a11oy / corpus /thesis /szl-papers__thesis__v24__refs.bib
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% =====================================================================
% refs.bib -- The Unified Substrate (v23), SZL Holdings
% All citations are real published works with DOIs / arXiv IDs.
% No fabricated references.
% =====================================================================
% ---- AI governance / verifiable claims ----
@techreport{brundage2020,
author = {Brundage, Miles and Avin, Shahar and Wang, Jasmine and others},
title = {Toward Trustworthy {AI} Development: Mechanisms for Supporting Verifiable Claims},
year = {2020},
institution = {arXiv},
number = {arXiv:2004.07213},
note = {\url{https://arxiv.org/abs/2004.07213}},
doi = {10.48550/arXiv.2004.07213}
}
@misc{ntia,
author = {{National Telecommunications and Information Administration}},
title = {{AI} Accountability Policy Report: Proof of Claims and Trustworthiness},
year = {2024},
howpublished = {\url{https://www.ntia.gov/issues/artificial-intelligence/ai-accountability-policy-report}}
}
@misc{slsa,
author = {{Open Source Security Foundation}},
title = {{SLSA}: Supply-chain Levels for Software Artifacts (Levels 1--4)},
year = {2023},
howpublished = {\url{https://slsa.dev}}
}
% ---- Functional-equation aggregation / uniqueness ----
@article{aczel1948,
author = {Acz{\'e}l, J{\'a}nos},
title = {On mean values},
journal = {Bulletin of the American Mathematical Society},
volume = {54},
number = {4},
pages = {392--400},
year = {1948},
note = {\url{https://eudml.org/doc/296298}},
doi = {10.1090/S0002-9904-1948-09020-9}
}
@article{aczelsaaty1983,
author = {Acz{\'e}l, J{\'a}nos and Saaty, Thomas L.},
title = {Procedures for synthesizing ratio judgements},
journal = {Journal of Mathematical Psychology},
volume = {27},
number = {1},
pages = {93--102},
year = {1983},
doi = {10.1016/0022-2496(83)90028-7}
}
@article{csato2018,
author = {Cs{\'a}t{\'o}, L{\'a}szl{\'o}},
title = {Characterization of the row geometric mean ranking with a group consensus axiom},
journal = {Group Decision and Negotiation},
volume = {27},
number = {6},
pages = {1011--1027},
year = {2018},
doi = {10.1007/s10726-018-9589-3},
note = {arXiv:1706.07256, \url{https://arxiv.org/abs/1706.07256}}
}
@misc{kolmogorov1930,
author = {Kolmogorov, Andrey N.},
title = {Sur la notion de la moyenne},
year = {1930},
howpublished = {Atti della Accademia Nazionale dei Lincei 12:388--391},
note = {Quasi-arithmetic (Kolmogorov--Nagumo) means; see \url{https://en.wikipedia.org/wiki/Quasi-arithmetic_mean}}
}
@misc{quasiarith,
author = {{Wikipedia}},
title = {Quasi-arithmetic mean (Kolmogorov--Nagumo--de Finetti characterization)},
year = {2024},
howpublished = {\url{https://en.wikipedia.org/wiki/Quasi-arithmetic_mean}}
}
@misc{naryqam2026,
author = {Maksa, Gyula and Mokken, Robert J. and M{\"u}nnich, {\'A}kos},
title = {{$N$}-ary quasi-arithmetic means and families without regularity},
year = {2026},
howpublished = {arXiv:2606.05221, \url{https://arxiv.org/html/2606.05221v1}}
}
% ---- Information theory ----
@article{shannon1948,
author = {Shannon, Claude E.},
title = {A Mathematical Theory of Communication},
journal = {Bell System Technical Journal},
volume = {27},
number = {3},
pages = {379--423},
year = {1948},
doi = {10.1002/j.1538-7305.1948.tb01338.x}
}
@article{kraft1949,
author = {Kraft, Leon G.},
title = {A device for quantizing, grouping, and coding amplitude-modulated pulses},
journal = {M.S. Thesis, MIT},
year = {1949},
note = {Kraft inequality; see also McMillan 1956, doi:10.1109/TIT.1956.1056818}
}
% ---- Distributed systems / consensus ----
@article{psl1980,
author = {Pease, Marshall and Shostak, Robert and Lamport, Leslie},
title = {Reaching Agreement in the Presence of Faults},
journal = {Journal of the ACM},
volume = {27},
number = {2},
pages = {228--234},
year = {1980},
doi = {10.1145/322186.322188}
}
@article{flp1985,
author = {Fischer, Michael J. and Lynch, Nancy A. and Paterson, Michael S.},
title = {Impossibility of Distributed Consensus with One Faulty Process},
journal = {Journal of the ACM},
volume = {32},
number = {2},
pages = {374--382},
year = {1985},
doi = {10.1145/3149.214121}
}
@article{dls1988,
author = {Dwork, Cynthia and Lynch, Nancy and Stockmeyer, Larry},
title = {Consensus in the Presence of Partial Synchrony},
journal = {Journal of the ACM},
volume = {35},
number = {2},
pages = {288--323},
year = {1988},
doi = {10.1145/42282.42283}
}
% ---- Cryptography / receipts ----
@inproceedings{merkle1979,
author = {Merkle, Ralph C.},
title = {Secrecy, Authentication, and Public Key Systems},
year = {1979},
note = {Ph.D. dissertation, Stanford University; Merkle trees / hash trees},
publisher = {Stanford University}
}
@misc{rfc6962,
author = {Laurie, Ben and Langley, Adam and Kasper, Emilia},
title = {{RFC 6962}: Certificate Transparency},
year = {2013},
howpublished = {\url{https://www.rfc-editor.org/info/rfc6962/}},
doi = {10.17487/RFC6962}
}
@misc{proverif,
author = {Blanchet, Bruno and others},
title = {Automatic verification of transparency protocols},
year = {2023},
howpublished = {arXiv:2303.04500, \url{https://arxiv.org/abs/2303.04500}}
}
% ---- Quantum / convexity (CI-pending re-exports) ----
@article{tsirelson1980,
author = {Tsirelson, Boris S.},
title = {Quantum generalizations of Bell's inequality},
journal = {Letters in Mathematical Physics},
volume = {4},
number = {2},
pages = {93--100},
year = {1980},
doi = {10.1007/BF00417500}
}
@article{chsh1969,
author = {Clauser, John F. and Horne, Michael A. and Shimony, Abner and Holt, Richard A.},
title = {Proposed Experiment to Test Local Hidden-Variable Theories},
journal = {Physical Review Letters},
volume = {23},
number = {15},
pages = {880--884},
year = {1969},
doi = {10.1103/PhysRevLett.23.880}
}
@article{jensen1906,
author = {Jensen, Johan L. W. V.},
title = {Sur les fonctions convexes et les in{\'e}galit{\'e}s entre les valeurs moyennes},
journal = {Acta Mathematica},
volume = {30},
pages = {175--193},
year = {1906},
doi = {10.1007/BF02418571}
}
% ---- Measurement theory / mechanism design ----
@book{foundmeas,
author = {Krantz, David H. and Luce, R. Duncan and Suppes, Patrick and Tversky, Amos},
title = {Foundations of Measurement, Vol.~I: Additive and Polynomial Representations},
publisher = {Academic Press},
year = {1971},
note = {Vols. II--III, 1989/1990; \url{https://philpapers.org/rec/KRAFOM}}
}
% ---- Formal epistemology / philosophy of science ----
@misc{reliabilism,
author = {Goldman, Alvin I.},
title = {What Is Justified Belief? (Process Reliabilism)},
year = {1979},
howpublished = {Reliabilist Epistemology, Stanford Encyclopedia of Philosophy, \url{https://plato.stanford.edu/entries/reliabilism/}}
}
@book{nozick,
author = {Nozick, Robert},
title = {Philosophical Explanations (Truth-Tracking / Sensitivity)},
publisher = {Harvard University Press},
year = {1981}
}
@article{gettier,
author = {Gettier, Edmund L.},
title = {Is Justified True Belief Knowledge?},
journal = {Analysis},
volume = {23},
number = {6},
pages = {121--123},
year = {1963},
doi = {10.1093/analys/23.6.121}
}
@book{lakatos,
author = {Lakatos, Imre},
title = {Proofs and Refutations: The Logic of Mathematical Discovery},
publisher = {Cambridge University Press},
year = {1976},
note = {\url{https://en.wikipedia.org/wiki/Proofs_and_Refutations}}
}
% ---- Security philosophy ----
@article{saltzer1975,
author = {Saltzer, Jerome H. and Schroeder, Michael D.},
title = {The Protection of Information in Computer Systems},
journal = {Proceedings of the IEEE},
volume = {63},
number = {9},
pages = {1278--1308},
year = {1975},
doi = {10.1109/PROC.1975.9939}
}
% =====================================================================
% v24 additions -- frontier theorem source papers + artifacts
% =====================================================================
% ---- Deep equilibrium models (CF-13) ----
@inproceedings{baikolter2019,
author = {Bai, Shaojie and Kolter, J. Zico and Koltun, Vladlen},
title = {Deep Equilibrium Models},
booktitle = {Advances in Neural Information Processing Systems (NeurIPS)},
year = {2019},
note = {arXiv:1909.01377, \url{https://arxiv.org/abs/1909.01377}},
doi = {10.48550/arXiv.1909.01377}
}
% ---- Numerical stability (CF-17) ----
@book{higham2002,
author = {Higham, Nicholas J.},
title = {Accuracy and Stability of Numerical Algorithms},
edition = {2},
publisher = {Society for Industrial and Applied Mathematics (SIAM)},
year = {2002},
note = {Floating-point summation error model, \S2.2--\S4.2},
doi = {10.1137/1.9780898718027}
}
% ---- Alternating series / Madhava--Leibniz (CF-18) ----
@book{plofker2009,
author = {Plofker, Kim},
title = {Mathematics in India},
publisher = {Princeton University Press},
year = {2009},
note = {\S7.4, M\=adhava--Leibniz series and remainder; ISBN 978-0-691-12067-6}
}
% ---- Reed--Solomon / Singleton (CF-19) ----
@article{reedsolomon1960,
author = {Reed, Irving S. and Solomon, Gustave},
title = {Polynomial Codes over Certain Finite Fields},
journal = {Journal of the Society for Industrial and Applied Mathematics},
volume = {8},
number = {2},
pages = {300--304},
year = {1960},
doi = {10.1137/0108018}
}
@article{singleton1964,
author = {Singleton, Richard C.},
title = {Maximum Distance $q$-nary Codes},
journal = {IEEE Transactions on Information Theory},
volume = {10},
number = {2},
pages = {116--118},
year = {1964},
doi = {10.1109/TIT.1964.1053661}
}
% ---- VCG mechanism (CF-20) ----
@article{vickrey1961,
author = {Vickrey, William},
title = {Counterspeculation, Auctions, and Competitive Sealed Tenders},
journal = {The Journal of Finance},
volume = {16},
number = {1},
pages = {8--37},
year = {1961},
doi = {10.1111/j.1540-6261.1961.tb02789.x}
}
@article{clarke1971,
author = {Clarke, Edward H.},
title = {Multipart Pricing of Public Goods},
journal = {Public Choice},
volume = {11},
pages = {17--33},
year = {1971},
doi = {10.1007/BF01726210}
}
@article{groves1973,
author = {Groves, Theodore},
title = {Incentives in Teams},
journal = {Econometrica},
volume = {41},
number = {4},
pages = {617--631},
year = {1973},
doi = {10.2307/1914085}
}
@book{nisan2007,
author = {Nisan, Noam and Roughgarden, Tim and Tardos, {\'E}va and Vazirani, Vijay V.},
title = {Algorithmic Game Theory},
publisher = {Cambridge University Press},
year = {2007},
note = {Ch.~9, VCG mechanisms; ISBN 978-0-521-87282-9},
doi = {10.1017/CBO9780511800481}
}
% ---- Information theory: log-sum / Gibbs (CF-21) ----
@book{coverthomas2006,
author = {Cover, Thomas M. and Thomas, Joy A.},
title = {Elements of Information Theory},
edition = {2},
publisher = {Wiley-Interscience},
year = {2006},
note = {\S2.6--2.8, log-sum inequality (Thm~2.7.1), Gibbs' inequality (Thm~2.6.3); ISBN 978-0-471-24195-9},
doi = {10.1002/047174882X}
}
% ---- Aczel--Maksa functional equations (CUT-1 / separability lineage) ----
@book{aczel1966,
author = {Acz{\'e}l, J{\'a}nos},
title = {Lectures on Functional Equations and Their Applications},
publisher = {Academic Press},
year = {1966},
note = {Bisymmetry / associativity characterizations of means}
}
% ---- Lean / Mathlib toolchain ----
@misc{mathlib2020,
author = {{The Mathlib Community}},
title = {The {Lean} Mathematical Library},
year = {2020},
howpublished = {Proc. CPP 2020; \url{https://github.com/leanprover-community/mathlib4}},
doi = {10.1145/3372885.3373824}
}
@misc{lean4,
author = {de Moura, Leonardo and Ullrich, Sebastian},
title = {The {Lean 4} Theorem Prover and Programming Language},
year = {2021},
howpublished = {CADE-28; \url{https://leanprover.github.io}},
doi = {10.1007/978-3-030-79876-5_37}
}
% ---- seL4 (prior art comparison) ----
@inproceedings{sel4,
author = {Klein, Gerwin and Elphinstone, Kevin and Heiser, Gernot and others},
title = {{seL4}: Formal Verification of an {OS} Kernel},
booktitle = {Proc. ACM SOSP},
year = {2009},
doi = {10.1145/1629575.1629596}
}
% ---- Artifact / concept DOI ----
@misc{zenodoconcept,
author = {Lutar, Stephen P.},
title = {The Ouroboros Thesis / Unified Substrate --- Concept Record (always-latest)},
year = {2026},
howpublished = {Zenodo concept DOI},
doi = {10.5281/zenodo.19944926},
note = {\url{https://doi.org/10.5281/zenodo.19944926}}
}
@misc{lutarlean,
author = {{SZL Holdings}},
title = {lutar-lean: Machine-checked governance formulas in Lean~4},
year = {2026},
howpublished = {\url{https://github.com/szl-holdings/lutar-lean}}
}