| --- |
| title: "DOJ Epstein Files, Data Set 9 (EFTA00196364)" |
| source: "DOJ Epstein Files, Data Set 9" |
| sourceUrl: "https://huggingface.co/datasets/ishumilin/epstein-files-ocr-complete" |
| date: "2026-01-01" |
| category: "DOJ Data Set" |
| eftaNumber: "EFTA00196364" |
| ocrPages: 0 |
| ocrChars: 30992 |
| ocrElapsed: 0.0 |
| parseTier: "external" |
| engine: "ishumilin OCR pipeline (engine undisclosed; CC0 mirror)" |
| externalSource: "ishumilin-ocr-complete" |
| externalLicense: "CC0-1.0" |
| externalCredit: "ishumilin/epstein-files-ocr-complete (Hugging Face)" |
| externalUrl: "https://huggingface.co/datasets/ishumilin/epstein-files-ocr-complete" |
| --- |
| |
| ## Statements |
|
|
| EFTA00196364 |
|
|
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
|
|
| | | | |
|
|
| | :--- | :--- | |
|
|
| | ACCOUNT EXECUTIVE | FIRM | |
|
|
| | VISIT OUR WEBSITE | www.bearstearns.com | |
|
|
| ## What’s In This Statement |
|
|
| <table><tr><td>Financial Summary</td><td>3</td></tr><tr><td>Transaction Detail</td><td>3</td></tr></table> |
|
|
| ## ```markdown |
|
|
| ``` |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSIDIARY |
|
|
| ``` |
| |
| <table border="1"><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| ```markdown |
|
|
| Bear, Steams Securities Corp. |
|
|
| One Metrotech Center North |
|
|
| Brooklyn, New York 11201-3859 |
|
|
| ``` |
| |
| Your Portfolio at a Glance |
| |
| ACCOUNT NUMBER |
| |
| STATEMENT PERIOD September 1, 2004 |
| |
| TAXPAYER NUMBER Not Available |
| |
| THROUGH September 30, 2004 |
| |
| | LAST STATEMENT | August 31, 2004 | |
| |
| | :--- | :--- | |
| |
| FINANCIAL TRUST CO INC |
| |
| Market Value of Your Portfolio |
| |
| <table border="1"><tr><td></td><td>Cash&Equivalent</td><td>$0</td><td>-168,945</td></tr><tr><td>NET EQUITY THIS PERIOD</td><td>0</td><td></td><td></td></tr><tr><td>NET EQUITY LAST STATEMENT</td><td>-168,945</td><td>Last statement's market value</td><td rowspan="2">Short market value</td></tr><tr><td>CHANGE SINCE LAST STATEMENT</td><td>168,945</td><td></td></tr></table> |
| |
| There are no "Stop Loss" orders or other pending buy or sell open orders on file for your account. |
| |
| | SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. | |
| | :--- | :--- | |
| | 027 | 10/01/04:07:49 001 | |
| |
| V863 |
| |
| EFTA00196365 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| 2 of 4 |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196366 |
| |
| ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| 3 of 4 |
| |
| Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><td>THIS PERIOD</td></tr><tr><td>OpeningBalance</td><td>-168,945.31</td></tr><tr><td>Securities Sold</td><td>168,945.31</td></tr><tr><td>Miscellaneous</td><td>10.32</td></tr><tr><td>Amount Credited</td><td>$168,955.63</td></tr><tr><td>Dividends/Interest Charged</td><td>-10.32</td></tr><tr><td>Amount Debited</td><td>-10.32</td></tr><tr><td>Net Cash Activity</td><td>168,945.31</td></tr><tr><td>ClosingBalance</td><td>$0.00</td></tr></table> |
| |
| Cash Balance Summary |
| |
| <table border="1"><tr><td></td><td>OPENING</td><td>CLOSING</td></tr><tr><td>Margin</td><td>-168,945.31</td><td>0.00</td></tr><tr><td>Net Cash Balance</td><td>$-168,945.31</td><td>$0.00</td></tr></table> |
| |
| Income Summary |
| |
| <table border="1"><tr><td colspan="3">Income Summary</td></tr><tr><td></td><td>THIS PERIOD</td><td>YEAR TO DATE</td></tr><tr><td>Margin Int. Paid</td><td>-10.32</td><td>-89.77</td></tr></table> |
| |
| CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY |
| |
| Bear, Stearns Securities Corp. |
| One Metrotech Center North Brooklyn, New York 11201-3859 |
| |
| INVESTMENT ACTIVITY |
| |
| ## ```markdown |
|
|
| Transaction Detail |
| ``` |
| |
| FINANCIAL TRUST CO INC |
| |
| <table><thead><tr><th>STATEMENT PERIOD</th><td>September 1, 2004</td></tr></thead><tbody><tr><td>THROUGH</td><td>September 30, 2004</td></tr><tr><td>ACCOUNT NUMBER</td><td></td></tr><tr><td>TAXPAYER NUMBER</td><td>Not Available</td></tr><tr><td>LAST STATEMENT</td><td>August 31, 2004</td></tr></tbody></table> |
| |
| <table><thead><tr><th>SETTLEMENT DATE</th><th>TRADE DATE</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>09/01/04</td><td>08/30/04</td><td>CANCEL BUY</td><td>CALL TSY 4 3/4 08/14<br>EUROCALL STRK 101-8<br>EXP 10/08/2004<br>A/O S/D 08/31/04<br>AS OF 08/30/04<br>TO CXL PREVIOUS BUY</td><td>9Z72250</td><td>-25,000,000</td><td>0.67578</td><td></td><td>168,945.31</td></tr><tr><td colspan="8">TOTAL</td><td>$168,945.31</td></tr></tbody></table> |
| |
| 027 |
| |
| ```markdown |
|
|
| 10/01/04;07:49 001 |
| ``` |
| |
| EFTA00196367 |
| |
| ## ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| CLEARLY WOUNDED SUBSIDIARY |
|
|
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| 4 of 4 |
| |
| FINANCIAL TRUST CO INC |
| |
| ## **Transaction Detail** (continued) |
| |
| STATEMENT PERIOD September 1, 2004 |
| |
| ## ```markdown |
|
|
| INTEREST |
| ``` |
| |
| THROUGH September 30, 2004 |
| |
| ACCOUNT NUMBER |
| |
| TAXPAYER NUMBER Not Available |
| |
| | LAST STATEMENT | August 31, 2004 | |
| |
| | :--- | :--- | |
| |
| <table><thead><tr><th>DATE</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>RATE (%)</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td rowspan="2">09/01/04</td><td>AVG BAL 168,945RT 2.199</td><td></td><td></td><td></td><td>10.32</td><td></td></tr><tr><td>021 OFFICE INTEREST 0804</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>TOTAL</td><td></td><td></td><td></td><td></td><td>-10.32</td><td></td></tr></tbody></table> |
| |
| ## MISCELLANEOUS |
| |
| <table border="1"><tr><td>DATE |
| MO/DAY</td><td>TRANSACTION</td><td>DESCRIPTION</td><td>DEBIT AMOUNT</td><td>CREDIT AMOUNT</td></tr><tr><td>09/02/04</td><td>JOURNAL</td><td>FITO FITM</td><td></td><td>10.32</td></tr><tr><td>TOTAL</td><td></td><td></td><td></td><td>$10.32</td></tr></table> |
| |
| |
| |
| ```markdown |
|
|
| ******* End of Statement******* |
| ``` |
| |
| 027 |
| |
| ```markdown |
|
|
| 10/01/04;07:49 001 |
| ``` |
| |
| V863 |
| |
| EFTA00196368 |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| | | | |
| |
| | :--- | :--- | |
| |
| | ACCOUNT EXECUTIVE | FIRM | |
| |
| | VISIT OUR WEBSITE | www.bearstearns.com | |
| |
| ## What’s In This Statement |
| |
| Financial Summary 3 |
| |
| Your Portfolio Holdings ... 3 |
| |
| Transaction Detail 4 |
| |
| ## ```markdown |
|
|
| ``` |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSIDIARY |
|
|
| ``` |
| |
| <table><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| Bear, Steams Securities Corp. |
| |
| One Metratech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| TAXPAYER NUMBER Not Available |
| |
| | LAST STATEMENT | July 30, 2004 | |
| |
| | :--- | :--- | |
| |
| ## Your Portfolio at a Glance |
| |
| ACCOUNT NUMBER |
| |
| | NET DEBIT BALANCE | -168,945 | |
| |
| | :--- | :--- | |
| |
| THROUGH August 31, 2004 |
| |
| STATEMENT PERIOD July 31, 2004 |
| |
| FINANCIAL TRUST CO INC |
| |
| There are no "Stop Loss" orders or other pending buy or sell open orders on file for your account. |
| |
| <table><thead><tr><th>CHANGE SINCE LAST STATEMENT</th><td>-168,945</td></tr></thead></table> |
| |
| | NET EQUITY LAST STATEMENT | 0 | |
| |
| | :--- | :--- | |
| |
| *This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period. |
| |
| Market Value of Your Portfolio |
| |
| Last statement's market value |
| |
| This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
| |
| 027 09/01/04:08:31 001 |
| |
| V862 |
| |
| EFTA00196369 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| 2 of 4 |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196370 |
| |
| ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| 3 of 4 |
| |
| Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><td>THIS PERIOD</td></tr><tr><td>Opening Balance</td><td>$0.00</td></tr><tr><td>Securities Bought</td><td>-168,945.31</td></tr><tr><td>Amount Debited</td><td>$-168,945.31</td></tr><tr><td>Net Cash Activity</td><td>-168,945.31</td></tr><tr><td>Closing Balance</td><td>$-168,945.31</td></tr></table> |
| |
| Income Summary |
| |
| <table border="1"><tr><td></td><th>THIS PERIOD</th><th>YEAR TO DATE</th></tr><tr><td>Margin Int. Paid</td><td>0.00</td><td>-79.45</td></tr></table> |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSDIARY |
| ``` |
| |
| Portfolio Composition |
| |
| <table border="1"><tr><td></td><td>SHORT</td><td>LONG</td></tr><tr><td>Cash/Cash Equivalent</td><td>168,945</td><td></td></tr><tr><td>Total</td><td>$168,945</td><td></td></tr></table> |
| |
| Cash Balance Summary |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North Brooklyn, New York 11201-3859 |
| |
| <table border="1"><tr><td></td><td>OPENING</td><td>CLOSING</td></tr><tr><td>Margin</td><td>0.00</td><td>-168,945.31</td></tr><tr><td>Net Cash Balance</td><td>$0.00</td><td>$-168,945.31</td></tr></table> |
| |
| <table border="1"><tr><td>STATEMENT PERIOD</td><td>July 31,2004</td></tr><tr><td>THROUGH</td><td>August 31,2004</td></tr><tr><td>ACCOUNT NUMBER</td><td></td></tr><tr><td>TAXPAYER NUMBER</td><td>Not Available</td></tr><tr><td>LAST STATEMENT</td><td>July 30,2004</td></tr></table> |
| |
| FINANCIAL TRUST CO INC |
| |
| CASH & CASH EQUIVALENTS |
| |
| ## Your Portfolio Holdings |
| |
| <table border="1"><tr><td>DESCRIPTION</td><td>SYMBOL/CUSIP</td><td>QUANTITY</td><td>PRICE</td><td>MARKET VALUE</td><td>ESTIMATED ANNUAL INCOME</td><td>CURRENT YIELD(%)</td></tr><tr><td>CASH BALANCE</td><td></td><td></td><td></td><td>-168,945</td><td></td><td></td></tr><tr><td>TOTAL CASH&CASH EQUIVALENTS</td><td></td><td></td><td></td><td>$-168,945</td><td></td><td></td></tr></table> |
| |
| 027 |
| |
| Your Portfolio Allocation |
| |
| ```markdown |
|
|
| 09/01/04;08:31 001 |
| ``` |
| |
| EFTA00196371 |
| |
| ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| 4 of 4 |
| |
| ## Your Portfolio Holdings (continued) |
| |
| EQUITIES |
| |
| Equities & Options |
| |
| <table><thead><tr><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>ACCT TYPE</th><th>QUANTITY</th><th>PRICE</th><th>MARKET VALUE</th><th>ESTIMATED ANNUAL INCOME</th><th>CURRENT YIELD (%)</th></tr></thead><tbody><tr><td>CALL TSY 4 3/4 08/14</td><td>9Z72250</td><td>MRGN</td><td>25,000,000</td><td>Unpriced</td><td></td><td></td><td></td></tr><tr><td>EUROCALL STRK 101-8 EXP 10/08/2004</td><td></td><td></td><td></td><td></td><td>$0</td><td>$0</td><td></td></tr><tr><td>Total Equities& Options</td><td></td><td></td><td></td><td></td><td>$0</td><td>$0</td><td></td></tr><tr><td>TOTAL EQUITIES</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr></tbody></table> |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSDIARY |
|
|
| ``` |
| |
| ```markdown |
|
|
| Bear, Steams Securities Corp. |
|
|
| One Metrotech Center North |
|
|
| Brooklyn, New York 11201-3859 |
|
|
| ``` |
| |
| <table><thead><tr><th>YOUR PRICED PORTFOLIOHOLDINGS</th><th>$-168,945</th></tr></thead></table> |
| |
| ## INVESTMENT ACTIVITY |
| |
| ## ```markdown |
|
|
| Transaction Detail |
| ``` |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT PERIOD July 31, 2004 |
| |
| ```markdown |
|
|
| ACCOUNT NUMBER |
|
|
| ``` |
| |
| THROUGH August 31, 2004 |
| |
| TAXPAYER NUMBER Not Available |
| |
| | LAST STATEMENT | July 30, 2004 | |
| |
| | :--- | :--- | |
| |
| <table><thead><tr><th>SETTLEMENT DATE</th><th>TRADE DATE</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>08/31/04</td><td>08/30/04</td><td>BOUGHT</td><td>CALL TSY 4 3/4 08/14<br>EUROCALL STRK 101-8<br>EXP 10/08/2004<br>AS OF 08/30/04</td><td>9Z72250</td><td>25,000,000</td><td>0.67578</td><td>168,945.31</td><td></td></tr><tr><td colspan="6">TOTAL</td><td colspan="3">$-168,945.31</td></tr></tbody></table> |
| |
| 027 |
| |
| ```markdown |
|
|
| 09/01/04;08:31 001 |
| ``` |
| |
| EFTA00196372 |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| | | | |
| |
| | :--- | :--- | |
| |
| | ACCOUNT EXECUTIVE | FIRM | |
| |
| | VISIT OUR WEBSITE | www.bearstearns.com | |
| |
| ## What’s In This Statement |
| |
| <table><tr><td>Financial Summary</td><td>1</td></tr><tr><td>Transaction Detail</td><td>2</td></tr></table> |
| |
| ## ```markdown |
|
|
| ``` |
| |
| <table><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><th>THIS PERIOD</th></tr><tr><td>OpeningBalance</td><td>$0.00</td></tr><tr><td>Miscellaneous</td><td>158.90</td></tr><tr><td>Amount Credited</td><td>$158.90</td></tr><tr><td>Dividends/Interest Charged</td><td>-79.45</td></tr><tr><td>Miscellaneous</td><td>-79.45</td></tr><tr><td>Amount Debited</td><td>$-158.90</td></tr><tr><td>ClosingBalance</td><td>$0.00</td></tr></table> |
| |
| ## Income Summary |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSIDIARY |
|
|
| ``` |
| |
| <table border="1"><tr><td></td><th>THIS PERIOD</th><th>YEAR TO DATE</th></tr><tr><td>Margin Int. Paid</td><td>-79.45</td><td>-79.45</td></tr></table> |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT PERIOD July 1, 2004 |
| |
| THROUGH July 30, 2004 |
| |
| | LAST STATEMENT | June 30, 2004 | |
| |
| | :--- | :--- | |
| |
| ACCOUNT NUMBER |
| |
| TAXPAYER NUMBER Not Available |
| |
| This summary is for informational purposes only. It is not intended as a tax document. |
| |
| This statement should be retained for your records. See reverse side for important information. |
| |
| 027 07/31/04:08:41 001 |
| |
| V858 |
| |
| EFTA00196373 |
| |
| ## ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| CLEARLY WOUNDED SUBSIDIARY |
|
|
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| ```markdown |
|
|
| 2 of 3 |
|
|
| ``` |
| |
| FINANCIAL TRUST CO INC |
| |
| ## ```markdown |
|
|
| Transaction Detail |
| ``` |
| |
| STATEMENT PERIOD July 1, 2004 |
| |
| ## ```markdown |
|
|
| INTEREST |
| ``` |
| |
| THROUGH July 30, 2004 |
| |
| ```markdown |
|
|
| ACCOUNT NUMBER |
|
|
| ``` |
| |
| TAXPAYER NUMBER Not Available |
| |
| | LAST STATEMENT | June 30, 2004 | |
| |
| | :--- | :--- | |
| |
| <table><thead><tr><th>DATE</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>RATE (%)</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td rowspan="2">07/01/04</td><td>AVG BAL 355,468RT 1.609</td><td></td><td></td><td></td><td>79.45</td><td></td></tr><tr><td>021 OFFICE INTEREST 0604</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td colspan="5">TOTAL</td><td>-79.45</td><td></td></tr></tbody></table> |
| |
| ## MISCELLANEOUS |
| |
| <table border="1"><tr><td>DATE |
| MO/DAY</td><td>TRANSACTION</td><td>DESCRIPTION</td><td>DEBIT AMOUNT</td><td>CREDIT AMOUNT</td></tr><tr><td>07/02/04</td><td>JOURNAL</td><td>FITO TO FITM</td><td>79.45</td><td></td></tr><tr><td>07/06/04</td><td>JOURNAL</td><td>FITM FITO</td><td></td><td>158.90</td></tr><tr><td>TOTAL</td><td></td><td></td><td>-79.45</td><td>$158.90</td></tr></table> |
| |
| |
| |
| ```markdown |
|
|
| ******* End of Statement******* |
| ``` |
| |
| 027 |
| |
| ```markdown |
|
|
| 07/31/04;08:41 001 |
| ``` |
| |
| V858 |
| |
| EFTA00196374 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| ```markdown |
|
|
| 3 of 3 |
| ``` |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196375 |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| | | | |
| |
| | :--- | :--- | |
| |
| | ACCOUNT EXECUTIVE | FIRM | |
| |
| | VISIT OUR WEBSITE | www.bearstearns.com | |
| |
| ## What’s In This Statement |
| |
| <table border="1"><tr><td>Financial Summary</td><td>1</td></tr><tr><td>Transaction Detail</td><td>2</td></tr><tr><td>Your Messages</td><td>3</td></tr></table> |
| |
| ## ```markdown |
|
|
| ``` |
| |
| <table><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| ## Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><th>THIS PERIOD</th></tr><tr><td>OpeningBalance</td><td>$0.00</td></tr><tr><td>Securities Sold</td><td>355,468.75</td></tr><tr><td>Amount Credited</td><td>$355,468.75</td></tr><tr><td>Securities Bought</td><td>-355,468.75</td></tr><tr><td>Amount Debited</td><td>$-355,468.75</td></tr><tr><td>ClosingBalance</td><td>$0.00</td></tr></table> |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSIDIARY |
|
|
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metratech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT PERIOD May 29, 2004 |
| |
| THROUGH June 30, 2004 |
| |
| ACCOUNT NUMBER |
| |
| | LAST STATEMENT | March 31, 2004 | |
| |
| | :--- | :--- | |
| |
| TAXPAYER NUMBER Not Available |
| |
| This summary is for informational purposes only. It is not intended as a tax document. |
| |
| This statement should be retained for your records. See reverse side for important information. |
| |
| 027 07/01/04:13:31 001 |
| |
| V832 |
| |
| EFTA00196376 |
| |
| ## ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| CLEARLY WOUNDED SUBSIDIARY |
|
|
| ``` |
| |
| 2 of 4 |
| |
| ```markdown |
|
|
| Bear, Steams Securities Corp. |
|
|
| One Metrotech Center North Brooklyn, New York 11201-3859 |
|
|
| ``` |
| |
| FINANCIAL TRUST CO INC |
| |
| ## ```markdown |
|
|
| Transaction Detail |
| ``` |
| |
| STATEMENT PERIOD May 29, 2004 |
| |
| ## INVESTMENT ACTIVITY |
| |
| THROUGH June 30, 2004 |
| |
| ```markdown |
|
|
| ACCOUNT NUMBER |
|
|
| ``` |
| |
| | LAST STATEMENT | March 31, 2004 | |
| |
| | :--- | :--- | |
| |
| TAXPAYER NUMBER Not Available |
| |
| <table><thead><tr><th>SETTLEMENT DATE</th><th>TRADE DATE</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>06/04/04</td><td>06/03/04</td><td>BOUGHT</td><td>PUT TSY 3 1/8 05/07<br>EUROPUT STRK 99-20<br>EXP 08/13/2004</td><td>9Z58526</td><td>50,000,000</td><td>0.71094</td><td>355,468.75</td><td></td></tr><tr><td>06/09/04</td><td>06/03/04</td><td>CANCEL BUY</td><td>PUT TSY 3 1/8 05/07<br>EUROPUT STRK 99-20<br>EXP 08/13/2004<br>A/O S/D 06/04/04<br>AS OF 06/03/04<br>TO CXL PREVIOUS BUY</td><td>9Z58526</td><td>-50,000,000</td><td>0.71094</td><td></td><td>355,468.75</td></tr><tr><td colspan="6">TOTAL</td><td></td><td>-355,468.75</td><td>$355,468.75</td></tr></tbody></table> |
| |
| 027 |
| |
| ```markdown |
|
|
| 07/01/04;13:31 001 |
| ``` |
| |
| ```markdown |
|
|
| V832 |
| ``` |
| |
| EFTA00196377 |
| |
| ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| 3 of 4 |
| |
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| |
| Bear, Stearns Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT PERIOD May 29, 2004 |
| THROUGH June 30, 2004 |
| |
| ACCOUNT NUMBER |
| |
| TAXPAYER NUMBER Not Available |
| |
| LAST STATEMENT March 31, 2004 |
| |
| Effective no earlier than thirty (30) days from your receipt of this statement, we will compute interest regarding your short sales and marking-to-the market as follows: |
| |
| The credit that appears on your statement due to short sales (including short sales against the box) is offset by a debit of like amount because Bear Stearns Securities has to borrow the same security in order to deliver it to the buying broker and has to provide its lender additional collateral of up to 105% of the settled short market value of the borrowed securities to secure such loan. This means that the debit balance on which interest is computed will be the difference between (i) up to 105% of the settled short market value of such short sales (across all currencies), which shall be calculated daily, and (ii) the proceeds of such short sales, |
| |
| Notice Regarding a Change in The Statement of Interest Charges Pursuant to the "Truth-in-Lending" Rule 10 (b)-16 Regarding Short Sales And Marking-To-The-Market |
| |
| ## Your messages |
| |
| |
| |
| |
| |
| Any short positions in your account will be kept "marked-to-the market". This means that periodically the balance maintained in the short account will be adjusted to equal the market value of the short securities. Securities that are priced below five dollars per share may be valued at five dollars per share for short marking-to-the market purposes. If a security has been sold short (or sold short against the box) and has appreciated in market price over the selling price, interest will be charged on the amount of appreciation; if it depreciates in market price, interest will be correspondingly reduced by the drop in value. The appreciation or depreciation of securities sold short will be determined by Bear Stearns Securities based upon daily closing prices or quotations provided by pricing services, as applicable, or upon such factors as Bear Stearns Securities in its sole judgement deems pertinent. |
| |
| Please note that the other sections of the "Truth-in-Lending" disclosure previously provided to you remain unchanged. |
| |
| ```markdown |
|
|
| ******* End of Statement******* |
| ``` |
| |
| 027 |
| |
| ```markdown |
|
|
| 07/01/04;13:31 001 |
| ``` |
| |
| V832 |
| |
| EFTA00196378 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| 4 of 4 |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196379 |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| | | | |
| |
| | :--- | :--- | |
| |
| | ACCOUNT EXECUTIVE | FIRM | |
| |
| | VISIT OUR WEBSITE | www.bearstearns.com | |
| |
| ## What’s In This Statement |
| |
| Financial Summary 1 |
| |
| Transaction Detail ... 2 |
| |
| Your Messages ... 2 |
| |
| ## ```markdown |
|
|
| ``` |
| |
| <table><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| ## Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><th>THIS PERIOD</th></tr><tr><td>OpeningBalance</td><td>-0.50</td></tr><tr><td>Miscellaneous</td><td>0.50</td></tr><tr><td>Amount Credited</td><td>$0.50</td></tr><tr><td>Net Cash Activity</td><td>0.50</td></tr><tr><td>ClosingBalance</td><td>$0.00</td></tr></table> |
| |
| ## Cash Balance Summary |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| WHOLLY OWNED SUBSIDIARY |
|
|
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| <table border="1"><tr><td></td><td>OPENING</td><td>CLOSING</td></tr><tr><td>Margin</td><td>-0.50</td><td>0.00</td></tr><tr><td>Net Cash Balance</td><td>-0.50</td><td>$0.00</td></tr></table> |
| |
| FINANCIAL TRUST CO INC |
| |
| | LAST STATEMENT | February 27, 2004 | |
| |
| | :--- | :--- | |
| |
| STATEMENT PERIOD February 28, 2004 |
| |
| ACCOUNT NUMBER |
| |
| THROUGH March 31,2004 |
| |
| TAXPAYER NUMBER Not Available |
| |
| This summary is for informational purposes only. It is not intended as a tax document. |
| |
| This statement should be retained for your records. See reverse side for important information. |
| |
| 027 04/01/04:12:31 001 |
| |
| V829 |
| |
| EFTA00196380 |
| |
| ```markdown |
|
|
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| ```markdown |
|
|
| CLEARED THROUGH ITS |
|
|
| CLEARLY WOUNDED SUBSIDIARY |
|
|
| ``` |
| |
| ```markdown |
|
|
| 2 of 3 |
|
|
| ``` |
| |
| ```markdown |
|
|
| Bear, Steams Securities Corp. |
|
|
| One Metrotech Center North Brooklyn, New York 11201-3859 |
|
|
| ``` |
| |
| FINANCIAL TRUST CO INC |
| |
| ## ```markdown |
|
|
| Transaction Detail |
| ``` |
| |
| STATEMENT PERIOD February 28, 2004 |
| |
| ## INVESTMENT ACTIVITY |
| |
| THROUGH March 31, 2004 |
| |
| ```markdown |
|
|
| ACCOUNT NUMBER |
|
|
| ``` |
| |
| TAXPAYER NUMBER Not Available |
| |
| | LAST STATEMENT | February 27, 2004 | |
| |
| | :--- | :--- | |
| |
| <table><thead><tr><th>SETTLEMENT DATE</th><th>TRADE DATE</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>03/24/04</td><td></td><td>EXPIRED</td><td>PUT TSY 1 7/8 1/06<br>EUROPUT STRK 99 24/32<br>EXP 03/17/2004</td><td></td><td>-25,000,000</td><td></td><td></td><td></td></tr></tbody></table> |
| |
| ## MISCELLANEOUS |
| |
| <table><thead><tr><th>DATE MO/DAY</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>03/25/04</td><td>JOURNAL</td><td>MISC ADJ TO CASH BAL</td><td></td><td>0.50</td></tr><tr><td>TOTAL</td><td></td><td></td><td></td><td>$0.50</td></tr></tbody></table> |
| |
| ## Your messages |
| |
| |
| |
| Excess SIPC Account Protection Update |
| |
| Effective February 16, 2004, the commercial insurer through which Bear, Stearns Securities Corp. obtains excess SIPC protection changed to Customer Asset Protection Company ("CAPCO"), a New York licensed insurance company. CAPCO has an A+ financial strength rating from Standard and Poor's. |
| |
| |
| |
| The Firm believes it is of the utmost importance that clients who purchase or hold mutual funds fully understand the intricacies of the pricing structures and rules which govern these investments. Recently, a joint Industry/NASD Task Force collaborated to create a Disclosure Statement to address these issues. We are providing this Disclosure Statement to you for the purpose of reinforcing these concepts and to initiate the opportunity for further discussion of these issues to the extent you have questions. You are encouraged to contact your financial professional with any questions you have regarding your investments. Additionally, you may review this information online at the following NASD web site: |
| |
| ```http://www.nasdr.com/breakpoints_statement.asp |
| |
| ``` |
| |
| 027 |
| |
| ```markdown |
| |
| 04/01/04;12:31 001 |
| ``` |
| |
| V829 |
| |
| EFTA00196381 |
| |
| ```markdown |
| |
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| ```markdown |
| |
| 3 of 3 |
| ``` |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196382 |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| | | | |
| |
| | :--- | :--- | |
| |
| | ACCOUNT EXECUTIVE | FIRM | |
| |
| | VISIT OUR WEBSITE | www.bearstearns.com | |
| |
| ## What’s In This Statement |
| |
| Your Portfolio Holdings ... 2 |
| |
| Transaction Detail ... 3 |
| |
| Your Messages 3 |
| |
| ## ```markdown |
| |
| ``` |
| |
| <table border="1"><tr><td>FINANCIAL TRUST CO INC</td></tr><tr><td>C/O JEFFREY EPSTEIN</td></tr><tr><td>6100 RED HOOK CENTER</td></tr><tr><td>SUITE 63</td></tr><tr><td>ST THOMAS VI 00802</td></tr></table> |
| |
| Cash Flow Analysis |
| |
| <table border="1"><tr><td></td><td>THIS PERIOD</td></tr><tr><td>Opening Balance</td><td>$0.00</td></tr><tr><td>Miscellaneous</td><td>54,687.00</td></tr><tr><td>Amount Credited</td><td>$54,687.00</td></tr><tr><td>Securities Bought</td><td>-54,687.50</td></tr><tr><td>Amount Debited</td><td>$-54,687.50</td></tr><tr><td>Net Cash Activity</td><td>-0.50</td></tr><tr><td>Closing Balance</td><td>$-0.50</td></tr></table> |
| |
| ## Cash Balance Summary |
| |
| ```markdown |
| |
| CLEARED THROUGH ITS |
| |
| WHOLLY OWNED SUBSIDIARY |
| |
| ``` |
| |
| <table border="1"><tr><td></td><td>OPENING</td><td>CLOSING</td></tr><tr><td>Margin</td><td>0.00</td><td>-0.50</td></tr><tr><td>Net Cash Balance</td><td>$0.00</td><td>$-0.50</td></tr></table> |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| Portfolio Composition |
| |
| STATEMENT PERIOD January 31, 2004 |
| |
| FINANCIAL TRUST CO INC |
| |
| ACCOUNT NUMBER |
| |
| LAST STATEMENT |
| |
| THROUGH February 27, 2004 |
| |
| <table border="1"><tr><td></td><td>SHORT</td><td>LONG</td></tr><tr><td>Cash/Cash Equivalent</td><td>1</td><td></td></tr><tr><td>Total</td><td>$1</td><td></td></tr></table> |
| |
| TAXPAYER NUMBER Not Available |
| |
| SIPC |
| |
| This summary is for informational purposes only. It is not intended as a tax document. |
| |
| This statement should be retained for your records. See reverse side for important information. |
| |
| 027 02/28/04;11:32 001 |
| |
| V828 |
| |
| EFTA00196383 |
| |
| ```markdown |
| |
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| 2 of 4 |
| |
| ## Your Portfolio Holdings |
| |
| CASH & CASH EQUIVALENTS |
| |
| <table><thead><tr><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>MARKET VALUE</th><th>ESTIMATED ANNUAL INCOME</th><th>CURRENT YIELD (%)</th></tr></thead><tbody><tr><td>CASH BALANCE</td><td></td><td></td><td></td><td>-1</td><td></td><td></td></tr><tr><td>TOTAL CASH & CASH EQUIVALENTS</td><td></td><td></td><td></td><td>$-1</td><td></td><td></td></tr></tbody></table> |
| |
| ## EQUITIES |
| |
| Equities & Options |
| |
| <table border="1"><tr><td>DESCRIPTION</td><td>SYMBOL/CUSIP</td><td>ACCT TYPE</td><td>QUANTITY</td><td>PRICE</td><td>MARKET VALUE</td><td>ESTIMATED ANNUAL INCOME</td><td>CURRENT YIELD(%)</td></tr><tr><td>PUT TSY 17/8 1/06EUROPUT STRK 99 24/32EXP 03/17/2004</td><td></td><td>MRGN</td><td>25,000,000</td><td>Unpriced</td><td></td><td></td><td></td></tr><tr><td>Total Equities& Options</td><td></td><td></td><td></td><td></td><td>$0</td><td>$0</td><td></td></tr><tr><td>TOTAL EQUITIES</td><td></td><td></td><td></td><td></td><td>$0</td><td>$0</td><td></td></tr><tr><td colspan="5">YOUR PRICED PORTFOLIOHOLDINGS</td><td>-1</td><td></td><td></td></tr></table> |
| |
| ```markdown |
| |
| CLEARED THROUGH ITS |
| |
| WHOLLY OWNED SUBSIDIARY |
| |
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT PERIOD January 31,2004 |
| |
| THROUGH February 27, 2004 |
| |
| AGCOUNT NUMBER |
| |
| TAXPAYER NUMBER Not Available |
| |
| LAST STATEMENT |
| |
| 027 |
| |
| ```markdown |
| |
| 02/28/04;11:32 001 |
| ``` |
| |
| V828 |
| |
| EFTA00196384 |
| |
| ```markdown |
| |
| BEAR |
| STEARNS |
| ``` |
| |
| OFFICE SERVICING YOUR ACCOUNT |
| |
| Bear, Stearns & Co. Inc. |
| 383 Madison Avenue |
| New York, New York 10179 |
| |
| ```markdown |
| |
| CLEARED THROUGH ITS |
| CLEARLY WOUNDED SUBSIDIARY |
| |
| ``` |
| |
| Bear, Steams Securities Corp. |
| |
| One Metrotech Center North |
| |
| Brooklyn, New York 11201-3859 |
| |
| 3 of 4 |
| |
| FINANCIAL TRUST CO INC |
| |
| ## ```markdown |
| |
| Transaction Detail |
| ``` |
| |
| STATEMENT PERIOD January 31, 2004 |
| |
| THROUGH February 27, 2004 |
| |
| ## INVESTMENT ACTIVITY |
| |
| TAXPAYER NUMBER Not Available |
| |
| <table><thead><tr><th>SETLEMENT DATE</th><th>TRADE DATE</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>SYMBOL/CUSIP</th><th>QUANTITY</th><th>PRICE</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>02/06/04</td><td>02/05/04</td><td>BOUGHT</td><td>PUT TSY 1 7/8 1/06<br>EUROPUT STRK 99 24/32<br>EXP 03/17/2004<br>AS OF 02/05/04</td><td></td><td>25,000,000</td><td>0.21875</td><td>54,687.50</td><td></td></tr><tr><td colspan="6">TOTAL</td><td colspan="3">$-54,687.50</td></tr></tbody></table> |
| |
| ## MISCELLANEOUS |
| |
| <table><thead><tr><th>DATE MO/DAY</th><th>TRANSACTION</th><th>DESCRIPTION</th><th>DEBIT AMOUNT</th><th>CREDIT AMOUNT</th></tr></thead><tbody><tr><td>02/09/04</td><td>JOURNAL</td><td>FITM FITO</td><td></td><td>54,687.00</td></tr><tr><td>TOTAL</td><td></td><td></td><td></td><td>$54,687.00</td></tr></tbody></table> |
| |
| ## Your messages |
| |
| |
| |
| Excess SIPC Account Protection Update |
| |
| Effective February 16, 2004, the commercial insurer through which Bear, Stearns Securities Corp. obtains excess SIPC protection changed to Customer Asset Protection Company ("CAPCO"), a New York licensed insurance company, CAPCO has an A+ financial strength rating from Standard & Poor's. |
| |
| STOP |
| |
| ```markdown |
| |
| ******* End of Statement******* |
| ``` |
| |
| 027 |
| |
| ```markdown |
| |
| v828 |
| ``` |
| |
| ```markdown |
| |
| 02/28/04;11:32 001 |
| ``` |
| |
| EFTA00196385 |
| |
| ```markdown |
| |
| CLEARED THROUGH ITS |
| WHOLLY OWNED SUBSIDIARY |
| ``` |
| |
| 4 of 4 |
| |
| Bear, Steams Securities Corp. |
| One Metrotech Center North |
| Brooklyn, New York 11201-3859 |
| |
| FINANCIAL TRUST CO INC |
| |
| STATEMENT BACKER IS PRINTED ON THIS PAGE |
| |
| 027 |
| |
| EFTA00196386 |
| |
