--- title: "DOJ Epstein Files, Data Set 9 (EFTA00197171)" source: "DOJ Epstein Files, Data Set 9" sourceUrl: "https://huggingface.co/datasets/ishumilin/epstein-files-ocr-complete" date: "2026-01-01" category: "DOJ Data Set" eftaNumber: "EFTA00197171" ocrPages: 0 ocrChars: 33043 ocrElapsed: 0.0 parseTier: "external" engine: "ishumilin OCR pipeline (engine undisclosed; CC0 mirror)" externalSource: "ishumilin-ocr-complete" externalLicense: "CC0-1.0" externalCredit: "ishumilin/epstein-files-ocr-complete (Hugging Face)" externalUrl: "https://huggingface.co/datasets/ishumilin/epstein-files-ocr-complete" --- ## Statements EFTA00197171 OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 | | | | :--- | :--- | | ACCOUNT EXECUTIVE | GNMA GOVT BOND | | VISIT OUR WEBSITE | www.bearstearns.com | Important Message If any information regarding 2003 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by February 2, 2004 or a 1042Sby March 15, 2004. ## ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
## Premise or Third Party Repurchase Agreements Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 with Bear, Stearnsand Co. Inc. outstanding as of date of statement
PURCHASE/START DATEREPURCHASE/END DATEPURCHASE PRICE/PRINCIPALPRICINGRATEREPO/ACCRUEDINTEREST*NET AMOUNT
12/19/03OPEN980,0000.990384980,384.65
TOTAL REPURCHASE TRANSACTIONS$384$980,384.65
TAXPAYER NUMBER Not Available | LAST STATEMENT | November 28, 2003 | | :--- | :--- | *As of statement date* The above positions do not appear in any other section of this statement. AGCOUNT NUMBER FINANCIAL TRUST CO INC THROUGH December 31, 2003 STATEMENT PERIOD November 29, 2003 Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 01/01/04:14:54 001 V818 EFTA00197172 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` 2 of 3 ```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request. FINANCIAL TRUST CO INC ## Your messages STATEMENT PERIOD November 29, 2003 Excess SIPC Account Protection Update Bear, Stearns Securities Corp. ("BSSC"), a member of the Securities Investor Protection Corporation ("SIPC"), provides account protection for the net equity of a customer's funds and securities positions. SIPC provides $500,000 of primary net equity protection, including $100,000 for claims for cash ("SIPC Coverage"). Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC") through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company ("CAPCO"), a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. ```markdown ******* End of Statement******* ``` 027 ```markdown 01/01/04;14:54 001 ``` EFTA00197173 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` 3 of 3 Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197174 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
ACCOUNT EXECUTIVEGNMA GOVT BOND
VISIT OUR WEBSITEwww.bearstearns.com
```markdown ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
```markdown CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY ``` ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 | LAST STATEMENT | October 31, 2003 | | :--- | :--- | TAXPAYER NUMBER Not Available
PURCHASE/START DATEREPURCHASE/END DATEPURCHASE PRICE/PRINCIPALPRICINGRATEREPO/ACCRUEDINTEREST*NET AMOUNT
11/20/03OPEN3,989,0001.0701,2673,990,267.62
TOTAL REPURCHASE TRANSACTIONS$1,267$3,990,267.62
ACCOUNT NUMBER *As of statement date* THROUGH November 28, 2003 FINANCIAL TRUST CO INC STATEMENT PERIOD November 1, 2003 The above positions do not appear in any other section of this statement. ```markdown ******* End of Statement******* ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 11/29/03:10:54 001 V818 EFTA00197175 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197176 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
ACCOUNT EXECUTIVEGNMA GOVT BOND
VISIT OUR WEBSITEwww.bearstearns.com
```markdown ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
```markdown CLEARED THROUGH ITS WHOLLED NUBSDIARY ``` ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement ```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` | LAST STATEMENT | September 30, 2003 | | :--- | :--- | TAXPAYER NUMBER Not Available
PURCHASE/ START DATEREPURCHASE/ END DATEPURCHASE PRICE/ PRINCIPALPRICING RATEREPO/ ACCRUED INTEREST*NET AMOUNT
10/20/03OPEN3,000,0000.7007983,000,798.33
TOTAL REPURCHASE TRANSACTIONS$798$3,000,798.33
*As of statement date* ACCOUNT NUMBER The above positions do not appear in any other section of this statement. FINANCIAL TRUST CO INC THROUGH October 31, 2003 STATEMENT PERIOD October 1, 2003 ```markdown ******* End of Statement******* ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 11/01/03;15:56 001 V818 EFTA00197177 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197178 OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 | | | | :--- | :--- | | ACCOUNT EXECUTIVE | GNMA GOVT BOND | | VISIT OUR WEBSITE | www.bearstearns.com | Important Message Bear Stearns is pleased to announce our conversion to a calendar month-end statement. Effective this month, your account statement reflects all activity and account valuation up to and including the last business day of the month. ## ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement
PURCHASE/ START DATEREPURCHASE/ END DATEPURCHASE PRICE/ PRINCIPALPRICING RATEREPO/ ACCRUED INTEREST*NET AMOUNT
09/29/03OPEN4,396,0000.6601694,396,169.73
TOTAL REPURCHASE TRANSACTIONS$169$4,396,169.73
TAXPAYER NUMBER Not Available FINANCIAL TRUST CO INC AGCOUNT NUMBER | LAST STATEMENT | August 29, 2003 | | :--- | :--- | *As of statement date* STATEMENT PERIOD August 30, 2003 THROUGH September 30, 2003 The above positions do not appear in any other section of this statement. Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 10/01/03;13:52 001 V813 EFTA00197179 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` 2 of 5 Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 Your next statement will be December 2003 and will reflect all activity from October, November and December. FINANCIAL TRUST CO INC ## Your messages Effective October 2003, you will receive account statements on a quarterly basis only. Statements will generate at the end of March, June, September and December. The statements will reflect all activity throughout the quarter since the last statement date. Please contact your account executive with any questions. ## INTRODUCING QUARTERLY STATEMENTS Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements: At May 31, 2003 and July 31, 2003, the Company's net capital of approximately $2.4 billion and $3.0 billion was approximately 6% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $799.5 million and $904.4 million by approximately $1.6 billion and $2.1 billion, all respectively. A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call - toll free 1-866-299-9331. 027 ```markdown 10/01/03;13:52 001 ``` V813 EFTA00197180 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` 3 of 5 Bear, Steams Securities Corp. One Mebrotech Center North Brooklyn, New York 11201-3859 - You can lose more funds than you deposit in the margin account. - The firm can sell your securities or other assets without contacting you. - The firm can force the sale of securities or other assets in you account(s). - You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call, - The firm can increase its "house" maintenance margin requirements at any time and is not required to provide you advance written notice, - You are not entitled to an extension of time on a margin call. Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: FINANCIAL TRUST CO INC STATEMENT PERIOD August 30, 2003 THROUGH September 30, 2003 TAXPAYER NUMBER Not Available | LAST STATEMENT | August 29, 2003 | | :--- | :--- | This statement is provided to explain Bear, Stearns & Co., Inc.'s ("BSC") payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. 027 ```markdown 10/01/03;13:52 001 ``` EFTA00197181 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 4 of 5 suant to SEC Rule 11Ac1-6, please note the following Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: http://www.bearstearns.com/, Click on Individual Investor, Click on Equities, Click on Order Routing Practices. ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. ```markdown ******* End of Statement******* ``` ACCOUNT NUMBER FINANCIAL TRUST CO INC STATEMENT PERIOD August 30, 2003 THROUGH September 30, 2003 TAXPAYER NUMBER Not Available | LAST STATEMENT | August 29, 2003 | | :--- | :--- | 027 ```markdown 10/01/03;13:52 001 ``` V813 EFTA00197182 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` **5 of 5** Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197183 ## ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 | | | | :--- | :--- | | ACCOUNT EXECUTIVE | GNMA GOVT BOND | | VISIT OUR WEBSITE | www.bearstearns.com | Important Message Bear Stearns is pleased to announce our conversion to a calendar month-end statement. Effective September 2003, your account statement will reflect all activity and account valuation up to and including the last business day of the month. ## ```markdown ``` ```markdown CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement AGCOUNT NUMBER TAXPAYER NUMBER Not Available
PURCHASE/ START DATEREPURCHASE/ END DATEPURCHASE PRICE/ PRINCIPALPRICING RATEREPO/ ACCRUED INTEREST*NET AMOUNT
08/29/03OPEN5,033,0000.7003915,033,391.46
TOTAL REPURCHASE TRANSACTIONS$391$5,033,391.46
LAST STATEMENT July 25, 2003 STATEMENT PERIOD July 26, 2003 FINANCIAL TRUST CO INC THROUGH August 29, 2003 *As of statement date* The above positions do not appear in any other section of this statement. ```markdown ******* End of Statement******* ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3659. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 08/30/15:16:20 001 V812 EFTA00197184 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197185 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
ACCOUNT EXECUTIVEGNMA GOVT BOND
VISIT OUR WEBSITEwww.bearstearns.com
```markdown ``` CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement TAXPAYER NUMBER Not Available
PURCHASE/ START DATEREPURCHASE/ END DATEPURCHASE PRICE/ PRINCIPALPRICING RATEREPO/ ACCRUED INTEREST*NET AMOUNT
07/18/03OPEN6,040,0000.7001,1396,041,139.21
TOTAL REPURCHASE TRANSACTIONS$1,139$6,041,139.21
| LAST STATEMENT | June 27, 2003 | | :--- | :--- | | STATEMENT PERIOD | June 28, 2003 | | :--- | :--- | | THROUGH | July 25, 2003 | FINANCIAL TRUST CO INC *As of statement date* The above positions do not appear in any other section of this statement. ```markdown ******* End of Statement******* ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 07/26/03;12:01 001 V811 EFTA00197186 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197187 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
ACCOUNT EXECUTIVEGNMA GOVT BOND
VISIT OUR WEBSITEwww.bearstearns.com
Important Message Confirmation: Unless we hear from you to the contrary, it is our understanding that any free credit balances in your account are being maintained to facilitate your intention to invest such amounts through us. ## ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 AGCOUNT NUMBER | STATEMENT PERIOD | May 31, 2003 | | :--- | :--- | | THROUGH | June 27, 2003 | ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement TAXPAYER NUMBER Not Available FINANCIAL TRUST CO INC | LAST STATEMENT | April 25, 2003 | | :--- | :--- |
PURCHASE/ START DATEREPURCHASE/ END DATEPURCHASE PRICE/ PRINCIPALPRICING RATEREPO/ ACCRUED INTEREST*NET AMOUNT
06/27/03OPEN5,400,0000.7203245,400,324.00
TOTAL REPURCHASE TRANSACTIONS$324$5,400,324.00
*As of statement date* The above positions do not appear in any other section of this statement. ```markdown ******* End of Statement******* ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 06/28/03:13:43 001 ```markdown V808 ``` EFTA00197188 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197189 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 | | | | :--- | :--- | | ACCOUNT EXECUTIVE | GNMA GOVT BOND | | VISIT OUR WEBSITE | www.bearstearns.com | ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLED NUBSDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ## Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co. Inc. outstanding as of date of statement
PURCHASE/START DATEREPURCHASE/END DATEPURCHASE PRICE/PRINCIPALPRICINGRATEREPO/ACCRUEDINTEREST*NET AMOUNT
04/17/03OPEN1,950,0000.8705251,950,525.96
TOTAL REPURCHASE TRANSACTIONS$525$1,950,525.96
FINANCIAL TRUST CO INC | STATEMENT PERIOD | March 29, 2003 | | :--- | :--- | | THROUGH | April 25, 2003 | | LAST STATEMENT | March 28, 2003 | | :--- | :--- | TAXPAYER NUMBER Not Available *As of statement date* The above positions do not appear in any other section of this statement. ```markdown ******* End of Statement****** ``` Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 04/26/03;14:23 001 V643 EFTA00197190 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 2 of 2 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197191 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 | | | | :--- | :--- | | ACCOUNT EXECUTIVE | GNMA GOVT BOND | | VISIT OUR WEBSITE | www.bearstearns.com | What's In This Statement Your Messages 2 ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
## Premise or Third Party Repurchase Agreements ```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` with Bear, Stearnsand Co. Inc. outstanding as of date of statement
PURCHASE/START DATEREPURCHASE/END DATEPURCHASE PRICE/PRINCIPALPRICINGRATEREPO/ACCRUEDINTEREST*NET AMOUNT
03/21/03OPEN750,0000.970191750,191.67
TOTAL REPURCHASE TRANSACTIONS$191$750,191.67
TAXPAYER NUMBER Not Available *As of statement date* | LAST STATEMENT | January 31, 2003 | | :--- | :--- | FINANCIAL TRUST CO INC The above positions do not appear in any other section of this statement. STATEMENT PERIOD March 1, 2003 ```markdown ACCOUNT NUMBER ``` THROUGH March 28, 2003 Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 03/29/03;14:11 001 V642 EFTA00197192 ## ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 ```markdown CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY ``` 2 of 3 ```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` At November 30, 2002 and January 31, 2003, the Company's net capital of approximately $2.4 billion and $2.4 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $716.3 million and $684.1 million by approximately $1.7 billion and $1.7 billion, all respectively. FINANCIAL TRUST CO INC ## Your messages A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com . Alternatively, to request a free printed copy please call - toll free - 1-866-299-9331. Bear, Stearns Securities Corp., Net Capital and Net Capital Requirements: | STATEMENT PERIOD | March 1, 2003 | | :--- | :--- | | THROUGH | March 28, 2003 |
ACCOUNT NUMBER
TAXPAYER NUMBERNot Available
LAST STATEMENTJanuary 31, 2003
```markdown ******* End of Statement******* ``` Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. Pursuant to SEC Rule 11Ac1-6, please note the following: Bear Stearns & Co, Inc. will post its quarterly routing statistics at the following web link: http://www.bearstearns.com/. 027 ```markdown 03/29/03;14:11 001 ``` V642 EFTA00197193 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` 3 of 3 Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE EFTA00197194 ```markdown BEAR STEARNS ``` OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
ACCOUNT EXECUTIVEGNMA GOVT BOND
VISIT OUR WEBSITEwww.bearstearns.com
What's In This Statement Your Messages 2 ```markdown ``` ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ```
FINANCIAL TRUST CO INC
C/O JEFFREY EPSTEIN
6100 RED HOOK QUARTER
SUITE B3
ST THOMAS VI 00802
## Premise or Third Party Repurchase Agreements Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 with Bear, Stearnsand Co. Inc. outstanding as of date of statement
PURCHASE/START DATEREPURCHASE/END DATEPURCHASE PRICE/PRINCIPALPRICINGRATEREPO/ACCRUEDINTEREST*NET AMOUNT
01/30/03OPEN2,602,0000.9702792,602,279.71
TOTAL REPURCHASE TRANSACTIONS$279$2,602,279.71
*As of statement date* FINANCIAL TRUST CO INC The above positions do not appear in any other section of this statement. TAXPAYER NUMBER Not Available | LAST STATEMENT | December 31, 2002 | | :--- | :--- | ```markdown ACCOUNT NUMBER ``` STATEMENT PERIOD January 1, 2003 THROUGH January 31, 2003 Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859. This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. 027 02/01/03;18:09 001 V640 EFTA00197195 ## ```markdown BEAR STEARNS ``` ```markdown OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 ``` 2 of 3 ## Your messages The interest, if any, charged to your account during December 2002 was computed on the net debit balance through December 30. The interest, if any, charged to your account during January 2003 is computed from December 31, 2002. ```markdown CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY ``` ```markdown ******* End of Statement******* ``` ```markdown Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 ``` FINANCIAL TRUST CO INC STATEMENT PERIOD January 1, 2003 THROUGH January 31, 2003 ```markdown ACCOUNT NUMBER ``` TAXPAYER NUMBER Not Available | LAST STATEMENT | December 31, 2002 | | :--- | :--- | 027 ```markdown 02/01/03;18:09 001 ``` V640 EFTA00197196 ```markdown CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY ``` ```markdown 3 of 3 ``` Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859 FINANCIAL TRUST CO INC STATEMENT BACKER IS PRINTED ON THIS PAGE 027 EFTA00197197