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// © 2026 Lutar, Stephen P. Jr. — SZL Holdings · ORCID 0009-0001-0110-4173 · Doctrine v11
//
// surfaces/governedrag.js — GOVERNED RAG · retrieval-with-receipts holographic surface (Wave J · Dev 4).
//
// The differentiator, rendered live: EVERY retrieved answer ships a SIGNED receipt
// proving WHICH source passages grounded WHICH claims. RAG systems retrieve and
// generate; almost none emit a machine-checkable, signed per-claim attribution
// gated on a faithfulness score. That governance layer is what SZL adds on top
// of the retrieval SOTA.
//
// Leaders studied + composed (citable, non-leaked): dense retrieval DPR
// (arxiv 2004.04906), hybrid BM25+dense with reciprocal-rank fusion, ColBERT
// late-interaction (arxiv 2004.12832), cross-encoder rerankers (Cohere Rerank),
// GraphRAG (Microsoft), Anthropic contextual retrieval, citation-grounded
// generation / ALCE (arxiv 2305.14627), and RAGAS reference-free eval
// (arxiv 2309.15217). SZL's governed version folds them into ONE deterministic,
// honest pipeline with a Λ-gate + signed per-claim receipt.
//
// EVERY value on screen traces to a REAL a11oy endpoint (doctrine v11 — never fabricate):
// * GET /api/a11oy/v1/rag/corpus — the embedded demo corpus (id/text/source) + sha256
// * POST /api/a11oy/v1/rag/query — Λ-gated grounded answer → per-claim citations →
// signed receipt → /llm/forum (the demo)
//
// The scene: a ring of CORPUS-PASSAGE nodes around a central QUERY core; when a
// query fires, grounding BEAMS light from the passages that grounded each claim to
// the core (color = grounded/ungrounded), and a floating RECEIPT panel shows the
// live signed per-claim citation map + RAGAS faithfulness + advisory Λ. Honesty
// labels are read straight from the JSON. Degrades gracefully; no crash, no fake data.
//
// 0 runtime CDN: three resolves through the page importmap to /static/3d/vendor/.
const ID = "governedrag";
const TITLE = "Governed RAG · Retrieval-with-Receipts";
const EP_CORPUS = "/api/a11oy/v1/rag/corpus";
const EP_QUERY = "/api/a11oy/v1/rag/query";
// palette (matches the estate)
const C_PASSAGE = 0x39d3c4; // corpus passage — teal
const C_GROUND = 0x2fd07a; // grounded citation beam — green
const C_UNGROUND = 0x8a6a3a; // ungrounded — dim gold
const C_CORE = 0xe8c074; // query core — gold
const C_BEAM = 0x6fb1ff; // retrieval beam — blue
let _stage = null, _THREE = null, _ctx = null;
let _group = null, _overlay = null, _frameReg = false;
let _passageNodes = []; // { mesh, label, id }
let _core = null, _beams = [], _billboard = null;
let _poll = null, _badge = null;
const S = {
corpus: [],
label: null, state: "init", degraded: false,
selectedModel: "", // optional; blank = extractive/MODELED (honest w/o key)
lastReceipt: null, lastAnswer: null, lastClaims: [], lastRagas: null,
queryState: "idle",
};
// =========================================================================================
// mount
// =========================================================================================
function mount(ctx) {
_ctx = ctx; _stage = ctx.stage; _THREE = ctx.THREE;
const THREE = _THREE;
_group = new THREE.Group();
_stage.scene.add(_group);
if (_stage.camera && _stage.camera.position) _stage.camera.position.set(0, 6, 18);
try { _stage.setBloom(true); } catch (_) {}
_buildCore();
try {
_billboard = ctx.label.billboard(THREE, "MODELED", { text: "retrieval-with-receipts · per-claim citations", scale: 0.6, position: [0, 6.4, 0] });
_group.add(_billboard);
} catch (_) {}
_buildOverlay();
if (!_frameReg) { _stage.onFrame(_onFrame); _frameReg = true; }
// ---- LIVE WIRING (doctrine: every value traces to a real endpoint) ----
_poll = ctx.live.poll(EP_CORPUS, 12000, _onCorpus, {
badge: _badge,
onState: (m) => { S.state = m.state; S.label = m.label || S.label; if (m.state !== "live") _paintOverlay(); },
});
return { id: ID, started: true };
}
// =========================================================================================
// scene builders
// =========================================================================================
function _buildCore() {
const THREE = _THREE;
_core = new THREE.Group();
const core = new THREE.Mesh(
new THREE.IcosahedronGeometry(1.3, 1),
new THREE.MeshStandardMaterial({ color: C_CORE, emissive: C_CORE, emissiveIntensity: 0.55, metalness: 0.4, roughness: 0.4, transparent: true, opacity: 0.92 }),
);
const shell = new THREE.Mesh(
new THREE.IcosahedronGeometry(1.7, 1),
new THREE.MeshBasicMaterial({ color: C_CORE, wireframe: true, transparent: true, opacity: 0.28 }),
);
_core.add(core, shell);
_core.core = core;
_group.add(_core);
try {
_core.lbl = _ctx.label.billboard(_THREE, "QUERY", { text: "grounded answer core", scale: 0.5, position: [0, -2.1, 0] });
_core.add(_core.lbl);
} catch (_) {}
}
function _renderCorpusRing() {
const THREE = _THREE;
_passageNodes.forEach((n) => { try { _group.remove(n.mesh); } catch (_) {} try { if (n.label) _group.remove(n.label); } catch (_) {} });
_passageNodes = [];
const ps = S.corpus;
const R = 6.6;
ps.forEach((p, i) => {
const ang = (i / Math.max(ps.length, 1)) * Math.PI * 2;
const x = Math.cos(ang) * R, z = Math.sin(ang) * R;
const mesh = new THREE.Mesh(
new THREE.OctahedronGeometry(0.62, 0),
new THREE.MeshStandardMaterial({ color: C_PASSAGE, emissive: C_PASSAGE, emissiveIntensity: 0.5, metalness: 0.35, roughness: 0.45, transparent: true, opacity: 0.9 }),
);
mesh.position.set(x, 1.2 + (i % 2) * 0.4, z);
mesh.userData = { id: p.id };
_group.add(mesh);
let label = null;
try {
label = _ctx.label.billboard(_THREE, p.id, { text: (p.source || "").slice(0, 28), scale: 0.4, position: [x, 2.3 + (i % 2) * 0.4, z] });
_group.add(label);
} catch (_) {}
_passageNodes.push({ mesh, label, id: p.id });
});
}
// =========================================================================================
// live-data handlers — read REAL values; never invent
// =========================================================================================
function _onCorpus(json, meta) {
S.degraded = !!meta.degraded;
S.label = meta.label || S.label;
if (!json || !Array.isArray(json.corpus)) { _paintOverlay(); return; }
S.corpus = json.corpus;
_renderCorpusRing();
_paintOverlay();
if (_billboard && _ctx) {
try {
_group.remove(_billboard);
_billboard = _ctx.label.billboard(_THREE, "MODELED", {
text: `corpus: ${json.corpus_size} passages · sha ${(json.corpus_sha256 || "").slice(0, 10)}…`, scale: 0.56, position: [0, 6.4, 0],
});
_group.add(_billboard);
} catch (_) {}
}
}
// POST query → grounded answer + per-claim citations + signed receipt (the demo)
async function _fireQuery() {
const q = (_el.query && _el.query.value || "").trim();
if (!q) { S.queryState = "empty query"; _paintOverlay(); return; }
S.queryState = "querying";
_paintOverlay();
try {
const bodyObj = { query: q, top_k: 4 };
if (S.selectedModel) bodyObj.model_id = S.selectedModel;
const res = await fetch(EP_QUERY, {
method: "POST",
headers: { "content-type": "application/json" },
body: JSON.stringify(bodyObj),
});
if (!res.ok) { S.queryState = "error(" + res.status + ")"; _paintOverlay(); return; }
const json = await res.json();
S.lastReceipt = json.rag_receipt || null;
S.lastAnswer = json.grounded_answer || null;
S.lastClaims = Array.isArray(json.claims) ? json.claims : [];
S.lastRagas = json.ragas || null;
S.queryState = json.rag_state || "done";
_fireGroundingBeams();
_paintOverlay();
_paintReceipt();
} catch (e) {
S.queryState = "error";
_paintOverlay();
}
}
// light beams from the passages that grounded each claim into the query core
function _fireGroundingBeams() {
_beams.forEach((b) => { try { _group.remove(b); } catch (_) {} });
_beams = [];
const THREE = _THREE;
const grounded = new Set();
S.lastClaims.forEach((c) => (c.citations || []).forEach((cit) => grounded.add(cit.passage_id)));
_passageNodes.forEach((n) => {
const isGround = grounded.has(n.id);
const from = n.mesh.position.clone();
const to = new THREE.Vector3(0, 1.2, 0);
const mid = from.clone().add(to).multiplyScalar(0.5);
const len = from.distanceTo(to);
const geo = new THREE.CylinderGeometry(0.03, 0.09, 1, 10, 1, true);
const mat = new THREE.MeshBasicMaterial({ color: isGround ? C_GROUND : C_BEAM, transparent: true, opacity: isGround ? 0.0 : 0.0, side: THREE.DoubleSide, depthWrite: false });
const beam = new THREE.Mesh(geo, mat);
beam.position.copy(mid);
beam.scale.set(1, len, 1);
beam.lookAt(to);
beam.rotateX(Math.PI / 2);
beam.userData = { t: 0, ground: isGround };
beam.visible = true;
_group.add(beam);
_beams.push(beam);
// brighten grounded passage nodes
try { n.mesh.material.emissiveIntensity = isGround ? 0.95 : 0.35; } catch (_) {}
});
}
// =========================================================================================
// per-frame animation
// =========================================================================================
function _onFrame() {
if (_core && _core.core) {
_core.rotation.y += 0.004;
const s = 1 + 0.05 * Math.sin(performance.now() * 0.003);
_core.core.scale.setScalar(s);
}
_passageNodes.forEach((n, i) => { n.mesh.rotation.y += 0.008 + i * 0.0008; });
_beams.forEach((beam) => {
beam.userData.t = (beam.userData.t || 0) + 0.03;
const t = beam.userData.t;
const peak = beam.userData.ground ? 0.9 : 0.35;
beam.material.opacity = Math.max(0, peak * (1 - Math.abs(Math.sin(t))));
});
}
// =========================================================================================
// DOM overlay (HUD)
// =========================================================================================
let _el = {};
function _buildOverlay() {
const ctx = _ctx;
_overlay = document.createElement("div");
Object.assign(_overlay.style, {
position: "absolute", left: "14px", top: "14px", zIndex: "6",
display: "flex", flexDirection: "column", gap: "8px",
maxWidth: "min(94%,470px)", font: "12px ui-sans-serif,system-ui,Segoe UI,Roboto,Arial", color: "#eef3f6",
});
const h = document.createElement("div");
h.style.cssText = "font:600 13px ui-sans-serif,system-ui;letter-spacing:.4px";
h.textContent = TITLE;
_overlay.appendChild(h);
const sub = document.createElement("div");
sub.style.cssText = "color:#9fb1bf;font-size:11px;line-height:1.5";
sub.innerHTML = 'Deterministic <b>hybrid retrieval</b> (dense + BM25 → RRF → ' +
'ColBERT-style rerank) → <b>per-claim citations</b> → RAGAS faithfulness → ' +
'Λ-gate → a <span style="color:#2fd07a">SIGNED receipt</span> proving which ' +
'sources grounded which claims. Λ is <b>advisory</b> (Conjecture 1), never "green".';
_overlay.appendChild(sub);
_badge = ctx.live.createBadge();
const badgeRow = document.createElement("div");
badgeRow.style.cssText = "display:flex;flex-wrap:wrap;gap:6px;align-items:center";
const tag = (t) => { const s = document.createElement("span"); s.textContent = t; s.style.cssText = "font:10px ui-monospace,monospace;color:#6fb1ff"; return s; };
badgeRow.appendChild(tag("corpus")); badgeRow.appendChild(_badge.el);
_overlay.appendChild(badgeRow);
// query demo controls
const ctl = document.createElement("div");
ctl.style.cssText = "display:flex;flex-direction:column;gap:6px;background:#0a1117;border:1px solid #1d2a36;border-radius:8px;padding:8px";
const cl = document.createElement("div");
cl.style.cssText = "font:600 11px ui-sans-serif;color:#e8c074"; cl.textContent = "governed RAG query (grounded answer + receipt)";
ctl.appendChild(cl);
_el.query = document.createElement("input");
_el.query.type = "text"; _el.query.value = "What is RAGAS and how does it measure faithfulness?";
_el.query.style.cssText = "background:#06090d;color:#eef3f6;border:1px solid #1d2a36;border-radius:6px;padding:6px;font:11px ui-sans-serif";
ctl.appendChild(_el.query);
_el.modelSel = document.createElement("select");
_el.modelSel.style.cssText = "background:#06090d;color:#eef3f6;border:1px solid #1d2a36;border-radius:6px;padding:5px;font:11px ui-monospace,monospace";
[["", "(extractive · honest, no model key)"], ["claude_opus_4_8", "claude_opus_4_8 (abstractive MODELED)"], ["gpt_5_5", "gpt_5_5 (abstractive MODELED)"]].forEach(([v, t]) => {
const o = document.createElement("option"); o.value = v; o.textContent = t; _el.modelSel.appendChild(o);
});
_el.modelSel.value = S.selectedModel;
_el.modelSel.addEventListener("change", () => { S.selectedModel = _el.modelSel.value; });
ctl.appendChild(_el.modelSel);
_el.queryBtn = document.createElement("button");
_el.queryBtn.textContent = "▶ query (retrieve + ground + Λ-gate + sign + forum)";
_el.queryBtn.style.cssText = "background:#12202b;color:#eef3f6;border:1px solid #39d3c4;border-radius:7px;padding:7px 10px;cursor:pointer;font:600 11px ui-monospace,monospace";
_el.queryBtn.addEventListener("click", _fireQuery);
ctl.appendChild(_el.queryBtn);
_el.queryState = document.createElement("div");
_el.queryState.style.cssText = "font:10.5px ui-monospace,monospace;color:#9fb1bf";
_el.queryState.textContent = "state: idle";
ctl.appendChild(_el.queryState);
_overlay.appendChild(ctl);
// grounded answer + per-claim citation panel
_el.answer = document.createElement("div");
_el.answer.style.cssText = "font:11px ui-sans-serif;color:#bfe;background:#06090d;border:1px solid #1d2a36;border-radius:7px;padding:8px;line-height:1.5";
_el.answer.textContent = "— run a query to see the grounded answer + per-claim citations —";
_overlay.appendChild(_el.answer);
// signed receipt panel
const det = document.createElement("details");
det.open = true;
const sum = document.createElement("summary");
sum.style.cssText = "cursor:pointer;color:#39d3c4;font:11px ui-monospace,monospace";
sum.textContent = "signed RAG receipt (szl.rag_query.receipt/v1)";
_el.receipt = document.createElement("div");
_el.receipt.style.cssText = "white-space:pre-wrap;font:10px ui-monospace,monospace;color:#bfe;background:#06090d;border:1px solid #1d2a36;border-radius:7px;padding:8px;max-height:230px;overflow:auto;margin-top:6px";
_el.receipt.textContent = "— run a query to see the live signed receipt —";
det.appendChild(sum); det.appendChild(_el.receipt);
_overlay.appendChild(det);
// honesty legend
const lg = ctx.label.legend(); lg.style.opacity = "0.85"; _overlay.appendChild(lg);
// sources (text only — NOT fetch-shaped, doctrine 0-CDN safe)
const src = document.createElement("div");
src.style.cssText = "font-size:9.5px;color:#5b6c78;line-height:1.6;margin-top:2px";
src.textContent = "Leaders studied + composed: DPR (arXiv:2004.04906) · BM25/RRF hybrid · ColBERT " +
"(arXiv:2004.12832) · Cohere Rerank cross-encoder · GraphRAG (Microsoft) · Anthropic contextual " +
"retrieval · citation-grounded generation ALCE (arXiv:2305.14627) · RAGAS reference-free eval " +
"(arXiv:2309.15217). SZL's governed version adds the layer none ship: a Λ-gated (Conjecture 1, " +
"never green) SIGNED per-claim receipt proving which sources grounded which claims. Retrieval + " +
"grounding + scoring + signing are REAL + deterministic; abstractive rewrite is MODELED (honest " +
"extractive answer with no model key). NOT in the locked-8; trust < 100%.";
_overlay.appendChild(src);
(ctx.container || document.body).appendChild(_overlay);
}
function _paintOverlay() {
if (_el.queryState) _el.queryState.textContent = "state: " + S.queryState +
(S.lastRagas ? " · faithfulness=" + S.lastRagas.faithfulness + " ctx-precision=" + S.lastRagas.context_precision : "");
if (_el.answer) {
if (!S.lastAnswer) {
_el.answer.textContent = S.corpus.length ? "— run a query to see the grounded answer + per-claim citations —" :
(S.state === "live" ? "corpus empty" : "awaiting live corpus (" + S.state + ")");
} else {
_el.answer.innerHTML = "";
const a = document.createElement("div");
a.style.cssText = "color:#eef3f6;margin-bottom:6px";
a.innerHTML = "<b style='color:#e8c074'>grounded answer:</b> " + _esc(S.lastAnswer);
_el.answer.appendChild(a);
S.lastClaims.forEach((c) => {
const row = document.createElement("div");
row.style.cssText = "border-top:1px solid #12202b;padding-top:5px;margin-top:5px;font-size:10.5px";
const cited = (c.citations || []).map((x) => x.passage_id + "(" + x.support + ")").join(", ") || "none";
const col = c.grounded ? "#2fd07a" : "#ff9b6b";
row.innerHTML = "<span style='color:" + col + "'>" + (c.grounded ? "✓ grounded" : "✗ ungrounded") +
"</span> — " + _esc(c.claim) + "<br><span style='color:#5b6c78'>grounded by: " + _esc(cited) + "</span>";
_el.answer.appendChild(row);
});
}
}
}
function _paintReceipt() {
if (!_el.receipt) return;
if (!S.lastReceipt) { _el.receipt.textContent = "— run a query to see the live signed receipt —"; return; }
const r = S.lastReceipt;
const sig = r.signature || {};
const gr = r.grounding || {};
const ra = r.ragas || {};
const lines = [
"schema : " + (r.schema || "?"),
"query : " + (r.query || ""),
"corpus : " + (r.corpus && r.corpus.origin) + " · size=" + (r.corpus && r.corpus.size),
"corpus sha256 : " + (r.corpus && r.corpus.sha256),
"retrieval : " + (r.retrieval && r.retrieval.method),
"retrieved ids : " + (r.retrieval && (r.retrieval.retrieved_ids || []).join(", ")),
"── per-claim citation map (the differentiator) ──",
];
(gr.per_claim_citations || []).forEach((c, i) => {
lines.push(" [" + (i + 1) + "] " + (c.grounded ? "grounded" : "UNGROUNDED") +
" by [" + (c.grounded_by || []).join(",") + "] support=" + c.best_support);
lines.push(" \"" + (c.claim || "").slice(0, 70) + "\"");
});
lines.push("grounded/total: " + gr.grounded_claim_count + "/" + gr.total_claim_count);
lines.push("RAGAS : faithfulness=" + ra.faithfulness + " ctx-precision=" + ra.context_precision +
" avg-support=" + ra.avg_grounding_support);
lines.push("Λ (lambda) : " + r.lambda + " (floor " + r.lambda_floor + ")");
lines.push("gate_pass : " + r.gate_pass + " [Λ ADVISORY · Conjecture 1 · never 'green']");
lines.push("rag_state : " + r.rag_state + " honesty_label=" + r.honesty_label);
lines.push("model_id : " + (r.model_id || "(none · extractive)") + " api_key_wired=" + r.api_key_wired);
lines.push("signature : " + sig.alg + " / " + sig.envelope + " · signed=" + sig.signed);
lines.push(" value : " + (sig.value || "?"));
lines.push(" honesty : " + (sig.honesty || ""));
lines.push("conjecture : " + r.conjecture_note);
_el.receipt.textContent = lines.join("\n");
}
function _esc(s) {
return String(s == null ? "" : s).replace(/[&<>"]/g, (c) => ({ "&": "&", "<": "<", ">": ">", '"': """ }[c]));
}
// =========================================================================================
// unmount
// =========================================================================================
function unmount() {
try { if (_poll) _poll.stop(); } catch (_) {}
try { if (_overlay && _overlay.parentNode) _overlay.parentNode.removeChild(_overlay); } catch (_) {}
try {
if (_group && _stage) {
_group.traverse((o) => {
if (o.geometry && o.geometry.dispose) o.geometry.dispose();
if (o.material) {
const mats = Array.isArray(o.material) ? o.material : [o.material];
mats.forEach((m) => { if (m.map && m.map.dispose) m.map.dispose(); if (m.dispose) m.dispose(); });
}
});
_stage.scene.remove(_group);
}
} catch (_) {}
_poll = null; _overlay = _group = _core = _billboard = null;
_passageNodes = []; _beams = []; _badge = null; _el = {};
S.corpus = []; S.lastReceipt = null; S.lastAnswer = null; S.lastClaims = []; S.lastRagas = null;
_stage = _THREE = _ctx = null;
}
export default { id: ID, title: TITLE, endpoints: [EP_CORPUS, EP_QUERY], mount, unmount };
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