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PURIQ Doctrine (v12) — the agentic-action layer

PURIQ — from Quechua puriy, the intransitive verb "to walk / to go", whose agentive (nominaliser -q) form puriq means "the one who walks / the walker / the one who acts". The morphology is the whole point: -q turns a process verb into the agent that performs it. Sources: Wiktionary puriy (conjugation table, infinitive puriy → agentive puriq), Quechua Wiktionary puriq ("walker / caminante / piéton"), and the peer-reviewed ethnomusicology of the Cusco region (La Riva González, Puriq wayra, érudit, 2018). No mystical terms appear in this layer — every name is a cited Quechua common noun or a math primitive already in v11.

PURIQ is the layer that turns the anatomy from a thing that evaluates into an agent that acts. Doctrine v12 = Doctrine v11 + PURIQ: it carries forward every v11 LOCKED number verbatim and adds one thing — a single, Lean-stateable action-selection operator so that agency itself, not just admission, is governed.

Full text: the canonical Doctrine v12 document is doctrine/PURIQ_DOCTRINE_v12.md; the per-organ specialisations are in doctrine/sub_formulas/PURIQ_SUBFORMULAS_v12.md; the proof obligations are in formulas/PuriqLean.lean (all sorry-tagged). These live in the SZL PURIQ workspace and feed lutar-lean.

The definition of "agentic" (locked)

An action is agentic iff it is selected by P(x,t) under all four invariants below — i.e. it is Λ-bounded, Yuyay-gated, HUKLLA-safe, and Khipu-receipted. An LLM call that lacks any one of the four is not agentic under this doctrine; it is an ungoverned emission.

The master formula P(x,t)

For an evaluation context x at decision step t, over a bounded action space $\mathcal{A}$, the selected action is

P(x,t)=arg maxaA[  Λ(x)Yuyay13(a)exp ⁣(βHUKLLA(a))iKhipui(a)  ]. P(x,t) = \operatorname*{arg\,max}_{a \in \mathcal{A}} \Big[\; \Lambda(x)\cdot \mathrm{Yuyay}_{13}(a)\cdot \exp\!\big(-\beta\cdot\mathrm{HUKLLA}(a)\big)\cdot \textstyle\prod_i \mathrm{Khipu}_i(a)\;\Big].

We call the bracketed scalar the Puriq utility of action a:

U(ax):=Λ(x)Yuyay13(a)eβHUKLLA(a)i=1mKhipui(a),P(x,t)=arg maxaAU(ax). U(a\mid x) := \Lambda(x)\cdot\mathrm{Yuyay}_{13}(a)\cdot e^{-\beta\,\mathrm{HUKLLA}(a)}\cdot\prod_{i=1}^{m}\mathrm{Khipu}_i(a),\qquad P(x,t)=\operatorname*{arg\,max}_{a\in\mathcal{A}} U(a\mid x).

Term definitions

Term Type Definition v11 anchor
$\Lambda(x)$ $\mathbb{R}_{\ge 0}$ Lambda-Spine aggregator: the weighted geometric mean $\prod x_i^{w_i}$, $\sum w_i=1$ (definition D2). Positive-homogeneous (A2 = IsHomogeneous), monotone (A1), bounded (A4 = IsBounded). v11 §12; Lutar/Axioms.lean
$\mathrm{Yuyay}_{13}(a)$ $[0,1]$ 13-axis yuyay_v3 score. Conjunctive AND: 0 unless all 13 axes clear floors (2 sacred ≥ 0.95, 7 structural ≥ 0.90, 4 introspection ↔ HUKLLA T03/T04/T09/T10). Replay-hash bacf5443…631fc5. v11 §1–§2
$\mathrm{HUKLLA}(a)$ $\mathbb{N}$ Count of fired tripwires among T01–T10. 0 ⇔ clean. T10 (STOP/undo/revert) is an absorbing halt. v11 §3
$\beta$ $\mathbb{R}_{>0}$ Halt-penalty rate. As $\beta\to\infty$, any $\mathrm{HUKLLA}(a)>0$ drives $e^{-\beta\mathrm{HUKLLA}}\to 0$. new (v12)
$\mathrm{Khipu}_i(a)$ ${0,1}$ $i$-th receipt verification; 1 ⇔ chain_verified=true. The product is 0 if any receipt fails. v11 §4 (YAWAR)
$\mathcal{A}$ finite set Bounded action space; $\lvert\mathcal{A}\rvert$ is Bekenstein-bounded by the context budget. v11 §12

Reading. $\Lambda(x)$ is the context's standing trust scale. $\mathrm{Yuyay}_{13}(a)$ is the conjunctive admission gate. The exponential is the soft halt — each fired tripwire multiplies utility by $e^{-\beta}$. The Khipu product is the hard provenance gate — one broken receipt zeroes the action. P then takes the argmax over the bounded $\mathcal{A}$.

The four invariants

Each invariant has a sorry-tagged Lean theorem in formulas/PuriqLean.lean. None is claimed proven; each is honestly stated as an open obligation per HR-4 (Zero-Bandaid).

INV-1 — Halting safety

For $a$ with $\mathrm{HUKLLA}(a)\ge 1$ and $b$ with $\mathrm{HUKLLA}(b)=0$, $U_0(b)>0$, there exists $\beta^*$ such that for all $\beta>\beta^*$, $U(a\mid x)<U(b\mid x)$. In the limit, a STOP directive (T10) makes argmax never select a halted action. (Lean: puriq_halting_safety.)

INV-2 — Λ-monotonicity preservation

Raising any context axis cannot lower $\Lambda(x)$; since $U(a\mid x)$ is $\Lambda(x)$ times a non-negative action-only factor, the argmax is monotone in the context axis vector. (Lean: puriq_lambda_monotone.)

INV-3 — Khipu-chain integrity required for non-zero utility

$U(a\mid x)>0$ implies $\prod_i \mathrm{Khipu}_i(a)=1$. Contrapositive: any failed receipt forces $U=0$, so a provenance-broken action can never be selected over a verified one. (Lean: puriq_khipu_integrity.)

INV-4 — Bekenstein bound on $\lvert\mathcal{A}\rvert$

$\lvert\mathcal{A}\rvert \le N_{\text{Bek}}(x)$, the v11 bekenstein_cascade bound. The argmax is over a finite, decidable set; agency cannot enumerate an unbounded action space. (Lean: puriq_bekenstein_bound.)

The twelve sub-formulas

Every organ derives its sub-formula by (a) restricting $\mathcal{A}$, (b) re-weighting the 13 Yuyay axes, and/or (c) adding one organ-specific non-negative factor in $[0,1]$ that cannot break any invariant. See Anatomy + Organs for each organ's full derivation.

SF Organ Extra factor Anchor
SF-01 {#sf-01} Yuyaq — cortex $e^{-\gamma\mathrm{KL}}$ drift penalty Pinsker / DPI
SF-02 {#sf-02} Yuyay — heart identity (the gate) 13-axis AND
SF-03 {#sf-03} Yawar — blood $C(a)$ chain-link SHA-256 chain
SF-04 {#sf-04} Hukulla — immune $e^{-\beta H}$, $\beta\gg0$ Egyptian doubling
SF-05 {#sf-05} Kallpa — wires $B(a)$ Butler–Volmer budget electrochemistry
SF-06 {#sf-06} Khipu — DAG Merkle / sum invariant khipu sum-of-sums
SF-07 {#sf-07} Lambda — spine $\Lambda(x)$ geometric mean A1–A4
SF-08 {#sf-08} OTel — nerves $O(a)$ trace-continuity W3C trace-context
SF-09 {#sf-09} Kanchay — brand $K(a)$ sacred-axis T01/T02
SF-10 {#sf-10} Hatun — doctrine $D(a)$ additivity HR-3 / HR-7
SF-11 {#sf-11} Sumaq — designer $S(a)$ honest-proof status tags
SF-12 {#sf-12} Killinchu — bridge $G(a)$ geofence Bekenstein / reachability

Honest labels (carried from v11 §9)

  • Λ-uniqueness is Conjecture 1, NOT a theorem — it depends on the open CAUCHY_ND sorry (Uniqueness.lean:120) plus a missing symmetry axiom. P(x,t) uses Λ as the canonical D2 aggregator; it does not assume Λ is the unique such aggregator.
  • The Khipu receipt signature is DSSE PLACEHOLDER (Sigstore not wired into CI); $\mathrm{Khipu}_i(a)$ verifies the hash chain, not the signature, until signing lands.
  • SLSA level remains L1 (honest). "SLSA L3" is BANNED.

Doctrine v12 (PURIQ layer) — additive over v11 LOCKED 2026-06-01 01:45 EDT. Authored by Yachay. Quechua etymology cited to Wiktionary and érudit. Every obligation sorry-tagged, never hidden. — NO BANDAID. NO mysticism.