a11oy / packages /policy /src /gates /moralGroundingFloor_gate.ts
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// SPDX-License-Identifier: Apache-2.0
// © 2026 Lutar, Stephen P. — SZL Holdings
// ORCID: 0009-0001-0110-4173
//
// Layer 6 — a11oy policy gate for MoralGroundingFloor (A2)
//
// Policy rationale:
// The moralGrounding axis carries a stricter floor (0.95) than the
// default 0.90 because misattribution of authorship or suppression of
// ORCID constitutes a governance-critical violation. This gate enforces
// that higher bar independently of the composite Λ check.
//
// Lean axiom cited: `moralGroundingFloor` (A2)
// Lean file: Lutar/Gate/MoralGrounding.lean
// Lean commit SHA: 1dca00032dfc9aa8559cc6c2e4b63192fcf52371
// Lean status: theorem (ENFORCED)
//
// Policy: if moralGrounding >= 0.95 → allow; else → deny
//
// References:
// Zenodo: https://doi.org/10.5281/zenodo.20119582
// Thesis §4.1: moralGroundingFloor axiom
export interface MoralGroundingFloorGateConfig {
/** Moral grounding floor. Default: 0.95. */
moralFloor?: number;
}
export interface MoralGroundingFloorGateOpts {
/** moralGrounding axis score in [0,1]. */
moralGrounding: number;
/** Optional ORCID present flag — absence penalizes score. */
orcidPresent?: boolean;
}
export interface MoralGroundingFloorDecision {
allow: boolean;
rationale: string;
formula: string;
leanTheorem: string;
leanFile: string;
leanCommitSha: string;
moralFloor: number;
moralGrounding: number;
lambdaScore: number;
}
const LEAN_THEOREM = "moralGroundingFloor";
const LEAN_FILE = "Lutar/Gate/MoralGrounding.lean";
const LEAN_COMMIT = "1dca00032dfc9aa8559cc6c2e4b63192fcf52371";
const DEFAULT_FLOOR = 0.95;
// ── Inline formula ────────────────────────────────────────────────────────────
// A2: moralGrounding axis floor = 0.95 (stricter than default 0.90)
/**
* MoralGroundingFloor (A2) policy gate.
*
* Enforces the elevated 0.95 floor on the moralGrounding axis. An absent
* ORCID is treated as an automatic floor penalty, reducing the effective
* score to 0.0.
*
* Lean axiom: `moralGroundingFloor` (A2)
* Lean file: Lutar/Gate/MoralGrounding.lean (commit 1dca00032dfc9aa8559cc6c2e4b63192fcf52371)
* Zenodo: https://doi.org/10.5281/zenodo.20119582
*/
export function moralGroundingFloorGate(
config: MoralGroundingFloorGateConfig = {}
): (opts: MoralGroundingFloorGateOpts) => MoralGroundingFloorDecision {
const moralFloor = config.moralFloor ?? DEFAULT_FLOOR;
if (!Number.isFinite(moralFloor) || moralFloor < 0 || moralFloor > 1) {
throw new Error(`MoralGroundingFloorGate: moralFloor must be in [0,1]; got ${moralFloor}`);
}
return function gate(opts: MoralGroundingFloorGateOpts): MoralGroundingFloorDecision {
const { moralGrounding, orcidPresent = true } = opts;
if (!Number.isFinite(moralGrounding) || moralGrounding < 0 || moralGrounding > 1) {
throw new Error(`MoralGroundingFloorGate: moralGrounding must be in [0,1]; got ${moralGrounding}`);
}
const effectiveScore = orcidPresent ? moralGrounding : 0.0;
const allow = effectiveScore >= moralFloor;
const lambdaScore = effectiveScore;
const rationale = allow
? `MoralGroundingFloor (A2): moralGrounding=${effectiveScore.toFixed(4)} ≥ floor ${moralFloor}; ORCID present=${orcidPresent}. Passes. Lean: ${LEAN_THEOREM} @${LEAN_COMMIT.slice(0, 12)}`
: `MoralGroundingFloor (A2): moralGrounding=${effectiveScore.toFixed(4)} < floor ${moralFloor}; ORCID present=${orcidPresent}. Denied — authorship attribution required. Lean: ${LEAN_THEOREM} @${LEAN_COMMIT.slice(0, 12)}`;
return { allow, rationale, formula: "MoralGroundingFloor", leanTheorem: LEAN_THEOREM, leanFile: LEAN_FILE, leanCommitSha: LEAN_COMMIT, moralFloor, moralGrounding: effectiveScore, lambdaScore };
};
}