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* @file runtime/src/rae1/validate.ts
* @description RAE-1 schema validator gate.
*
* Validates a DSSE envelope + inner RAE1Payload against the full
* RAE-1 v1.0 spec (RAE_1_PROTOCOL.md §2, §3, §5.1).
*
* Lean ref: SZL.AGI.PACBayes.capability_improvement_rate_bound
* Lean file: Lutar/PACBayes/CapabilityImprovementRate.lean
* Lean commit: c4d1379568
*
* Doctrine v7 — sorry_undisclosed is a validation ERROR, not a warning.
* Signed-off-by: SZL Engineering <eng@szl-holdings.com>
*/
import {
RAE1_SCHEMA_VERSION,
RAE1_PAYLOAD_TYPE,
RAE1_MIN_JUDGES,
CHAIN_GENESIS,
type DSSEEnvelope,
type RAE1Payload,
type RAE1JudgeRecord,
} from "./schema.js";
// ─── Result Types ─────────────────────────────────────────────────────────────
export interface RAE1ValidationResult {
/** True iff the envelope passes all RAE-1 v1.0 validation rules. */
valid: boolean;
/** Ordered list of validation errors. Empty when valid === true. */
errors: string[];
/** Decoded schema_version if payload was parseable, else "unknown". */
schema_version: string;
/** Decoded run_id if payload was parseable, else null. */
run_id: string | null;
/** Decoded payload if parsing succeeded, else null. */
payload: RAE1Payload | null;
}
// ─── Valid literal sets ───────────────────────────────────────────────────────
const VALID_BUILD_STATUSES = new Set([
"green",
"sorry_disclosed",
"sorry_undisclosed",
"failed",
]);
const VALID_VERDICTS = new Set(["SOLVED", "UNCLEAR", "WRONG"]);
const VALID_PROMPT_VARIANTS = new Set(["rigorous", "creative", "verification"]);
// ─── Internal helpers ─────────────────────────────────────────────────────────
function isString(v: unknown): v is string {
return typeof v === "string";
}
function isNumber(v: unknown): v is number {
return typeof v === "number" && isFinite(v);
}
function isBoolean(v: unknown): v is boolean {
return typeof v === "boolean";
}
/**
* Validates a single RAE1JudgeRecord.
*
* @param record - Raw judge object from parsed payload
* @param index - Position in the judges array (for error messages)
* @returns Array of error strings for this judge (empty = valid)
*/
function validateJudge(record: unknown, index: number): string[] {
const errors: string[] = [];
if (typeof record !== "object" || record === null) {
return [`judges[${index}]: not an object`];
}
const j = record as Record<string, unknown>;
if (!isString(j.judge_id) || j.judge_id.length === 0) {
errors.push(`judges[${index}].judge_id: must be non-empty string`);
}
if (!isString(j.model_name) || j.model_name.length === 0) {
errors.push(`judges[${index}].model_name: must be non-empty string`);
}
if (!isString(j.system_prompt_variant) || !VALID_PROMPT_VARIANTS.has(j.system_prompt_variant)) {
errors.push(
`judges[${index}].system_prompt_variant: must be one of ${[...VALID_PROMPT_VARIANTS].join(", ")}`
);
}
if (!isString(j.verdict) || !VALID_VERDICTS.has(j.verdict)) {
errors.push(`judges[${index}].verdict: must be SOLVED | UNCLEAR | WRONG`);
}
if (!isNumber(j.confidence_01) || (j.confidence_01 as number) < 0 || (j.confidence_01 as number) > 1) {
errors.push(`judges[${index}].confidence_01: must be number in [0, 1]`);
}
if (!isNumber(j.latency_ms) || (j.latency_ms as number) < 0) {
errors.push(`judges[${index}].latency_ms: must be non-negative number`);
}
if (typeof j.token_usage !== "object" || j.token_usage === null) {
errors.push(`judges[${index}].token_usage: must be an object`);
} else {
const tu = j.token_usage as Record<string, unknown>;
if (!isNumber(tu.input)) errors.push(`judges[${index}].token_usage.input: must be number`);
if (!isNumber(tu.output)) errors.push(`judges[${index}].token_usage.output: must be number`);
if (!isNumber(tu.total)) errors.push(`judges[${index}].token_usage.total: must be number`);
}
return errors;
}
/**
* Validates the decoded RAE1Payload object.
*
* @param payload - Parsed inner payload object
* @returns Array of validation errors (empty = valid)
*/
function validatePayload(payload: Record<string, unknown>): string[] {
const errors: string[] = [];
// ── Schema version ────────────────────────────────────────────────────────
if (payload.schema_version !== RAE1_SCHEMA_VERSION) {
errors.push(
`schema_version must be "${RAE1_SCHEMA_VERSION}", got: ${payload.schema_version}`
);
}
// ── Run-level metadata ────────────────────────────────────────────────────
if (!isString(payload.run_id) || payload.run_id.length === 0) {
errors.push("run_id: must be non-empty string (UUIDv4)");
}
if (!isString(payload.run_timestamp) || !/^\d{4}-\d{2}-\d{2}T\d{2}:\d{2}:\d{2}Z$/.test(payload.run_timestamp as string)) {
errors.push("run_timestamp: must be ISO 8601 UTC string e.g. 2026-05-27T18:34:00Z");
}
if (!isString(payload.benchmark_name) || payload.benchmark_name.length === 0) {
errors.push("benchmark_name: must be non-empty string");
}
if (!isNumber(payload.benchmark_year) || (payload.benchmark_year as number) < 1990) {
errors.push("benchmark_year: must be a number >= 1990");
}
if (!isString(payload.harness_version) || payload.harness_version.length === 0) {
errors.push("harness_version: must be non-empty string");
}
if (!isString(payload.harness_commit_sha) || !/^[0-9a-f]{7,64}$/i.test(payload.harness_commit_sha as string)) {
errors.push("harness_commit_sha: must be a hex git SHA (7–64 chars)");
}
// ── Problem fields ────────────────────────────────────────────────────────
if (!isString(payload.problem_id) || payload.problem_id.length === 0) {
errors.push("problem_id: must be non-empty string");
}
if (!isString(payload.problem_sha256) || !/^[0-9a-f]{64}$/i.test(payload.problem_sha256 as string)) {
errors.push("problem_sha256: must be a 64-character hex SHA-256");
}
if (!isString(payload.domain) || payload.domain.length === 0) {
errors.push("domain: must be non-empty string");
}
// ── Judges ────────────────────────────────────────────────────────────────
if (!Array.isArray(payload.judges)) {
errors.push(`judges: must be an array`);
} else if ((payload.judges as unknown[]).length < RAE1_MIN_JUDGES) {
errors.push(
`judges: must have ≥ ${RAE1_MIN_JUDGES} entries (RAE-1 §3.1), got ${(payload.judges as unknown[]).length}`
);
} else {
for (let i = 0; i < (payload.judges as unknown[]).length; i++) {
errors.push(...validateJudge((payload.judges as unknown[])[i], i));
}
}
// ── Ensemble decision ─────────────────────────────────────────────────────
if (!isString(payload.ensemble_verdict) || !VALID_VERDICTS.has(payload.ensemble_verdict as string)) {
errors.push("ensemble_verdict: must be SOLVED | UNCLEAR | WRONG");
}
if (!isNumber(payload.votes_solved) || (payload.votes_solved as number) < 0) {
errors.push("votes_solved: must be non-negative number");
}
if (!isNumber(payload.votes_unclear) || (payload.votes_unclear as number) < 0) {
errors.push("votes_unclear: must be non-negative number");
}
if (!isNumber(payload.votes_wrong) || (payload.votes_wrong as number) < 0) {
errors.push("votes_wrong: must be non-negative number");
}
// ── Score contribution ────────────────────────────────────────────────────
if (!isBoolean(payload.is_solved)) {
errors.push("is_solved: must be boolean");
}
// is_solved MUST match ensemble_verdict
if (isBoolean(payload.is_solved) && isString(payload.ensemble_verdict)) {
const expectedSolved = payload.ensemble_verdict === "SOLVED";
if (payload.is_solved !== expectedSolved) {
errors.push(
`is_solved (${payload.is_solved}) inconsistent with ensemble_verdict "${payload.ensemble_verdict}"`
);
}
}
// ── Chain linkage ─────────────────────────────────────────────────────────
if (!isString(payload.prev_hash)) {
errors.push("prev_hash: must be string (hex SHA-256 or 'GENESIS')");
} else if (
payload.prev_hash !== CHAIN_GENESIS &&
!/^[0-9a-f]{64}$/i.test(payload.prev_hash as string)
) {
errors.push(
`prev_hash: must be "GENESIS" or a 64-character hex SHA-256, got: ${payload.prev_hash}`
);
}
if (!isNumber(payload.receipt_index) || (payload.receipt_index as number) < 0 || !Number.isInteger(payload.receipt_index)) {
errors.push("receipt_index: must be a non-negative integer");
}
// ── Lean theorem reference ────────────────────────────────────────────────
if (!isString(payload.lean_theorem_name) || payload.lean_theorem_name.length === 0) {
errors.push("lean_theorem_name: must be non-empty string (RAE-1 §2.2 requires this field)");
}
if (!isString(payload.lean_theorem_file) || payload.lean_theorem_file.length === 0) {
errors.push("lean_theorem_file: must be non-empty string");
}
if (!isString(payload.lean_commit_sha) || !/^[0-9a-f]{7,64}$/i.test(payload.lean_commit_sha as string)) {
errors.push("lean_commit_sha: must be a hex git SHA (7–64 chars)");
}
if (!isString(payload.lean_repo) || payload.lean_repo.length === 0) {
errors.push("lean_repo: must be non-empty string e.g. szl-holdings/lutar-lean");
}
// ── Lean build status ─────────────────────────────────────────────────────
if (!isString(payload.lean_build_status) || !VALID_BUILD_STATUSES.has(payload.lean_build_status as string)) {
errors.push(
`lean_build_status: must be one of ${[...VALID_BUILD_STATUSES].join(", ")}`
);
}
// Doctrine v7: sorry_undisclosed is an explicit violation
if (payload.lean_build_status === "sorry_undisclosed") {
errors.push(
"lean_build_status 'sorry_undisclosed' violates Doctrine v7 — all sorries must be named with discharge routes"
);
}
if (!isNumber(payload.lean_sorry_count) || (payload.lean_sorry_count as number) < 0 || !Number.isInteger(payload.lean_sorry_count)) {
errors.push("lean_sorry_count: must be a non-negative integer");
}
if (payload.lean_build_status === "green" && (payload.lean_sorry_count as number) !== 0) {
errors.push(
`lean_sorry_count must be 0 when lean_build_status is "green", got ${payload.lean_sorry_count}`
);
}
// ── Staged advisory ───────────────────────────────────────────────────────
if (!isBoolean(payload.staged_advisory)) {
errors.push("staged_advisory: must be boolean");
}
if (payload.staged_notes !== undefined && !isString(payload.staged_notes)) {
errors.push("staged_notes: must be string if present");
}
return errors;
}
// ─── Public API ───────────────────────────────────────────────────────────────
/**
* Validates a DSSE envelope and its inner RAE-1 payload.
*
* Does NOT verify the HMAC signature — use verifyHMAC() in hmac.ts for that.
* This function validates structure and semantic constraints only.
*
* Lean ref: SZL.AGI.PACBayes.capability_improvement_rate_bound
* file: Lutar/PACBayes/CapabilityImprovementRate.lean
* commit: c4d1379568
*
* @param envelope - Raw unknown value to validate
* @returns RAE1ValidationResult with valid flag + error list
*
* @example
* ```typescript
* const result = validateRAE1Schema(envelope);
* if (!result.valid) {
* console.error("Validation failed:", result.errors);
* }
* ```
*/
export function validateRAE1Schema(envelope: unknown): RAE1ValidationResult {
const errors: string[] = [];
let schemaVersion = "unknown";
let runId: string | null = null;
let decodedPayload: RAE1Payload | null = null;
// ── Outer envelope checks ─────────────────────────────────────────────────
if (typeof envelope !== "object" || envelope === null) {
return {
valid: false,
errors: ["envelope: must be a non-null object"],
schema_version: schemaVersion,
run_id: runId,
payload: null,
};
}
const e = envelope as Record<string, unknown>;
if (e.payloadType !== RAE1_PAYLOAD_TYPE) {
errors.push(
`payloadType: must be "${RAE1_PAYLOAD_TYPE}", got: ${e.payloadType}`
);
}
if (!isString(e.payload)) {
errors.push("payload: must be a base64url string");
}
if (!Array.isArray(e.signatures) || (e.signatures as unknown[]).length === 0) {
errors.push("signatures: must be a non-empty array");
} else {
for (let i = 0; i < (e.signatures as unknown[]).length; i++) {
const sig = (e.signatures as unknown[])[i];
if (typeof sig !== "object" || sig === null) {
errors.push(`signatures[${i}]: must be an object`);
} else {
const s = sig as Record<string, unknown>;
if (!isString(s.keyid)) errors.push(`signatures[${i}].keyid: must be string`);
if (!isString(s.sig)) errors.push(`signatures[${i}].sig: must be string`);
}
}
}
// ── Decode and validate inner payload ────────────────────────────────────
if (isString(e.payload)) {
let rawPayload: Record<string, unknown>;
try {
const decoded = Buffer.from(e.payload, "base64url").toString("utf8");
rawPayload = JSON.parse(decoded) as Record<string, unknown>;
} catch {
errors.push("payload: not valid base64url-encoded JSON");
return { valid: false, errors, schema_version: schemaVersion, run_id: runId, payload: null };
}
schemaVersion = isString(rawPayload.schema_version)
? rawPayload.schema_version
: "unknown";
runId = isString(rawPayload.run_id) ? rawPayload.run_id : null;
const payloadErrors = validatePayload(rawPayload);
errors.push(...payloadErrors);
if (payloadErrors.length === 0) {
decodedPayload = rawPayload as unknown as RAE1Payload;
}
}
return {
valid: errors.length === 0,
errors,
schema_version: schemaVersion,
run_id: runId,
payload: decodedPayload,
};
}
/**
* Encodes a RAE1Payload as base64url JSON for embedding in a DSSEEnvelope.
*
* @param payload - Fully populated RAE1Payload object
* @returns base64url string ready for DSSEEnvelope.payload field
*/
export function encodePayload(payload: RAE1Payload): string {
return Buffer.from(JSON.stringify(payload), "utf8").toString("base64url");
}
/**
* Decodes a base64url payload string back to a RAE1Payload.
*
* @param encoded - base64url string from DSSEEnvelope.payload
* @returns Parsed RAE1Payload (not validated — call validateRAE1Schema for full validation)
* @throws If the string is not valid base64url JSON
*/
export function decodePayload(encoded: string): RAE1Payload {
const json = Buffer.from(encoded, "base64url").toString("utf8");
return JSON.parse(json) as RAE1Payload;
}
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