermediary harshade kepresentate rantr/stion unding her" please required Foundation entity other roles and/or (indicate indicate ownership relationship between parties) 2 Parties elated to this account Mort, Inc Jeffrey E. Epstein Darren Indyke L • • • • • • DB-SDNY-0000217 USAP 2894180

2. Account Ownership Summary Jeepers Inc- Brokerage Act. Number (ir available: NAG024935 protect act man a ote arise team acum, undy serves, ng te en, parent ense cong? the • DE Group: Same Booking Center (Indicate account number): N4G024935 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0/10 Inflows/outflows of less than $5k a month opent is the expected volume of assets and currency for the account approx. 90 days after

opening the expected volume of asses and currency for the account approx. one year after | 3149993 Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? • Yes WINo Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). : Always describe the relationship between the parties in the last column. It none of the check boxes apply, describe the party's relation to the account in the "Other" column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Grantor/Settlor Founding Other Entityof Source Holder Owner Trust / Beneficiallor Full POA Intermediary Shareholder Representative Donor Kplease of Wealth Founder of Owner (FIM) »=259) describe required Foundation Non-PIC other roles and/or Kindicate indicate ownership relationship between parties) • 4 5 • • Parties elated to this account Jeepers, Inc Jeffrey E. Epstein Darren Indyke Jean Anne Brennan Wiebracht Harry Beller • • • • • L • • • • • • • • DB-SDNY-0000218 U$A92894181

2. Account Ownership Summary Hyperion Alr, LLC - Deposit Acct. Number (if available:

yurpose of theraceunt tita manage g, montly expenses ent, dony account, custody services, long term investment, payment/expense account? Th o manage the monthly expenses of the company • DB Group: Same Booking Center (indicate account number): 42953432 • De Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-3 Inflows/outflows on a bi monthly basis of less than $5k What is the expected volume of assets and currency for the account approx. 90 days after 100291.79 opening the expected volume of asses and currency for the account approx one year after 93500 (cumency Does/will the client have Assets Under Management (AuM) within DB under Eur. ЗМ? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of ultimate Signatory Limited Financial Significant Legal Grantor/Settlor Founding Other Entityof Source Holder OwnerTrust / Beneficiallor Full POA of Wealth Founder of Owner PDA Intermediary Shareholder Representative Donor please *>=25%) required Foundation describe Non-PIC entity other roles and/or (indicate indicate ownership relationship between parties) • • Parties elated to this account Hyperion Air, LLC Jeffrey E. Epstein Darren Indyke Harry Beller • • • • • • • L • • DB-SDNY-0000219 USA92894182

2. Account Ownership Summary Plan D LLC - Deposits Acct. Number ( available).

protect act man a mortal reset her cou, undy serves, ng tem westmen, parent ense cung? the • DB Group: Same Booking Center (indicate account number): 42953467 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (Indicate estimated number and volume per month)?: 0-5 Inflows/outflows between $10k and $150k on a monthly basis opent is the expected volume of assets and currency for the account approx. 90 days after 229030.42 opening the expected volume of asses and currency for the account approx. one year after 160650.00 currency Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? • Yes No Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). It none of the check boxes apply, describe the party's relation to the account in the Other" column. : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5). Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Grantor/Settlor FoundingOther Entityof Source Holder Owner Trust / Beneficialor Full of Wealth Founder of Owner PDA POA Intermediary Shareholder Representative Donor please (*=25%) required Foundation describe Non-PIC entity other roles and/or Kindicate indicate ownership relationship between parties) • • Parties elated to this account Plan D, LLC Jeffrey E. Epstein Darren Indyke Harry Beller • • • • • • • L • DB-SDNY-0000220 USA92894183

2. Account Ownership Summary JEGE LLC - Deposits Acct. Number (i available).

protect race man a mortal ernest hear cou, undy serves, ng tem westmen, parent ense cung? the • DB Group: Same Booking Center (indicate account number): 42953475 • DB Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0/10 Inflows/outflows of up to $100k on a monthly basis vraing the expected volume of assets and currency for the account approx. 90 days after 176381.00 opent is the expected volume of assets and currency for the account approx. one wear after

Does/will the client have Assets Under Management (AuM) within DB under Eur. 3М? •Yes VINo Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). In none of the check boxes apply, describe the party's relation to the account in the "Other" column. : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Grantor/Settlor Founding Other Entityof Source Holder Owner Trust / Beneficiallor Full of Wealth Founder of Owner PDA POA Intermeday hareholder Representative Donor Kplease (>=25%) required Foundation describe Non-PIC entity other roles and/or Vindicate indicate ownership relationship between parties) • Parties elated to this account JEGE, LLC Jeffrey E. Epstein Darren Indyke Harry Beller • • • • • • L • DB-SDNY-0000221 USA92894184

2. Account Ownership Summary JEGE Inc - Deposits Acct. Number (i available.

• 42953459 pose of the account ts to manager, mortfle management, advisory account, custody services, ng-term investment, payment/expense accounty? T manage the monthly expenses of the compa DB Group: Same Booking Center (indicate account number): 42953459 • De Group: Other Booking Center (indicate DB location and account detalls): • Other Institution - (Indicate name & location): • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-5 Inflows/outflows of less than $5k on a monthly basis What is the expected volume of assets and currency for the account approx. 90 days after opening? 963187.55 opening the expected volume of asses and currency for the account approx one year after

Does/will the client have Assets Under Management (AuM) within DB under Eur. ЗМ? •Yes No Please list all parties related to the account. For each party: Check it a source of wealth description is required for the party • Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected) If none of the check boxes apply, describe the party's relation to the account in the Other" column. : Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(5)- Legal Description AccountPIC Settlor of Ultimate Signatory Limited Financial Significant Legal Grantor/Settlor FoundingOther Entityof Source Holder Owner Trust / Beneficiallor Full POA of Wealth Founder of Owner PDA Intermediary Shareholder Representative Donor Kplease [>=25%) required Foundation describe Non-PIC entity other roles and/or Kindicate Indicate ownership relationship between parties) • • Parties elated to this account JEGE, Inc Jeffrey E. Epstein Darren Indyke Harry Beller • • • • • • L • DB-SDNY-0000222 USA92894185

ne sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Country of Residence: Darren Indyke - USA Date of Birth: Country of Citizenship: Has client resided outside o Address of primary residence: Profession/Occupation: Lawyer Current Employer: Southern Financial LLC Address of employer: 575 Lexington Ave, 4th Fl Livingston NY United States 10022 loes the person work as senior executive of a DB-recognized regulated entity in the financi dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitle Tax ID / SSN: Position/Title/Rank: • Yes EiNo Is the individual a Potically Exposed Person (PEP)? (if Yes, describe.) •Yes To thy are of out, deterge, the individual related to an employe of the De group if O Family To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) •Yes M No USA • Yes No •Friendship None If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) Stewart Oldfield Bank Office: Client Private Domicile: Olent Place of Other Location (specify): Business: • Date: 12/12/2016 J Wealth Details for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle fore were seal the is of eat for each of the same la, for eve, re did set cause real on erase a activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PM $): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000223 USAP2893186

DB-SDNY-0000224 USAP2891187

ne sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Country of Residence: USA Address of primary residence: Profession/Occupation: Manager Current Employer: Zoro Management Address of employer: St Thomas United States loes the person work as senior executive of a DB-recognized regulated entity in the financi dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitle Date of Birth: Country of Citizenship: Has client resided outside of for 3 years or of atonality Tax ID / SSN: Position/Title/Rank: • Yes EiNo Is the individual a Potically Exposed Person (PEP)? (if Yes, describe.) •Yes VINo USA • Yes No Manager To thy are of out, deterge, the individual related to an employe of the De group if •Family •Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? •Yes (if Yes, describe ) M No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Olent Place of Business: Other Location (specify): • Date: J Wealth Detalls for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle fore were seal the is of eat for each of the same la, for eve, re did set cause real on erase a activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PM $): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000225 USAP2893188

DB-SDNY-0000226 USAP 2891189

ne sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Country of Residence: USA Address of primary residence: Profession/Occupation: Manager Current Employer: Zorro Management LLC Address of employer: USVI United States loes the person work as senior executive of a DB-recognized regulated entity in the financi dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitle Date of Birth: Country of Citizenship: Has client resided outside of for 3 years or of atonality Tax ID / SSN: Position/Title/Rank: • Yes EiNo Is the individual a Potically Exposed Person (PEP)? (if Yes, describe.) •Yes USA • Yes No Manager To thy are of out, deterge, the individual related to an employe of the De group if •Family •Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? •Yes (if Yes, describe ) M No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Olent Place of Business: Other Location (specify): • Date: J Wealth Detalls for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle fore were seal the is of eat for each of the same la, for eve, re did set cause real on erase a activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PM $): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000227 USAP2895190

DB-SDNY-0000228 USAP 2891191

e sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa

1. Individual Details (for all partie Country of Residence: Harry Beller- USA Address of primary residence: Profession/Occupation: Accountant Current Employer: HBRK Associates, Inc Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 ses the person work as senior executive of a DB-recognized regulated entity in the financ Justry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entit Date of Birth: Country of Citizenship: Has clent resided outside of for ye country of atonality, Tax ID / SSN: Position/Title/Rank: USA • Yes No • Yes No Is the individual a Potically Exposed Person (PEP)? (if Yes, describe.) •Yes To thy are of out, deterge, the individual related to an employe of the De group if •Family •Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) •Yes M No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Olent Place of Business: Other Location (specify): • Date: J Wealth Detalls for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle fore were seal the is of eat for each of the same la, for eve, re did set cause real on erase a activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PM $): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000229 USAP2893192

DB-SDNY-0000230 USAP2894193

ne sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Country of Residence: Jeffrey E. Epstein - 00000483289 USVI Address of primary residence: Litte Saint James Saint Thomas 00802 Profession/Docupation: Self Empolyed Current Employer: Southern Financial LLC Address of employer: 6100 Red Hook Quarter B3 St. Thomas United States 00802 loes the person work as senior executive of a DB-recognized regulated entity in the financi ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitie | Date of Birth: Country of Citizenship: as client resided outside us 5 years or morational Tax ID / SSN: Position/Title/Rank: Ores No i the individual a Politically Exposed Person (PEP)? (i Yes, describe) close relationship with Bill M Yes linton and Prince Andres To the best of your, delege, is the individual related to an employe of the De group (ir •Family To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? •Yes (if Yes, describe ) 1/20/1953 USA • Yes No President •Friendship None M No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) stew oldielf Bank Office: Client Private Domicile: Olent Place of Business: Other Location (specify): Date: 6/28/2017 J Wealth Detalls for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle soured were real the is of eat french of the sauces la, for eve red set cause rest for cera mad. activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PM $): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000231 USAP2893194

DB-SDNY-0000232 USAP 2891195

ne sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar A. Individual Details (for all parties Country of Residence: Jean Anne Brennan Wiebracht - USVI Address of primary residence: Profession/Docupation: Finance Current Employer: Southern Financial, LLC Address of employer: 6100 Red Hook Quarter, B3 St, Thomas United States 00802 oes the person work as senior executive of a DB-recognized regulated entity in the financi dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitle | Date of Birth: Country of Citizenship: as client resided outside or 3 years or of eational Tax ID / SSN: Position/Title/Rank: 912/1960 USA • Yes No • Yes EiNo Is the individual a Potically Exposed Person (PEP)? (if Yes, describe.) •Yes To the bet of youp, delete, is the malidual red to an employee of the De group (ir •Family •Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) •Yes M No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Olent Place of Business: Other Location (specify): • Date: J Wealth Detalls for this Individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: •Business Owner salary/Earnings investment Inheritance/Gifts other: Puter ecle fore were seal the is of eat for each of the same la, for eve, re did set cause real on erase a activities, Important business partners.) Estimated Annual Income($): Estimated amount of investable assets$): Estimated Net Worth($): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the Individual (marital status, other family members, etc.): DB-SDNY-0000233 USAP2893196

one shet must be established for EACH LEGAL ENITY legation count sun ega ente Legal Entity Name: Type of Entity: Zomo Management, LLC - 00000550331 •Foundation/ Assolation Trust l Company Estate Purpose of Entity: • Partnership private Investment O Philanthropic/Charitable commendal Type of Entity Other (specify): LLC Corporation/registration: USA pure spect: regate norporation 12/1442016 Volcker Status: Identified on Customer Profile Volcker Flag: No Address (city, street, post 6100 Red Hook Quarter, B3 St. Thomas; USVI 00802 United code): States U.S. TINEIN:

Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneticares, etc.: Jeffrey Epstein is the sole manager and owner of this entity. Signors on this account will be: Jeffrey Epstein Darren Indyke Signors on the house acct are: Jeffrey Epstein Darren Indyke Please indicate how ownership of the legal entity is reflected:

• Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons. Jeffrey Epstein is the sole manager and owner of Signors on this account will be: Jeffrey Epstein Darren Indyke Signors on the house acct are: Jeffrey Epstein Darren Indyke To the ge of a legal edge, is entire party to eat of greatner with erse. Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Countries where business is transacted: USA Number of employees: 1+ Yes • No M area state rolan core eye on any formed to run and operate lates sodased 3D. Wealth Profile (Only for partles requiring source of wealth description as Indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): This company is funded by Jeffrey Epsteln's personal wealth Estimated gross receipts ($): Estimated net profit • ($): 1,000,000.00 1,000,000.00 DB-SDNY-0000234 U$AP2893197

Estimated investable assets ($): $1 MM - 2 MM Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Institution: Institution: Country: Country: Est. Assets Under Mgt: Est. Assets Under Migt: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Type of Entity: LSJE, LLC - 00000499733 •Foundation/Association Trust El Company Estate •Partnership Purpose of Entity: private Investment Philanthropic/Charitable Commerdal Type of Entity Other (specify): (corporation/registration: USA Pete bor pration 10/27/2011 Volcker Status: Determination Required Volcker Flag: No Address (city, street, post 6100 Red Hook Quarter, B3 St. Thomas 00802 United States U.S. TIN/EIN: 66-077615 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, Include Information about revocability, settlor and benefidarles, etc.: LSJE Is a single member LLC. Jeffrey Epstein Is the sole owner and member. He owns 100% of the 100 shares Issued. The signors on this account are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: • Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons: Tanth eg of goal legal counsel, then tete pal so to ce, supple of goat or hip with Deutsche Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LSJE, LLC was established for purposes of maintaining payroll and maintenance related expenses of Jeffrey Epstein's private residence. No business purpose. Countries where business is transacted: USA Number of employees: 1 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/labilities): Sure from tire st, a cald or pos of martin part and mine repes of tie pens pirate resence. Estimated gross receipts ($): Estimated net profit • ($): Estimated investable assets ($): 100,000.00 $2 MM - 5 MM Potential Amount to be invested with PWM ($): Other Known Financial Institutions: DB-SDNY-0000235 USAP2893198

Institution: DB / Country: LUSA | Est. Assets Under Mgt: |200,000.00 Institution: Institution: Country: Est. Assets Under Mgt: Est. Assets Under Mgt: Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Detalls (For all Legal Enties) Legal Entity Name: Type of Entity: Mort, Inc - 00000487266 •Foundation/Association Trust El Company •Estate •partnership Purpose of Entity: private Investment Philanthropic/Charitable Commerdal Type of Entity Other (specify): Purpose of Entity Other (specify): ountry c corporation/registration USVI rage of corporation / 4/12/2011 Volcker Status: Determination Required Volcker Flag: No Address (city, street, post 6100 Red Hook Quarter, B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0765963 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability, settlor and beneficarles, etc.: Corporation with 1000 Issued. All issued shares are owned by Jeffrey Epstein. Jeffrey Epstein is the President and sole shareholder and owner. The signors on this account are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: / Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons: To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes •NoM Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Investment holding company. A private company that is used to hold investements that the sole owner, Jeffrey, would like to keep separate from other investments Countries where business is transacted: USVI Number of employees: 2 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Capta contention so one ey pane shet or equale suma drase lates: Estimated gross receipts • ($): Estimated net profit ($): 100,000.00 100,000.00 <$1 MM Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Institution: Country: Country: USA Est. Assets Under Mgt: Est. Assets Under Mgt: 100,000.00 Institution: Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary Est. Assets Under Mgt: DB-SDNY-0000236 U$AP2894199

3C. Legal Entity Detalls (For all Legal Entities) Legal Entity Name: Type of Entity: Jeepers, Inc - 00000486423 •Foundation/Association Trust l Company Estate Purpose of Entity: •Partnership private Investment • Philanthropic/Charitable Commerdal Type of Entity Other (specify): Country of incorporation/registration: United States Virgin Island rested corporation 81872003 Volcker Status: Determination Required Volcker Flag: No Address (city, street, post 6100 Red Hook Quarter B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0629193 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, Include Information abour revocability, settlor and benefidarles, etc.: Jeffrey Epstein is the sole shareholder of Jeepers Inc. The signors on this account are Jeffrey Epsteln, Jeanne Brennan, Harry Beller, and Darren Indyke Please indicate how ownership of the legal entity is reflected: • Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (iF not the same persons: To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes ONoM Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Jeepers Inc is a private company that holds investments of its owner, Jeffrey Epstein. Countries where business is transacted: USA, USVI Number of employees: 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Jeepers Inc was started to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its revenue comes from the gains of the investments It holds. Estimated gross receipts ($): 400,000.00 Estimated net profit _ ($): 200,000.00 Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: DB <$1 MM Country: USA Est. Assets Under Mgt: 200,000.00 Institution: Institution: Country: Country: ne sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summar C. Legal Entity Detalls (For all Legal Entitie Est. Assets Under Mgt: Est. Assets Under Mgt: Legal Entity Name: Type of Entity: Hyperion Air, LLC - 00000487225 •Foundation/Assolation Trust Company Estate •Partnership Purpose of Entity: private Investment Philanthropic/Charitablecommerdal DB-SDNY-0000237 U$A92891200

Type of Entity Other (specify): Purpose of Entit Other (specify) Country of Incorporation/registration: US Virgin Islands Pages of corporation 10/19/2012 Volcker Status: Determination Required Volcker Flag: No Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 U.S. TIN/EIN: 66-0795359 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability, settior and benefidarles, etc.: Single member LLC. Jeffrey Epstein is sole member/owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke Please indicate how ownership of the legal entity is reflected: • Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (If not the same persons: To the go of a legal edge, tent party to rebe greatner with erse. / Yes •NoM Describe Nature of Entity's Primary Business and Investment Activities This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's Nature of the business: airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperior Air Inc will be closed within a yea Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): This Is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's alrplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All funds for this company come from effrey Enstein's source of wealth. Estimated gross recepts ($): Estimated net profit ($): 1,000,000.00 500,000.00 Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: Institution: Institution: Country: Country: Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Est. Assets Under Mgt: Est. Assets Under Mgt: Est. Assets Under Mgt: Legal Entity Name: Type of Entity: Plan D, LLC - 00000487219 foundation/Association Trust Company Estate Purpose of Entity: •partnership private Investment O Philanthropic/Charitable commerdal Type of Entity Other (specify): US Virgin Islands 10/19/2012 DB-SDNY-0000238 USA92899201

| Country of incorporation/registration: | regist corporation / | Determination Required Volcker Status: Volcker Flag: No Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0795246 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, Include information about revocability,settior and beneficarles, etc.: Single member LLC. Sole member Is Jeffrey Epstein. The signors on this account are Jeffrey Epsten, Harry Beller and Darren Indyke Please indicate how ownership of the legal entity is reflected: ] Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the save persons: ank eg. of ernal legal counsel, chent reterral sotre, supplek of gods ortiries Deutsche Yes L Not Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC created to hold funds to pay for costs assoclated with one of Jeffrey Epstein's planes Countries where business is transacted: USA, USI Number of employees: 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): amera tere stes to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of 51,000 from Jeffrey Epstein and all source of funds Estimated gross receipts ($): 1,000,000.00 Estimated net profit • ($): 500,000.00 Estimated investable assets (S): <$1 MM Potential Amount to be invested with PWM (S): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Institution: Country: Country: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Detalls (For all Legal Entitles) Est. Assets Under Mgt: Est. Assets Under Mgt: Legal Entity Name: Type of Entity: JEGE, LLC - 00000487216 •Foundation/Association Trust & Company Estate •partnership Purpose of Entity: private Investment O Philanthropic/Charitable commerdal Type of Entity Other (specify): contration/ registration: USVI rest no praton 10/19/2022 Volcker Status: Determination Required 6100 Red Hook, Quarter B3 St, Thomas 00802 United States Volcker Flag: U.S. TIN/EIN: No 66-0795442 DB-SDNY-0000239 USAP2891202

Address (city, street, post code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include Information about revocability,settior and benefidarles, etc.: Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke Please indicate how ownership of the legal entity is reflected: • Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persoras: Take get of your legal counsel, then neera stre, supple of goats or her ith reutsche Yes ONoM Describe Nature of Entity's Primary Business and Investment Activities This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein? Nature of the business: airplanes. This LLC was formed to eventually take over payments for JEGE Inc. JEGE Inc will be closed within a year Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Initial funding of $1,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owne Estimated gross receipts ($): 100,000.00 Estimated net profit ($): 100,000.00 <$1 MM Estimated investable assets ($): Potential Amount to be invested with PWM ($): Other Known Financial Institutions: Institution: IDB Country: USA Est. Assets Under Mgt: 100,000.00 Institution: Country: Est. Assets Under Migt: Institution: Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Detalls (For all Legal Entities) Est. Assets Under Mgt: Legal Entity Name: Type of Entity: JEGE, Inc - 00000487244 •Foundation/Assocation Trust El Company Estate •Partnership Purpose of Entity: private Investment O Philanthropic/Chantable •commerdal Type of Entity Other (specify): Country of Incorporation/registration: USA regist no oration 19/7/2000 Volcker Status: Determination Required Volcker Flag: No Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 United States U.S. TIN/EIN: 51-0405649 code): Provide a description of the entity's organizational structure, Its ownership structure and its Top Management. For trusts/foundations, include information about revocability, settlor and beneficarles, etc.: Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke Please indicate how ownership of the legal entity is reflected: DB-SDNY-0000240 USA92899203

• Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons: To the of you kel cogs is the enterat to a spank or goats or even eutsche ves 1 o Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an alrplane owned by Jeffrey Epstein. Countries where business is transacted: Number of employees: USa, USI 1 3D. Wealth Profile (Only for partles requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? aron pral ins of er can set one bian the or are sure a er asiate of wealth. Estimated gross recepts • ($): 1,000,000.00 Estimated net profit ($): 1,000,000.00 Estimated investable assets (S): <$1 MM Potential Amount to be invested with PWM (S): Other Known Financial Institutions: Institution: Institution: Country: Est. Assets Under Mgt: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: DB-SDNY-0000241 USA92891204

DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relationship Name Risk Rating Comments: SOUTHERN FINANCIAL RELATIONSHIP Booking Center VINY NY/Offshore Dofshore •Moderate High Risk Yoonsun Chung Risk •De Employee L DB Managed PIC • D8 is Trustee/Co-Trustee (Compliance Signature) 1O Bearer Shares 4. Attachments A Type of Photo ID Provided Drivers License Passport National/State ID _ other B. Checklist of names (Individuals and/or entities) that were submitted for database searches is attached Yes •No C. Please indicate the results of the database searches performed D. E. RDC searches complete Yes No negative results found -Yes •No PCR checks complete Yes •No negative results found •Yes ENo OFAC checks complete M Yes UNO negative results found Dres No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, Yes •NO negative results found •Yes No Denial Orders checks complete M Yes •No negative results found Ores ENo Martindale-Hubbell searched (Lawyers/Law Firms only) •Yes ZINo negative results found •Yes • No Please summarize any negative results from the database searches indicated above: In the attached legal proceedings, one is a false positive for Jeffrey S stein (not Jeffrey E. Epstein) and the other contains no new information. The case relates to jurisdiction over disclosing correspondence from a previous tria that was addressed in previous KYC case 01790655. The named plaintiff for is referencing a court cases regarding of Detroit, Michigan and residing in Los Angeles, CA and not residing in New Mexico. Same with ti wil suit from New Jersey. These are false positives and not a match with the in this kc. The civil case found in research is also a false positive as it lists the defendant as Gordan Brice of San Bernadino CA and not Brice M. Gordan from New Mexico that is noted in this KYC To the best of your knowledge, has the dient ever been convicted of a criminal offense? •Yes M No To the best of your knowledge, has the customer ever been involved in any past litigation against F. Deutsche Bank AG or any of its subsidiaries or is the customer threatening Wtigation against Deutsche Yes M No Bank AG or any of its subsidiaries? (If Yes, provide detais below and contact Quality Mgt. (LatAm/Int?) or the Regulatory Contra/ Group and notify Compliance immediately) G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ Interactions within high risk Corporate Documentation Attached (Legal Entities Only) EYes ONo Not Applicable Undisclosed Principal Form Complete (Intermediaries Only) •Yes No Not Applicable If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Special Risk Factors Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? s there any indication the client set up a non operating company expressi or the purpose of transferring shares to third partles Is there any indication this could be a prohibited business relationship? •Yes /No Ores No Ores ENo DB-SDNY-0000242 USAP2895205

Are the bearer shares identified subject to acceptable controls? •Yes No •Yes DiNo DB-SDNY-0000243 USA92894206

Created By Cynthia Rodriguez Date 715/117 5:11 PM M. Case Comments Comments tient was contacted via phone on 6/28/2017 to confim there are no material changes to his single member LC Kshitij Golani 8/18/117 3:36 PM • Information and supporting documents required by our AML Policy were provided and reviewed; and as a resul we have an understanding of the structure of the accountholders, their purpose, the purpose of the accounts an Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: [stewart oldfield Andrew F Gallivan ONSHORE APPROVALS (5ignature stewart oldfiel (Signature) Andrew F Gallivar (Signature (Signature) 6/29/2017 7/5/2017 AML Compliance: Kshitil Golani Yoonsun Chung Client Facing Professional (CFP): Global Market Team Head (GMTH)/Sub- Market Team Head (SMTH): AML Business Risk: (Signature) Kshitly Golani Yoonsun Chung LATAM/INTERNATIONAL APPROVALS (Signature) (Signature) (Signature) (Signature) 8/18/2017 8/18/2017 AML Compliance: (Signature) DB-SDNY-0000244 USA9 2893207

PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the clients) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York Z DB-SDNY-0000245 USAP 2893208